This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brian Becker | 2001 | Advanced Diploma of Financial Services - Financial Planning - Tribeca ~ Advanced diploma of financial services - Tribeca |
| Christopher Paul Seneviratne | 2008 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Craig Alan Boss | 2011 | Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited |
| Darren Earl Conway | 2002 | Bachelor of Business - University of Technology ~ Diploma of Financial planning - Deakin University |
| David Kean Wilson | 1994 | Bachelor of Business - Monash University ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd |
| Ivan Bakin | 1993 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Jason Harrison | 2006 | Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Australia |
| Kristy Lee Balzan | 2018 | Diploma Of Financial Planning - International Institute of Technology (IIT) ~ FPC001 Economic, Legal and Ethical Context for Financial Planning - Kaplan ~ FPTAX501A Taxation Planning - TAFE NSW |
| Laurence Mccarthy | 2000 | Diploma of Financial Services (Financial Planning) - AMP Financial Planning ~ self managed super funds - mentor education |
| Leanna Katsikaris | 2003 | Advanced Diploma of Financial Services (Financial Planning) - AMP Financial Planning ~ Diploma of Financial Services (Financial Planning) - AMP Financial Planning |
| Michael James Townshend | 2006 | Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd |