This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Min Soo Kang | 2012 | 2003 - Bachelor of Commerce in Accounting and Finance - - UNSW ~ 2012 - Diploma of Financial Services - - Kaplan ~ 2021 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Nigel King Sing Tsa | 2007 | 2003 - Bachelor of Economics - - University of NSW ~ 2004 - Diploma of Financial Services - - Deakin University ~ 2007 - Advanced Diploma of Financial Services(FP) - - Kaplan ~ 2008 - Master of Applied Finance - - Kaplan |