This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Mcphee | 2014 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce with a Major in Accounting - The University of Queensland ~ Bachelor of Laws - The University of Queensland ~ Diploma of Financial Planning - Monarch Institute ~ SMSF (Personal advice) - Kaplan Education Pty Ltd |
| Ian Mcdonald | 2010 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business - Queensland University of Technology |
| Jenny Truong TO | 2018 | Bachelor of Arts (International Relations) - University of New South Wales ~ Diploma of Financial Planning - Monarch Institute |
| Nigel Andrew Janson | 2006 | Bachelor of Commerce in Accounting - University of Canberra ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Business Administration (Executive) - Australian Graduate School of Management (UNSW & USyd) |
| Peter Clark | 2012 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Services - Pinnacle |
| Robert Grenfell Thomas | 2001 | Bachelor of Commerce - University of Melbourne ~ CPA Program - CPA Australia ~ Certified Financial Planner - Deakin University |