This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Claire Deanna Tamine | 2024 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Commercial Law - Other - Kaplan Professional |
| Deanna Coorey | 2010 | 2010 - FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education |
| Jason Mark Poole | 1990 | 1998 - BSc Hons Investment and Financial Risk Mgt - - The City University London ~ 2005 - FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional Education |
| Michael Coorey | 1999 | 2003 - Diploma of Financial Planning - - Deakin University/Financial Planning Association of Australia ~ 2007 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |