This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Pond | 2008 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2008 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - Kaplan Professional ~ 2019 - Fellow Chartered Financial Practitioner - Professional Designations - AFA ~ 2023 - Graduate Diploma Of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Brian Becker | 2001 | 2004 - Advanced Diploma of Financial Services - Financial Planning - - Tribeca ~ 2004 - Advanced diploma of financial services - - Tribeca |
| Craig Alan Boss | 2011 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Limited |
| Darren Earl Conway | 2002 | 2000 - Bachelor of Business - - University of Technology ~ 2003 - Diploma of Financial planning - - Deakin University |
| David Kean Wilson | 1994 | 1989 - Bachelor of Business - - Monash University ~ 2004 - Diploma of Financial Services (Financial Planning) - - Financial Services Training & Assessment Pty Ltd |
| Ivan Bakin | 1993 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Jason Harrison | 2006 | 2005 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kristy Lee Balzan | 2018 | 2018 - Diploma Of Financial Planning - Diploma (AQF 5) - International Institute of Technology (IIT) ~ 2021 - FPC001 Economic, Legal and Ethical Context for Financial Planning - Other - Kaplan ~ 2022 - FPTAX501A Taxation Planning - Other - TAFE NSW ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - TAFE NSW |
| Laurelle Bryce | 2014 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2017 - SMSF - - Cavendish & ICFS Specialist ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Laurence Mccarthy | 2000 | 2004 - Diploma of Financial Services (Financial Planning) - - AMP Financial Planning ~ 2014 - self managed super funds - - mentor education |
| Michael James Townshend | 2006 | 2004 - Diploma of Financial Services (Financial Planning) - - Financial Services Training & Assessment Pty Ltd |