This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Sobczak | 2015 | Advanced Diploma of Financial Planning - Mentor Education ~ Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business ( Financial Risk Management & International Trade) - Victoria University ~ Bachelor of Business (Financial Risk Management/International Trade) - Victoria University ~ Diploma of Financial Planning (1-3) - KAPLAN Education ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Personal Advice - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Alla Gorbunova | 2018 | Bachelor of Business - University of Technology Sydney ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - AMP Financial Services ~ Ethics and Professionalism in Financial Advice - Kaplan Australia ~ Masters of Business Administration (Executive) - UNSW |
| Antony Joseph Wojcik | 2001 | Adv Dip in Business (Acctg) - Douglas Mawson Inst of Technology ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ CFP - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Arnaldo Maini | 1999 | CFP - FPA ~ DipFP - Deakin ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Belinda Anne Wheeley-lea | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Caroline Deanna Rees | 2004 | Aged Care - Aged Care Steps ~ CFP® Certification Program - FPA ~ Certified Financial Planner - FPA ~ DFP - Deakin Uni/ FPA ~ Margin Lending and Geared Investments - Kaplan Professional ~ Margin Lending/ Geared Investments - Kaplan ~ Self Managed Superannuation Fund - Kaplan Professional ~ TASA and the TPB Code of Professional Conduct - Kaplan Professional |
| Catherine Frances HO | 2016 | Advanced Diploma of Financial Services - Kaplan Professional Services ~ Aged Care Steps Accredited Aged Care Professional training program - Aged Care Steps ~ Bachelor of Commerce Bachelor of Economics - Monash University ~ CFP - FAAA ~ Ethics and Professionalism in Financial Advice - Kaplan |
| David Christopher Murphy | 2018 | Bachelor of Accounting/ Bachelor of Finance - La Trobe University |
| David Scott Seidel | 2007 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
| Despina Pavlou | 1997 | Bachelor of Economics - James Cook University ~ CFP - FPA ~ DipFP - Deakin ~ Ethics and Professionalism in Financial Advice - Kaplan Professional Education |
| Gordon Anderson | 1997 | CFP - FPA ~ DipFP - Deakin ~ Finsia Certificate Course - Finsia ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Huy Tran | 2017 | Bachelor of Business - La Trobe University ~ Diploma of Financial Planning - Mentor Education Pty Ltd |
| Ignazio Ido Marchesan | 1999 | B.Econ - Flinders Uni ~ CFP - FPA ~ DipFP - Deakin ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Jeremy Lack | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - MLC Advice Education ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Kathleen Lehmann | 2014 | Adv Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Services - Integrity Education Group ~ Ethics and Professionalism - Griffith University ~ Graduate Diploma of Financial Planning - Griffith University |
| Kathryn Louise Stannard | 1999 | Bachelor of Arts (Economics) - University of Melbourne ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia |
| Linda Langdon | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Science - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Marsel Popov | 2011 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Bachelor of Business - University of Technology Sydney ~ Bachelor of Business - University of Technology Sydney (UTS) ~ CFP - FAAA ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Matthew Terrence Roach | 2016 | Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Bachelor of Business - Australia Catholic University (ACU) ~ Diploma of Financial Planning - Kaplan Professional |
| Melanie Jane Slade | 2005 | Bachelor of Business (Financial Planning) - RMIT ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Michael Craig Johns | 2008 | CFP - FPA ~ Dip Financial Advising - Finsia ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Nathan Mccabe | 2011 | Advanced Diploma - Financial Planning - Kaplan Professional ~ Bachelor Degree - Commerce - University of Queensland ~ Bachelor Degree - Economics - University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma - Applied Finance and Investment - Securities Institute of Australia |
| Navjyot Deol | 2018 | Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Information Technology - Charles Sturt University |
| Pei Lin Amanda Lee | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Holmesglen Tafe ~ Bachelor of Commerce (Accounting & Finance) - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Pitchaporn Curry | 2006 | Advanced diploma in financial planning - Kaplan Professional ~ Bachelor of business and electronic commerce - Monash Univeristy ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Ethics and professionalism in financial advice - Kaplan Professional ~ Master of commerce (international business) - University of NSW |
| Rebecca Paula Cheevers | 2002 | Advanced Diploma of Financial Planning - RG 146 Training Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Sophie Elizabeth Mcrae | 2018 | Bachelor of Commerce - Melbourne University ~ FPC002B - Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Kaplan Professional |
| Stephen Boyd | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Associate Diploma of Business (Accounting) - TAFE NSW ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Vikramjit Singh Anand | 2011 | Certified Financial Planner - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration - University of Technology Sydney ~ Master of Financial Planning - Kaplan Professional ~ Masters of Commerce - Panjab University (India) |
| Vinita Bhatia | 2000 | Assoc Dip Acctg - Swinburne ~ CFP - FPA ~ DFP - Deakin ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ M.Comm - Himachal Pradesh University |