This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(ii) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) superannuation; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) interests in managed investment schemes including:
(1) investor directed portfolio services;
(C) securities;
(D) superannuation; and
(E) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Chris Brycki | 2014 | 2013 - Diploma of Financial Planning - - Mentor Education |
| Sarah Emily King | 2008 | 2017 - Managed Investment Adviser (Personal Advice) - - Mentor Education |