This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice to retail and wholesale clients for the following classes of financial products:
derivatives;
foreign exchange contracts; and
provide general financial product advice to wholesale clients for the following classes of financial products:
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
derivatives; and
foreign exchange contracts; and
applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:
derivatives;
foreign exchange contracts; and
applying for, acquiring, varying or disposing of a financial product to wholesale clients on behalf of another person in respect of the following classes of products:
securities; and
make a market to retail and wholesale clients for the following financial products:
foreign exchange contracts; and
derivatives.
| Name | First provided advice | Qualification and trainings |
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