This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Mcphee | 2014 | 2012 - Bachelor of Commerce with a Major in Accounting - - The University of Queensland ~ 2012 - Bachelor of Laws - - The University of Queensland ~ 2014 - Diploma of Financial Planning - - Monarch Institute ~ 2015 - SMSF (Personal advice) - - Kaplan Education Pty Ltd ~ 2016 - Advanced Diploma of Financial Planning - - Monarch Institute |
| Ian Mcdonald | 2010 | 2006 - Bachelor of Business - - Queensland University of Technology ~ 2015 - Advanced Diploma of Financial Planning - - Monarch Institute |
| Jenny Truong TO | 2018 | 2015 - Bachelor of Arts (International Relations) - - University of New South Wales ~ 2018 - Diploma of Financial Planning - - Monarch Institute |
| Nigel Andrew Janson | 2006 | 1994 - Bachelor of Commerce in Accounting - Bachelor Degree (AQF 7) - University of Canberra ~ 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 1999 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2003 - Masters of Business Administration (Executive) - - Australian Graduate School of Management (UNSW & USyd) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Robert Grenfell Thomas | 2001 | 1985 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 1997 - CPA Program - Professional Designations - CPA Australia ~ 2005 - Certified Financial Planner - Professional Designations - Deakin University |