This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Malcolm Rickman Boyd | 2004 | 1998 - B. Ed. (Maths) - - Sydney University ~ 2003 - Grad. Dip. Applied Finance & Investment - - Securities Institute ~ 2005 - F. Fin - - Finsia ~ 2011 - SSA Accreditation - - SMSF Professionals' Association of Australia Limited ~ 2015 - Certificate IV in Finance & Mtg - - Kaplan |
| Shane Parkes Ackley | 2009 | 2002 - DFP (Foundation Cert) - Certificate (AQF 1-4) - Deakin University ~ 2003 - Dip Fin Planning - Diploma (AQF 5) - Deakin University ~ 2012 - B.Bus (Econ & Fin) - RG146 (Fin Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2014 - Cert IV Finance & Mtg Broking - Certificate (AQF 1-4) - Kaplan Professional |