This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anastasios George | 2008 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional |
| Anthony Scandizzo | 2012 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2012 - CPA Program - Professional Designations - CPA Australia ~ 2012 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2025 - SuperConcepts Specialist SMSF Course - Other - The University of Adelaide |
| Bradley Cochrane | 1994 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning (ADFP) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Christopher Beks | 1999 | 1982 - Bachelor of Business - Bachelor Degree (AQF 7) - Bendigo College of Advanced Education ~ 1985 - Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Warrnambool Institute of Advanced Education ~ 2003 - Self Managed Superannuation Funds - - Compund Investments ~ 2008 - Cert IV in Financial Services (Finance/mortgage broking) - - Intellitrain ~ 2010 - Margin Lending & Geared Investments - - Kaplan |
| Glenn John Loadsman | 2008 | 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - International Institute of Technology (IIT) ~ 2013 - Principles in Self Managed Superannuation Funds - Other - International Institute of Technology (IIT) ~ 2018 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Limited ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| John Hall | 1980 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2016 - Self Managed Super Funds - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan |
| Martin William Clarke | 2021 | 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited ~ 2025 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Higher Education Pty Limited |
| Paul Thomas Atherton | 2017 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2017 - FNS40815 Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Finance & Related Services Training Academy ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Phillip Scandizzo | 2003 | 1986 - Bachelor of Business (Accounting) - - Monash ~ 1999 - Certified Financial Planner - - FPA ~ 2013 - Credit Adviser - - MFAA ~ 2013 - Diploma of Finance & Mortgage Broking - - Intellitrain ~ 2025 - SuperConcepts Specialist SMSF Course - Other - The University of Adelaide |
| Sunil Shrestha | 2023 | 2013 - Bachelor of Professional Accounting - Bachelor Degree (AQF 7) - Holmes Institute ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2023 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |