This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Picone | 1998 | 1994 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT University ~ 1998 - Diploma In Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2008 - ASX Derivatives 1 Accreditation - - Kaplan ~ 2014 - SMSF Specialist Adviser - Professional Designations - SMSF Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Cameron Clifford Purdy | 2016 | 2001 - Bachelor of Science/Education - Bachelor Honours Degree (AQF 8) - University of Queensland ~ 2011 - Accredited Derivatives Adviser 1 and 2 - - ASX ~ 2016 - Diploma of Financial Planning - - Kaplan |
| James Barrington Weir | 2000 | 1987 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Melbourne University ~ 1989 - Bachelor of Laws - Bachelor Degree (AQF 7) - Melbourne University ~ 2005 - ASX Derivatives 1 & 2 - - ASX ~ 2014 - Diploma of Financial Planning - - Pinnacle |
| John Francis Collins | 1998 | 1992 - Bachelor of Commerce (Honours) - - Melbourne University ~ 1997 - Chartered Accountant's Professional Year - - Chartered Accountants Australia and New Zealand ~ 1999 - Financial Planning Principles and Practice - - Securities Institute Australia ~ 2003 - Certified Financial Planner - - Financial Planning Association ~ 2010 - 79026 Estate Planning - - UTS Faculty of Law |