This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Benjamin Peacey | 2008 | 2006 - Bachelor of Commerce - - University of Southern Queensland ~ 2008 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education |
| Adam Kieran Stennett | 2024 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2010 - Chartered Accountant - Professional Designations - Institute of Chartered Accountants Australia ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - SuperConcepts SMSF Specialist - Professional Designations - SuperConcepts |
| Aiyuty Soetanto | 1998 | 1996 - University of Western Australia - Bachelor Degree (AQF 7) - Bachelor of Commerce (Finance & Marketing) ~ 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2001 - Certified Financial Planner - Professional Designations - FPA ~ 2002 - Master of Accounting - Masters Degree (AQF 9) - Curtin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Accredited Aged Care Profesional - Other - Aged Care Steps (ACS) |
| Alex Trikolas | 1989 | 2003 - Bachelor of Arts - Chinese/Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin ~ 2003 - Certified Financial Planner - - FPA ~ 2003 - Diploma of Financial Planning - - FPA |
| Alexander Kwok P Cheng | 1994 | 1992 - Bachelor of Science - Bachelor Degree (AQF 7) - The University of Sydney ~ 1994 - Graduate Diploma in Applied Economics - Graduate Diploma (AQF 8) - Macquarie University ~ 2004 - Diploma of Financial Services (Financial Planning) - - Integratec ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Alexander Mae | 2012 | 2014 - Advanced Diploma of Financial Planning (Qualification) - - Kaplan Professional ~ 2014 - Foundations of Financial Planning - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan ~ 2015 - 928 Margin Lending - - Kaplan |
| Allyce Noelle Sewell | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Amit Odhavji | 2012 | 2012 - Diploma of Financial Planning - - International Institute of Technology (IIT) ~ 2012 - Specialist Margin Lending - Professional Designations - International Institute of Technology ~ 2018 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2021 - FASEA - Professional Designations - FASEA Standards Authority |
| Andrew Alexander Grace | 2022 | 2004 - Bachelor of Finance and Economics - Bachelor Degree (AQF 7) - Murdoch University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2020 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Central Queensland University (CQU) |
| Andrew DI Carlo | 1998 | 2001 - Bachelor Business (Accounting) - - Edith Cowan University ~ 2001 - Diploma of Financial Planning - - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Certified Financial Planner - - Financial Planning Association of Australia |
| Andrew Geoffrey Boyer | 2004 | 2005 - Diploma of Financial Planning - - Deakin University ~ 2014 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2016 - Margin Lending - Other - Mentor Education |
| Andrew Harris | 1987 | 2002 - Certificate 4 in Financial Planning - - Integratec ~ 2005 - Policy Statement 146 Knowledge Assessment - - Tribeca |
| Andrew James Maddocks | 1987 | 1999 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2003 - Certified Financial Planner - Other - Financial Planning Association |
| Andrew Travis Hewitt | 2018 | 2014 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew William Butterell | 2004 | 1987 - Bachelor of Economics - - Macquarie University ~ 1996 - Master of Commerce (Finance and Marketing) - - The University of New South Wales ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2017 - RG146 Superannuation & Self Managed Superannuation Funds - - Financial Education Professionals |
| Ann Bayliss | 1999 | 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Cavendish & ICFS Specialist SMSF Course - - The University of Adeliade |
| Anna Purcell | 2006 | 2006 - Bachelor of Business - - Victoria University ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2017 - DFP5v3 Tax for Financial Advising - - Kaplan ~ 2018 - TASACLv1 Commerical Law - - Kaplan |
| Anthony Brian Isaac | 1997 | 1998 - Bachelor of Applied Science - - Queensland University of Technology ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2002 - Certified Financial Planner - - Financial Planning Association |
| Anthony Fowler | 2014 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2006 - Master of Commercial Law - Masters Degree (AQF 9) - Macquarie University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony Leach | 2010 | 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Antonios Zaras | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - - ThreeSixty ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional |
| Arash Ash Hassani | 2014 | 2010 - Certificate 4 in Financial Services (Finance/Mortgage Broking) - - Traineeship Management Australia ~ 2014 - Risk Management (Insurance) - - Investment Banking Institute ~ 2016 - Diploma of Financial Planning - - International Institute of Technology |
| Ashley David Mcintosh | 2004 | 2002 - Graduate Diploma of Financial Planning - - Securities Institute of WA ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Barry Ryan Sher | 2007 | 2002 - Diploma - Commerce - - MIBT ~ 2006 - Bachelor Degree - Commerce - - Deakin University ~ 2015 - Certificate - Finance and Mortgage Broking - - The National Finance Institute |
| Blair Macintosh | 2013 | 2013 - Diploma of Financial Planning - - Kaplan |
| Brendan Brennan | 2023 | 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation - Professional Designations - Kaplan Professional |
| Brett Geappen | 2003 | 2010 - Diploma of Financial Planning - - Kaplan Professional |
| Brian John Rayner | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan |
| Brian Raymond John Daley | 2001 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Bruce Cameron Moss | 2006 | 1998 - Bachelor of Commerce - - University of Balarat ~ 2002 - Graduate Diploma of Applied Finance & Investment - - Kaplan ~ 2005 - Graduate Diploma of Financial Planning - - Kaplan ~ 2010 - Self Managed Superannuation Funds - - Kaplan ~ 2012 - ASX Accredited Listed Product Adviser (ALPA) Program - - Kaplan |
| Bruce Richard Sivalingam | 1989 | 1983 - Bachelor of Economics - - University of Western Australia ~ 1989 - Master of Economics - - University of Western Australia ~ 2012 - ASX Accredited Listed Products Adviser Program - - Kaplan Professional Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Bruno Luis Dos Santos Andre | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - University of South Australia |
| Byron Wayne Bartlett | 2000 | 1997 - Bachelor of Commerce - - Flinders Uni ~ 2001 - Diploma of Financial Planning - - FPA ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Cesare Pietro Resciniti | 1987 | 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Provide Advice in Self Managed superannuation Funds - - Kaplan Professional ~ 2014 - Diploma of Financial Planning - - Kaplan Professional |
| Christopher Jack Air | 1990 | 2000 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2008 - Master of Applied Finance - - Finsia ~ 2014 - Self Managed Superannuation Funds - Other - Mentor Education |
| Christy Vallen D'souza | 2002 | 2001 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2011 - Certified Financial Planner - Other - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan ~ 2018 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional |
| Ciaran Moore | 2013 | 2005 - Bachelor of Commerce - - Macquarie University ~ 2008 - Bachelor of Commerce - - Macquarie University Academic Record ~ 2013 - Diploma of Financial Planning - - Mentor Education ~ 2014 - SMSF Certification - - Mentor Education ~ 2014 - Self Managed Superannuation Funds - - Mentor ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education |
| Clay Thomas Bland | 2017 | 2014 - Diploma of Financial Planning - - AAMC Training Grourp ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Craig Lindner | 2009 | 1984 - Bachelor of Business - - Riverina College of Advanced Education ~ 1999 - Graduate Diploma of Applied Finance & Investment - - Securities Institute/Finsia ~ 2010 - Accredited Listed Product Adviser Program (ALPA) - - Kaplan Professional ~ 2015 - Diploma of Financial Planning - - Kaplan Professional |
| Dale Mathew Barratt | 2000 | 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - RMIT ~ 2011 - Master of Applied Finance - - KAPLAN ~ 2014 - Masters of Business Administration - - Deakin University ~ 2019 - Ethics and professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Damian Andrew Eales | 2008 | 2014 - Diploma of Financial Planning - - Kaplan Professional |
| Damian James Talbot | 2011 | 2010 - Diploma of Financial Services (Financial Planning) - - RG 146 Training Australia |
| Daniel Baschera | 1990 | 2012 - (FNS50804) Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Daniel Boce | 2004 | 2003 - Diploma of Financial Services (Financial Planning) - - AMP Limited ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - - AMP Limited ~ 2006 - Self Managed Superannuation Funds - - Tribeca ~ 2011 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - Kaplan Professional |
| Daniel Gerson | 2014 | 2014 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2015 - Self Managed Superannuation Funds - - Kaplan ~ 2017 - DFP5v3 Tax for Financial Advising - - Kaplan ~ 2017 - TASACLv1 Commercial Law - - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Daniel James Mccabe | 2003 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning Australia ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning Australia ~ 2005 - Self Managed Superannuation Funds - - Tribeca Learning Australia ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Daniel Lawrence Superina | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2018 - Super Concepts - Other - Specialist SMSF Course ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Daniel Mezzatesta | 2015 | 2011 - Bachelor of Commerce (Financial Planning) - - Curtin University ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education |
| Daniel Rose | 2000 | 2003 - Diploma of Financial Planning - - FPA & Deakin University ~ 2007 - Direct Shares Accreditation - - AXA Excellence ~ 2007 - SMSF Accreditation - - AXA Excellence ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Daniel Singh | 2010 | 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education |
| Darcy Johnstone | 2016 | 2011 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2014 - 921 Managed Investments - Knowledge and Skills - Other - Kaplan Professional ~ 2015 - Margin Lending Accreditation Program - Other - Deakin Prime |
| Dau Anh Pham | 2009 | 2007 - Certificate IV Financial Services (Finance/Mortgage Broking) - - AAMC Training Group ~ 2008 - Diploma of Financial Services (Financial Planning) - - AAMC Training Group ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - AAMC Training Group ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David Andrew DE Kretser | 2008 | 1995 - Bachelor of Business (Accounting) - - Monash University ~ 2007 - Diploma of Financial Planning - - Kaplan |
| David John Robson | 2002 | 1979 - Bachelor of Commerce - - University of Newcastle ~ 1980 - Chartered Accountant - - Chartered Accountants Australia New Zealand ~ 2010 - Margin Lending and Geared - - Kaplan ~ 2011 - ASX Listed Products Accreditation Course - - LPACOnline |
| David John Rylah | 2013 | 2013 - Diploma of Financial Planning - - Intellitrain Training Australia ~ 2015 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2016 - SMSF Accreditation - - Monarch Institute |
| David Lewis Denham Kerr | 2005 | 2005 - Foundation Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2013 - Diploma of Financial Planning - - International Institute of Technology ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| David Maddern | 2000 | 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2015 - Self Managed Superannuation Funds - Other - Mentor Education |
| David Nelson | 2005 | 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2011 - SMSF Specialist Advisor - Other - SMSF Association ~ 2019 - Financial Adviser Exam - Other - FASEA |
| David Ross Taylor | 2011 | 2006 - Certificate III in Financial Services (General Insurance) - - AMP Limited ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd |
| Dean Desoukey | 2015 | 2012 - Bachelor Business Commerce (Applied Finance) - Bachelor Degree (AQF 7) - University of Sydney ~ 2012 - Diploma Financial Planning FNS50610 - Diploma (AQF 5) - Kaplan Australia ~ 2014 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2015 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2019 - RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia |
| Devan Jerome King | 2016 | 2013 - Graduate Diploma in Financial Planning - - University of Free State ~ 2016 - Diploma of Financial Planning - - Monarch Institute |
| Donna Sharron Ripper | 2006 | 1986 - Bachelor of Commerce (with Honours) - - The University of Melbourne ~ 1989 - Master of Commerce - - The University of Melbourne ~ 2006 - Financial Advice, PS 146 Training Course - - Mentor Education ~ 2006 - Insurance, PS 146 Training Course - - Mentor Education |
| Elizabeth Haile | 2011 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Emily Bowker | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Diploma of Finance and Mortgage Broking Management - - Institute of Strategic Management ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2015 - Margin Lending - - Kaplan Professional |
| Evan Richard Gilhome | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Gavin Dudley Blake | 2004 | 2002 - Diploma of Financial Planning - - FPA-Deakin ~ 2004 - Certified Financial Planner - - FPA ~ 2012 - Principles in Self Managed Superannuation Funds - - International Institute of Technology |
| Gavin Scott Newbound | 2002 | 1994 - Bachelor of Economics - - The University of New England ~ 2003 - Graduate Diploma in Personal Financial Planning - - University of Southern Queensland ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Gene Harlow | 2001 | 2002 - Diploma of Financial Planning (DFP1-4) - - Tribeca Learning ~ 2003 - Taxation Planning - - Tribeca Learning ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| George Collie | 2017 | 2014 - Certified Financial Planner - - Financial Planning Association ~ 2014 - Diploma of Financial Planning - - Pinnacle ~ 2015 - Master of Applied Finance (FinPlan) - Masters Degree (AQF 9) - Charles Sturt University ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Glenn Andrew Brown | 2002 | 2004 - Life Insurance - - Securities Institute ~ 2006 - Policy Statement 146 Knowledge Assessment - - Tribeca ~ 2011 - Superannuation - - Kaplan |
| Glenn David Pitt | 2006 | 1982 - Bachelor Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2011 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2012 - Fellow Chartered Financial Practitioners (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Gloria Mina | 2007 | 2006 - Bachelor of Business (Accounting) - - RMIT University ~ 2011 - Diploma Of Financial Planning - - Kaplan ~ 2011 - Magin Lending - - Kaplan ~ 2013 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Grant Millar | 2014 | 2014 - Diploma of Financial Planning - - Monarch Institute ~ 2015 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland |
| Greg Kadel | 2003 | 2003 - Completed Subjects 1&2 of a Diploma of Financial Services (Financial Planning) - - Integratec ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Gregory Blumenthal | 2010 | 2006 - Provide Advice in Life Insurance - - Finsia, ~ 2006 - Provide Advice in Managed Investments - - Finsia ~ 2006 - Provide Advice in Superannuation - - Finsia |
| Guy Munro Mankey | 1979 | 2001 - Risk Management and Insurance Planning - - FPA ~ 2004 - Diploma of Financial Services ( Financial Planning ) - - King's International College |
| Harrison Miles | 2022 | 2019 - Bachelor of Commerce (Finance & Management) - Bachelor Degree (AQF 7) - Curtin University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Self Managed Superannuation Funds - Other - Kaplan |
| Hayley Dyson | 2010 | 2007 - Bachelor Degree - Applied Finance - - University of South Australia ~ 2010 - Advanced Diploma - Financial Planning - - Kaplan Professional ~ 2014 - Masters Degree - Business Administration - - Deakin University ~ 2014 - Masters Degree - International Finance - - Deakin University ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Helena Tamara Blum | 2003 | 2008 - PS146 Accreditation - - Deakin University ~ 2010 - Diploma of Financial Services (Financial Planning) - - Deakin University ~ 2010 - Diploma of Financial Services (Insurance Broking) - - NIBA College of Insurance & Risk Professionals |
| Hoai Ninh | 2015 | 2012 - Bachelor of Finance - Bachelor Honours Degree (AQF 8) - Latrobe University ~ 2015 - Diploma of Financial Planning 50615 - Diploma (AQF 5) - Kaplan ~ 2015 - Master of Professional Accounting - Masters Degree (AQF 9) - Kaplan ~ 2023 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Professional |
| Howard Anthony Tew | 1982 | 1998 - Introduction to Financial Planning - - Financial Planning Association ~ 1998 - Investment Planning: Fundamentals - - Financial Planning Association ~ 1998 - Risk Management & Insurance Planning - - Financial Planning Association ~ 1999 - Taxation Planning - - Financial Planning Association ~ 2001 - Superannuation & Retirement Planning - - Integratec |
| Howard Denis Harvey Norman | 2016 | 2016 - Diploma Of Financial Planning - - Kaplan |
| Ian Finney | 2004 | 1982 - Bachelor of Business - - Caulfield Institute of Technology ~ 2015 - Diploma of Financial Planning - - Mentor Education ~ 2016 - Accredited Aged Care Professionals - - Aged Care Steps |
| Ian Mcleod | 1988 | 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan |
| Jack Oineza | 2006 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Taxation Planning - - Tribeca ~ 2007 - Estate Planning - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan |
| Jack William Mayer | 2024 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jacquelyn Anne Rennie | 2009 | 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Jade Louise Mckay | 2018 | 2018 - Diploma of Financial Planning - - Kaplan ~ 2018 - Managed Investments and Securities - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| James Ainslie Beard | 2014 | 2014 - Bachelor Degree - Business - - RMIT ~ 2014 - Tier 1 Margin Lending - - Kaplan |
| James Anthony Mousa | 2006 | 2007 - Diploma of Financial Services (Financial Planning) FNS50804 - - Kaplan Professional Education ~ 2013 - Bachelor of Laws - - James Cook University ~ 2014 - Investment Products 4 - Derivatives, Managed Investments, Margin Lending - - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning FNS60410 - - Kaplan Professional |
| James Bryce Collie | 2014 | 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2014 - Securities and Managed Investments - - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| James Edward Millard | 2007 | 2005 - Bachelor of Commerce - - The University of Newcastle ~ 2007 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2010 - Self Managed Superannuation Funds - - Kaplan |
| James Patrick O'reilly | 1999 | 2009 - Advanced Diploma of Financial Services (Financial Planning) - - RG146 Training Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan ~ 2015 - Master of Applied Finance - - Kaplan ~ 2016 - SMSF Specialist Adviser - - SMSF Association |
| Jamie George Papamihail | 2007 | 2001 - Bachelor of Business - - Edith Cowan University ~ 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education |
| Janine Barbara Mclean | 2018 | 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jason George Lane | 2014 | 2008 - Bachelor of Business - Economics - - Queensland University of Technology ~ 2011 - Master of Business - Applied Finance - - Queensland University of Technology ~ 2012 - Accredited Derivatives Adviser Level One - - Kaplan ~ 2012 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - SMSF - - Kaplan ~ 2014 - Dip of Finance and Mortgage Broking Management Upgrade Module - - Kaplan ~ 2014 - Diploma of Fin Planning - - Kaplan ~ 2014 - Diploma of Finance & Mortgage Broking - - Kaplan ~ 2014 - Diploma of Financial Planning - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan |
| Jason George Vozvoteca | 2004 | 1989 - Bachelor of Arts (Biological Science) - Bachelor Degree (AQF 7) - Flinders University ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute |
| Jennifer Anne Denver | 2004 | 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - Intellitrain ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jery Mourelatos | 2000 | 1989 - Bachelor Degree - Behavioural Science - - La Trobe University ~ 1995 - Graduate Diploma - Dip Superannuation Management - - Macquarie University ~ 2001 - Graduate Diploma - Applied Finance and Investments - - Securities Institute Australia ~ 2011 - Graduate Certificate - IV Mortgage Broking - - Online Education ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jesse Samuel Field | 2018 | 2018 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional ~ 2021 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser (ALPA) - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jessica Bell | 2009 | 2006 - Bachelor of Social Science (Psychology) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2009 - Diploma of Financial Services Financial Planning - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jodi Lea Rose-nealy | 2003 | 1997 - Bachelor of Science - - Monash University ~ 1998 - Certified Financial Planner - - FPA ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2005 - Diploma of Mortgage Lending - - Securities Institute ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Joel Cleary | 2009 | 2008 - Bachelor of Commerce - - University of Melbourne ~ 2013 - Advanced Diploma in Financial Planning - - Kaplan Professional Education ~ 2018 - Certified Financial Planner - - Financial Planning Association |
| Joel Gregory Little | 2009 | 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2015 - Self Managed Superannuation Funds - Other - Mentor Education ~ 2016 - 928 Margin Lending - Other - Kaplan Professional ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| John Hiolos | 2011 | 2011 - Bachelor of Commerce (Majoring in Finance and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Invest Self-managed Superannuation funds assets - Other - Integrity Education Group ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jonathan Antony Van Omme | 2007 | 2002 - Bachelor of Commerce - - Curtin University of Technology ~ 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Margin Lending - - Kaplan |
| Jonathan Chong | 2006 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales (NSW) ~ 1997 - Bachelor of Law - Bachelor Degree (AQF 7) - University of New South Wales (NSW) ~ 2000 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jonathon Pugliese | 2017 | 2016 - Diploma of Financial Planning - - Kaplan Professional |
| Jorge Lay | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education Group ~ 2009 - Self Managed Super Funds - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional |
| Joseph Cilmi | 2015 | 2010 - Professional Certificate in Self-Managed Superannuation - - The University of Adelaide ~ 2011 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2014 - Diploma of Financial Planning - - Pinnacle Financial Services Academy, ~ 2014 - Provide Advice in Margin Lending - - Pinnacle Financial Services Academy ~ 2021 - Ethics & Professional Standards for Financial Advisers - Bridging Course - Ethics - TAFE NSW |
| Joshua Isaac Davidson | 2018 | 2009 - Bachelor of Business - - Monash ~ 2018 - Diploma of Financial Planning - - Kaplan |
| Joshua Vavala | 2018 | 2017 - Bachelor of Business (Economics & Finance) - Bachelor Honours Degree (AQF 8) - Royal Melbourne Institute of Technology ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Judy Lee Hong Chew | 2016 | 2006 - Bachelor of Business (Financial Planning & Finance) - - University of Technology |
| Justin Allerton | 2011 | 2007 - Finsia Certificate Stage 1 in Financial Advising - - Finsia ~ 2008 - Finsia Certificate Stage 2 in Financial Advising - - Finsia ~ 2011 - Bachelor Business (Financial Planning) - - RMIT University ~ 2015 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) ~ 2019 - Self Managed Superannuation Funds - - Kaplan |
| Justin Bridger | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - - Mentor Education Group ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor |
| Justin Daniel | 2006 | 2004 - Intro to F.P, Insurance & Social Security, Super & Retirement Planning, Law of Invests & Fin Markets - - RMIT ~ 2006 - Wealth Creation & Preservation, F.P Practice Mgmt, Invest. & Portfolio Mgmt - - RMIT ~ 2009 - Self managed superannuation Funds - - Kaplan ~ 2014 - Graduate Certificate in applied finance - - Kaplan |
| Justin Holzer | 1999 | 1995 - Bachelor of Law - - University of Queensland ~ 1999 - Financial Planning Principles & Practice - - Securities Institute ~ 2001 - Master of Professional Accounting - - University of Southern Queensland ~ 2001 - Risk Management for Financial Services Professionals - - Integratec ~ 2002 - Investment Planning 1 - - FPA |
| Justin Said | 2005 | 2006 - Diploma in Financial Services (Financial Planning) - - Tribeca ~ 2013 - Self Managed Superannuation Funds - - International Institute of Technology |
| Kar Foong Lim | 2016 | 1994 - Bachelor of Accounting (Qualification) - - University of Malaya ~ 2008 - Master of Applied Finance - - Macquarie University ~ 2016 - Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2017 - SuperConcepts & ICFS Specialist SMSF course - - The University of Adelaide |
| Karyn Marie Nimmo | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Kathleen Renee Adams | 2005 | 2005 - Self Managed Superannuation Funds - - Tribeca ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan ~ 2018 - Graduate Certificate in Financial Planning - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Kathryn Willowhite | 2015 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor ~ 2017 - Graduate Certificate in Financial Planning - - Griffith University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Kelly Jade King | 2001 | 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2021 - FPE016 Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Accredited Aged Care Profesional - Other - Aged Care Steps (ACS) ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Kenneth Chamlika Weerasiri | 2007 | 2009 - Diploma of Financial Services (Financial Planning) - - RG146 Training Australia ~ 2010 - Advanced Diploma of Financial Services - - International Institute of Technology ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Master of Financial Planning - Other - Kaplan |
| Kerry Farquharson | 2008 | 2006 - Bachelor Degree - Commerce - - James Cook University ~ 2008 - Diploma - Financial Planning - - Kaplan ~ 2010 - Advanced Diploma - Financial Planning - - Kaplan |
| Kimberley Harrison | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Swinburne University of Technology ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Swinburne University of Technology ~ 2022 - Master of Financial Technologies - Masters Degree (AQF 9) - Swinburne University of Technology |
| Kurt Smith | 2013 | 2011 - Diploma of Financial Services (Financial Planning) - - Mentor Education Group ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2015 - Self Managed Superannuation Funds - - Kaplan |
| Kwai Ping Siu | 2005 | 2010 - Advanced Diploma of Financial Services (Financial Planning) - - International Institute of Technology ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Kym William Nitschke | 2008 | 2000 - Generic Financial Planning - - Chartered Accountants ~ 2000 - Managed Investments - - Chartered Accountants ~ 2000 - Superannuation and Retirement Planning - - Chartered Accountants ~ 2001 - Risk Management - - FPA ~ 2009 - Self Managed Super Fund Course - - Kaplan |
| Lawson Mavondo | 2005 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - 928S Margin Lending - Other - Kaplan Professional ~ 2024 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association |
| Lazo Lembovski | 2010 | 1998 - Bachelor of Commerce (Accounting and Finance) - - Monash University ~ 2002 - Diploma of Financial Planning (DFP) - - Financial Planning Association (FPA) ~ 2003 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) |
| Leon Reginald Jones | 2006 | 2000 - Bachelor of Commerce - - University of Newcastle ~ 2003 - Diploma of Financial Planning - - Deakin University/FPA ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2011 - Intermediate Aged Care Facts & Finance - - Aged Care Adviser Network ~ 2011 - Introduction to Aged Care - - Aged Care Adviser Network |
| Linda O'kelly | 2008 | 2009 - Diploma of Financial Services - - Mentor ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - RG146 Mentor Education Group ~ 2019 - Commercial Law for Tax (Financial) Advisers Skill Set - - Mentor ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Luke Alexander Harlow | 2015 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2016 - Bachelor of Commerce (Major in Finance) - Bachelor Degree (AQF 7) - The University of Queensland ~ 2021 - FPE016 Self Managed Superannuation Funds - Other - Kaplan ~ 2024 - Margin Lending Specialist - Professional Designations - Kaplan Professional |
| Marcos Manuel Rozas | 2008 | 2007 - Bachelor of Business - - Australian Catholic University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Statement of Attainment in RG146 Competencies - - Kaplan Professional Education |
| Maria Jan Ricketts | 2000 | 2004 - Diploma of Financial Planning - - Financial Planning Association ~ 2009 - Bachelor of Business - - University of Southern Queensland ~ 2018 - Certified Financial Planner - - CFP |
| Marijana Subasic | 2018 | 2015 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Mark Andrew Greenaway | 1986 | 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) |
| Mark Anthony Italiano | 2006 | 2004 - Entry Level Competencies - - Kaplan Professional Education ~ 2004 - Investment Planning 1 - - Tribeca Learning ~ 2004 - Risk Management - - Kaplan Professional Education ~ 2004 - Superannuation and Retirement Planning - - Tribeca Learning ~ 2015 - FNS51210 Diploma of Insurance Broking - - National Insurance Brokers Association of Australia |
| Mark G Livingston | 2004 | 2008 - Superannuation Tier 1 Adviser Solution & PS146 - - Kaplan ~ 2010 - ASIC Policy Statement 146 Compliance - - Australian and New Zealand Institute of Insurance and Finance ~ 2018 - Self Managed Suprannuation Funds - - Kaplan |
| Mark John Lockwood | 1998 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2003 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2005 - SMSF Specialist Adviser - - SMSF Association ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan |
| Mark Philip Kalucy | 1989 | 2002 - Diploma of Financial Markets - - Securities Institute ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education |
| Mark Porter Maddern | 2009 | 2009 - Advanced Diploma of Financial Services - - Kaplan Professional ~ 2010 - Certified Financial Strategist - - Association of Independently Owned Financial Professionals ~ 2010 - Fellow Chartered Financial Practitioner - - Asia Pacific Financial Services Association ~ 2011 - Bachelor Of Business (Marketing and Management - - Swinburne University ~ 2011 - SSA Specialist Adviser - - Self Managed Super Fund Association |
| Marlon Fresher | 2023 | 2018 - Bachelor of Commerce (Finance and Management) - Bachelor Degree (AQF 7) - Curtin University ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SMSF Regulations & Taxation - Other - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Martin Guy Mcgrath | 2008 | 2002 - Masters of Financial Planning - - Kaplan Private College ~ 2007 - Bachelor of Business Management - - University of Newcastle ~ 2013 - Professional Year of Study - - Institute of Chartered Accountants Australia ~ 2015 - Certified Financial Planner - - Financial Planners Association of Aust ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Martin LE Tessier | 1994 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia (UWA) ~ 2005 - Diploma Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) |
| Mason Walsh | 2021 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mathew Hanlon | 2001 | 2009 - Advanced Diploma Services (Financial Planning) FNS60408 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Carnegie | 2006 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2014 - Advanced Self Managed Superannuation Funds Program - - Kaplan ~ 2019 - Ethics and Professionalism - Other - Kaplan ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2019 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Matthew Hastie | 1997 | 2000 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2020 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Matthew Kane Farrugia | 2016 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - La Trobe University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Matthew West | 2004 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca |
| Matthew Woodards | 2005 | 2012 - Diploma of Finance and Mortgage Broking Management - - AAMC Training Group ~ 2013 - Diploma of Financial Planning - - Integrity Education Group ~ 2013 - Self Managed Superannuation Funds - - Integrity Education Group ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Melissa Christina Nicholson | 2021 | 2016 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Michael John Harwood | 2004 | 2000 - Bachelor of Commerce - - Murdoch University ~ 2003 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2007 - Master of Applied Finance and Investment - - Finsia ~ 2009 - Certified Financial Planner - - FPA ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael Jon Spencer | 1992 | 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 1999 - Certified Financial Planner - Professional Designations - FPA ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional |
| Michael Nicholas Moursellas | 2005 | 2003 - Bachelor of Business Double Major in Finance and Economics - - Edith Cowan University ~ 2005 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2008 - CERTIFIED FINANCIAL PLANNER - - Financial Planning Association of Australia ~ 2015 - Fixed Income Course - - FIIG ~ 2020 - Kaplan - Bridging Course - Ethics - Ethics & Professionalism in Financial Advice |
| Michael Oliver | 2013 | 2013 - Diploma of Financial Planning - - International Institute of Technology ~ 2014 - Principles in Self Managed Superannuation Funds - - International Institute of Technology |
| Michael Paul Partridge | 2010 | 2008 - Diploma of Financial Services (Financial Planning) - - Financial Services Institute of Australasia (FINSIA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2016 - Bachelor of Commerce (Accounting and Financial Planning) - - Curtin University |
| Michael Robert Stephens | 2001 | 2001 - Master of Business Administration - - Monash University ~ 2004 - Self Managed Superannuation Funds - - Kaplan ~ 2007 - Master of Financial Planning - - RMIT University ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2015 - Diploma of Financial Services (Financial Planning) - - Kaplan |
| Min WU | 2008 | 2001 - Bachelor of Computer Engineering - - University of New South Wales ~ 2001 - Master of Biomedical Engineering - - University of New South Wales ~ 2008 - Certified Financial Planner - - FPA ~ 2008 - Graduate Diploma of Financial Planning - - Finsia ~ 2008 - Graduate Diploma of Financial Planning - - Kaplan (formerly FINSIA) ~ 2013 - Master of Applied Finance - - Kaplan ~ 2013 - Master of Applied Finance - - Kaplan Professional |
| Ming Zhang | 2010 | 2010 - Diploma of Accounting - - TAFE NSW ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan |
| Nasser Zreika | 2001 | 1997 - Bachelor of Economics - - The Flinders University of South Australia ~ 2002 - Diploma Of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending And Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Neil Anthony Thomason | 1998 | 1997 - Bachelor of Commerce - - Murdoch University ~ 2002 - Graduate Diploma in Financial Planning - - Securities Institute Education ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Neil Costley | 2014 | 1995 - Graduate Diploma of Business in Professional Accounting - - Edith Cowan University ~ 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2022 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nicholas Blake Darcy | 2024 | 2023 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| Nicholas Christou | 2007 | 2005 - Diploma of Business - - Swinburne University of Technology ~ 2010 - Bachelor of Business - - Swinburne University of Technology ~ 2010 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) ~ 2017 - Invest Self-Managed Superannuation Funds Assets - Other - Integrity Education Group |
| Nicholas John Webb | 2011 | 2008 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Master of Business (Finance) - Masters Degree (AQF 9) - Queensland University of Technology ~ 2013 - Certified Financial Planner - - FPA ~ 2014 - Master of Business Administration - Masters Degree (AQF 9) - Queensland University of Technology |
| Nick Kolevski | 2011 | 2010 - Diploma of Financial Services (Financial Planning) - - Australian Institute of Financial Services and Accounting |
| Nicole Jane Mclean | 2015 | 2000 - Australian Direct Marketing Certificate - - ADMA ~ 2005 - Diploma of Financial Services - - Kaplan |
| Nigel Compton | 1996 | 1999 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional |
| Nigel Fenton | 1979 | 2001 - Diploma of Financial Planning - - Integratec |
| Noel Ching | 1998 | 1997 - Master of Business Administration - Masters Degree (AQF 9) - University of Sydney ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2014 - Certificate IV in Finance and Mortgage Broking - - National Finance Institute ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Certified Financial Planner - Other - FPA |
| Norman Angwar | 2008 | 2006 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University ~ 2007 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2008 - Certified Financial Planner - - FPA ~ 2014 - Self Managed Suprannuation Funds - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Orhan Azizoglu | 2000 | 1998 - Bachelor of Business Administration - - University Europea ~ 2000 - Graduate Diploma in Advanced Economics - - La Trobe University ~ 2004 - Self Managed Super Fund Course - - Tribeca ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan ~ 2022 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Pasquale Paolo Del Grande | 1988 | 2002 - Diploma of Financial Services (Financial Planning) - - Integratec ~ 2002 - Estate Planning - - Integratec ~ 2002 - Investment Planning 2 - - Integratec ~ 2002 - Taxation Planning - - Integratec |
| Patrick Czajka | 2018 | 2015 - Foundations of Financial Planning - - Kaplan ~ 2015 - Insurance and Risk Protection - - Kaplan ~ 2015 - Superannuation and Retirement Planning - - Kaplan ~ 2016 - Advanced Financial Planning - - Kaplan ~ 2016 - Securities and Managed Investment - - Kaplan |
| Paul Alex Harrison | 2008 | 2005 - Bachelor Degree - Commerce - - Curtin University of Technology ~ 2007 - Diploma - Financial Planning - - Kaplan Professional Education ~ 2012 - Advanced Diploma - Financial Planning - - Kaplan Professional Education |
| Paul Allan Bryant | 1999 | 1991 - Diploma of Banking and Finance - - Holmesglen Institute of TAFE ~ 2004 - Diploma of Financial Advising - - Securities Institute |
| Paul Beste Kemp | 2008 | 1987 - Bachelor of Science (Major Business) - - Mount St. Mary's University ~ 2002 - Completed DFP Equivalent: Subjects 1-4 - - Securities Institute ~ 2005 - Completed Subjects 1-4 of an Advanced Diploma of Financial Services (Financial Planning) - - Tribeca learning Australia |
| Paul Geisel | 1987 | 1990 - Certified Financial Planner - - Financial Planning Association of Australia ~ 1994 - Diploma of Financial Planning - - Financial Planning Association of Australia |
| Paul Hayden | 2016 | 1997 - Bachelor of Commerce (Banking & Finance) - - University of Canberra ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2018 - DFP5v3 Tax for Financial Advising (Short Answer Exam) - - Kaplan ~ 2018 - TASACLv1 Commercial Law - - Kaplan |
| Paul Joseph Masina | 2016 | 1995 - Bachelor Of Commerce (Economics & Finance) - - University of western Society ~ 2014 - Diploma Of Financial Planning - - Pinnacle |
| Paul Robert Timms | 2016 | 2011 - Bachelor Of Commerce (Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2011 - Bachelor of International Business - Bachelor Degree (AQF 7) - Griffith University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Paul Tsimopoulos | 2006 | 1992 - Associate Diploma of Accounting - - TAFE South Australia ~ 2006 - Certificate IV Financial Services (Finance/Mortgage Broking) - - TAFE South Australia ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Peter John Kennedy | 2008 | 2005 - Bachelor of Commerce - - The University of Western Australia ~ 2008 - Graduate Certificate in Financial Planning - - Finsia ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan |
| Peter Petro Skanavis | 2008 | 2006 - Bachelor Of Mathematics and Finance - - University of Technology, Sydney ~ 2006 - Bachelor of Mathematics and Finance - - University of Technology, Sydney ~ 2008 - Diploma of Financial Services - - Finsia ~ 2008 - Diploma of Financial Services(Financial Planning) - - Financial Services Institute of Australasia (FINSIA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Advanced Diploma of Financial Services - - Kaplan ~ 2012 - Advanced Diploma of Financial Services(Financial Planning) - - Kaplan ~ 2014 - Self Managed Super Funds - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan |
| Peter Rowland Hawdon | 1991 | 2000 - Diploma of Financial Services (Financial Planning) - - Financial Planning Association ~ 2002 - Advanced Diploma of Financial Services (Financial Planning) - - Financial Planning Association ~ 2006 - Self Managed Superannuation Fund Adviser Education Program - - Financial Essentials |
| Pradipkumar Dayalbhai Parmar | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education |
| Priyanka Wijesekera | 2007 | 2001 - Diploma of Business (Banking & Finance) - - Homesglen Tafe ~ 2004 - Diploma of Financial Services (Planning) - - FPA ~ 2005 - Investment Planning 2 - - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional |
| Raghavendra Vattam | 2005 | 2001 - Bachelor of Commerce (Accounting) - - Bangalore university ~ 2005 - Master of Financial Planning - - Griffith University ~ 2011 - Professional Diploma in Stockbroking - - DeakinPrime |
| Rajiv Regmi | 2016 | 2006 - Postgraduate Diploma in Accounting - Bachelor Honours Degree (AQF 8) - Macquarie University ~ 2007 - Master of Business Administration - Masters Degree (AQF 9) - University of Ballarat ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ralston Garfield Grose | 2000 | 1999 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Ramnan Gopal Mudaliar | 2011 | 2000 - Master of Management - - Southern Cross University ~ 2002 - Bachelor of Arts - - The University of the South Pacific ~ 2011 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Rashesh Gopaldas Bhavsar | 2008 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan |
| Rathakrishna Jeyabalasingam | 2013 | 2011 - Bachelor of Business (Financial Risk Management) - Bachelor Degree (AQF 7) - Victoria University ~ 2016 - Master of International Finance - Masters Degree (AQF 9) - Deakin University ~ 2023 - SMSF Regulation and Taxation - Other - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ray Regmi | 2010 | 2003 - Bachelor of Business (Accounting) - - Central Queensland University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Regan Frank Welburn | 2016 | 2008 - Diploma Of Financial Services - - Mentor ~ 2009 - Advanced Diploma of Financial Services - - Mentor ~ 2024 - Accredited Behavioral Finance Professional (ABFP) - Professional Designations - Kaplan Professional ~ 2024 - Chartered Retirement Planning Counselor (CRPC) - Professional Designations - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Reginald Reuben Grantham | 2005 | 2011 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - - International Institute of Technology (IIT) ~ 2011 - Diploma of Financial Services (Financial Planning) FNS50804 - - Kaplan Professional 2011 ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional |
| Richard Bowyer | 1988 | 2004 - Diploma of Financial Services - - Tribeca ~ 2009 - Advanced Diploma of Financial Services - - Tribeca ~ 2012 - Life Risk Specialist (LFS) - - FPA ~ 2013 - Accredited Estate Planning Specialist - - FPA |
| Richard Fiorelli | 1990 | 2002 - Siploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2005 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy Pty Ltd |
| Richard Marshall Johnson | 1995 | 1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) |
| Richard Thomas Gough | 2013 | 2009 - Certificate 4 in Financial Services (Accounting) - - Swinburne University of Technology ~ 2012 - Diploma of Financial Planning - - Kaplan |
| Robert Bosevski | 2003 | 1999 - Bachelor of Commerce (Accounting) - - University of Wollongong ~ 2005 - Graduate Diploma in Financial Planning - - Securities Institute ~ 2015 - Certificate IV in Finance and Mortgage Broking - - The National Finance Institute ~ 2017 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Robert Wearne | 1995 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca |
| Roberto Malu | 2008 | 2007 - Bachelor of Commerce (Management & Marketing) - - Curtin University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education Pty Ltd |
| Roderick John Goswell | 2007 | 2006 - Graduate Diploma of Financial Planning - - Financial Services Institute of Australasia (FINSIA) ~ 2007 - Investment Planning 1 - - Tribeca ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Rosario Monteleone | 2013 | 2006 - Advanced Diploma of Accounting - - TAFE - SA ~ 2012 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology (IIT) ~ 2013 - RG146 Tier 1 Specialist Margin Lending - - International Institute of Technology |
| Ross Miller | 2001 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ryan Michael Chwalko | 2013 | 2006 - Bachelor of Commerce (Accounting and Financial Planning) - - Deakin University |
| Ryan Thomas Bultitude | 2016 | 2016 - Diploma of Financial Planning - - Integrity Education Group |
| Ryan Wadsworth | 2015 | 2013 - Bachelor of Business - - Swinburne University of Technology ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2019 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor education |
| Samuel Schmarr | 2016 | 2013 - Diploma of Finance and Mortgage Broking - - Intellitrain ~ 2015 - Bachelor of Commerce - - University of Newcastle ~ 2015 - Diploma of Financial Planning - - Kaplan |
| Sanchi Kogata | 2024 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Mumbai ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Margin Lending Specialist - Other - Kaplan Professional ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Scott Matthew Young | 2015 | 2015 - Diploma of Financial Planning - - Kaplan ~ 2017 - DFP5v2 Tax for Financial Advising - - Kaplan ~ 2017 - TASACLv1 Commercial Law - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Scott Regan Nowland | 2004 | 2001 - Master of Business Administration - - University of Technology Sydney (UTS) ~ 2003 - Graduate Diploma in Personal Financial Planning - - University of Southern Queensland ~ 2008 - Self Managed Superannuation Funds - Other - Kaplan |
| Scott Thomas Dawes | 2006 | 1994 - Bachelor of Education - - Deakin University ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan |
| Shane Alan Moodie | 2002 | 2005 - Diploma of Financial Services (Financial Planning) - - AMP Financial Planning ~ 2017 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Shane Peter Reinke | 1991 | 1990 - Bachelor of Commerce (Accounting) - - Griffith University ~ 1999 - Diploma of Life Insurance - - Australian life writers association ~ 2003 - Certified Financial Planner - Other - Financial Planning Association ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) |
| Shivani Singla | 2015 | 2015 - Diploma of Finance and Mortgage Broking Management - Other - AAMC Training Group ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - AAMC Training Group ~ 2016 - Self Managed Superannuation Funds - Other - AAMC Training Group ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Shonel Louise Vuletich | 2011 | 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Advanced Self Managed Superannuation Funds Workshop - - Kaplan ~ 2017 - Bachelor of Commerce (Economics and Financial Planning) - - Curtin University of Technology |
| Simon Juraszek | 2012 | 2009 - Diploma - Finance and Mortgage Broking Management - - AAMC ~ 2011 - Diploma - Financial Planning - - Kaplan ~ 2016 - Advanced Diploma Financial Planning FNS60415 - - AAMC Training |
| Siobhan Tara Ashby | 2018 | 2016 - Bachelor of Commerce (Finance, Financial Planning & Marketing) - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan |
| Stefan Angelini | 2016 | 2012 - Bachelor of Commerce (Major in Finance & Economics) - - Monash University, Clayton ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Stefan Marchesani | 2013 | 2011 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2015 - Advanced Diploma of Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Pinnacle ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stefan Rose | 2013 | 2012 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2014 - Margin Lending - - Pinnacle Financial Services Academy ~ 2017 - Fellow Chartered Financial Practitioner - Professional Designations - AFA ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stefanie Karin Goodwin | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Stephen John Jenkosky | 1992 | 2000 - Diploma of Financial Planning - - Deakin University ~ 2006 - Masters Of Financial Planning - - University of the Sunshine Coast ~ 2007 - Graduate Member (GAICD) - - Australian Institute of Company Directors ~ 2009 - SMSF Specialist Adviser - - SPAA ~ 2010 - ASX Accredited Derivatives Adviser - - ASX |
| Stephen Robert Layfield | 2004 | 1997 - Bachelor of Commerce - - Monash University ~ 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2002 - Diploma of Financial Planning units 1 to 7 - Other - Financial Advice Association Australia ~ 2007 - Accredited Derivatives 1 & 2 - - Deakin Prime/ Stockbrokers Association ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime/ Stockbrokers Association |
| Steven Ross | 2005 | 1995 - Bachelor of Business - - heriot-watt university ~ 2003 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute |
| Steven Wong | 2006 | 2005 - Bachelor of Commerce - - Deakin University ~ 2006 - Diploma of Financial Planning - - Tribeca ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan |
| Sukumar Keshava Murthy | 2018 | 2007 - Bachelor of Business Management - - Bangalore University ~ 2016 - Diploma of Financial Planning - - Kaplan |
| Suzi Djulistan Rahimovska | 2005 | 1994 - Advanced Certificate in Accounting - - Northern Metropolitan College of TAFE ~ 1995 - Associate Diploma of Business (Accounting) - - Northern Metropolitan College of TAFE ~ 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Thelma Jaekel | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2010 - Self Managed Superannuation Funds - - Kaplan |
| Theo Makris | 2009 | 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education / RG146 ~ 2011 - Diploma core RG146 Skills Competency - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education |
| Theodore Mallos | 2007 | 2001 - Bachelor of Economics - - Macquarie University ~ 2005 - Graduate Diploma Financial Planning - - FINSIA ~ 2006 - Master of Financial Planning - - RMIT University |
| Thomas James Sumner | 0 | 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Timothy Ambrose Denton | 1994 | 1993 - Bachelor of Commerce - - Adelaide University ~ 1995 - Graduate Diploma in Applied Finance and Investment - - Securities Institute of Australia ~ 1997 - Diploma of Financial Planning - - FPA ~ 2001 - Certified Financial Planner - - Financial Planning Association of Australia |
| Timothy James Vander Kraats | 2016 | 2016 - Diploma of Financial Planning - - Kaplan |
| Toan Trinh Nguyen | 2001 | 2003 - Bachelor Arts (Sociology) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2019 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SMSF Specialist Adviser (SSA) - Other - SMSF Association Limited |
| Tony Peric | 1999 | 2004 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2009 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2010 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia |
| Trevor O'callaghan | 2012 | 2001 - Bachelor Degree - Economics - - Murdoch University ~ 2005 - Diploma of Financial Planning - - Tribeca ~ 2007 - Advanced Diploma - Financial Planning - - Kaplan ~ 2016 - Certified Financial Planner - - Financial Planning Association of Australia |
| Triet Tan LE | 2010 | 2009 - Diploma of Financial Services (Financial Planning) - - Investment Banking Institute (IBI) ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Investment Banking Institute (IBI) ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2018 - Master of Business Administration - Masters Degree (AQF 9) - Australian Institute of Business (AIB) ~ 2020 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University |
| Troy Dene Hurren | 2001 | 2003 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2011 - Margin Lending - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Trudy Kattwinkel | 2011 | 1994 - Bachelor of Commerce - - Deakin University ~ 2003 - Diploma of Financial Planning - - ThreeSixty ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Vadim Doubrovski | 2018 | 2018 - Graduate Certificate in Financial Planning - - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - TPB507FA Commercial Law for Tax (Financial) Advisers - Other - AAMC Training Group |
| Verghese Thomas | 2005 | 2006 - Diploma of Financial Services ( Financial Planning) - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Advanced Diploma Of Financial Services (Financial Planning) - - Kaplan ~ 2016 - Self Managed Superannuation Funds - - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Vernon Joseph Charteris | 2000 | 2008 - Certified Financial Planner (CFP) - - Deakin University ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Vidyadhar Pai | 2013 | 2010 - Master of International Finance - - Deakin University ~ 2010 - Master of Professional Accounting - - Deakin University ~ 2013 - Diploma of Financial Planning - - Mentor Education ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Vincent Hayes | 2009 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Wayne Mathew Terry | 2018 | 2014 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Southern Cross University (SCU) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Certified Financial Planner - Professional Designations - FPA |
| Wayne Steven Ryan | 2006 | 2005 - Equivalent to Diploma of Financial Planning - - FINSIA ~ 2016 - Advanced Financial Planning - - Mentor |
| Witsava Shawcross | 2012 | 2005 - Bachelor of Business (Major in International Business Major in Management) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2011 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan |
| Yat Hei Wong | 2008 | 2004 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Yves Frans Paul Schoof | 2009 | 1999 - Masters Degree - Translation - - Vlekho ~ 2003 - Certificate - Mutual Funds - - Institute of Bankers Ireland ~ 2004 - Diploma - Accounting and Finance - - Dublin Business School ~ 2008 - Graduate Diploma of Financial Planning - - Finsia ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |