This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Mark Morcos | 2001 | 2000 - Bachelor or Applied Finance - - University of Western Sydney ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2010 - SMSF Specialist Adviser - - SMSF Professionals Association of Australia |
| Michael Morcos | 2004 | 2000 - Bachelor of Engineering - - University of New South Wales ~ 2004 - Diploma of Financial Services (Financial Planning) - - ThreeSixty/ Kaplan ~ 2005 - Masters in Management - - University of New South Wales ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - ThreeSixty/ Kaplan |
| Rahul Narayan | 2017 | 2014 - Bachelor of Business - - University of Technology, Sydney ~ 2015 - Diploma of Financial Planning - - Monarch Institute |