This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
general insurance products;
life products limited to:
life risk insurance products;
simple managed investment schemes;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Judith Anne Star | 2016 | 1983 - Bachelor of Commerce (Accounting, Finance and Systems) - Bachelor Degree (AQF 7) - University of NSW SYDNEY ~ 2013 - CA SMSF Specialist - - Institute of Chartered Accountants ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sally Anne Richard | 2016 | 1994 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University Bathurst ~ 2013 - CA SMSF Specialist - - Institute of Chartered Accountants ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |