This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Lachlan Robert Mckean | 2018 | 2017 - Adv Dip Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2017 - Diploma Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2019 - Ethics & Professionalism - Bridging Course - Ethics - Kaplan ~ 2020 - Dip Fin Broking/Mortgage - Diploma (AQF 5) - Kaplan |
| Ralph Adrian Wilson | 1994 | 2001 - CPA Public Practice Certificate - - CPA Australia ~ 2002 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Robert Gregory Mckean | 1987 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner - - Deakin University ~ 2022 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan |