This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Picone | 1998 | ASX Derivatives 1 Accreditation - Kaplan ~ Bachelor of Business (Accounting) - RMIT University ~ Diploma In Financial Planning - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Adviser - SMSF Association |
| Cameron Clifford Purdy | 2016 | Accredited Derivatives Adviser 1 and 2 - ASX ~ Bachelor of Science/Education - University of Queensland ~ Diploma of Financial Planning - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan |
| James Barrington Weir | 2000 | ASX Derivatives 1 & 2 - ASX ~ Bachelor of Commerce - Melbourne University ~ Bachelor of Laws - Melbourne University ~ Diploma of Financial Planning - Pinnacle ~ Ethics and Professionalism in Financial Adviser - Kaplan |
| John Francis Collins | 1998 | 79026 Estate Planning - UTS Faculty of Law ~ Bachelor of Commerce (Honours) - Melbourne University ~ Certified Financial Planner - Financial Planning Association ~ Chartered Accountant's Professional Year - Chartered Accountants Australia and New Zealand ~ Financial Planning Principles and Practice - Securities Institute Australia |