This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bruce Andrew Beakey | 1998 | Certificate in Financial Markets - Securities Institute of Australia ~ Certificate of Superannuation Mgt - Macquarie University ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia |
| Duncan William Yuille | 2010 | Bachelor of Commerce - University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - FINSIA |
| Emily Matthews | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Kim Hope | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ FASEA Exam - FASEA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Krishneel Chand | 2021 | Graduate Certificate in Financial Planning - Griffith University ~ Masters of Financial Planning - Griffith University |
| Michelle Millsom | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Estate Planning - Tribeca ~ Graduate Diploma of Financial Plannig - Kaplan Professional ~ Investment Planning 1 - Integratec ~ SMSF - Kaplan |
| Nathan Yuille | 2006 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia (FINSIA) |
| Stuart Carter | 2009 | Advanced Diploma of Financial Planning - Mentor ~ Chartered Life Practitioner - Mentor Education Group ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Investment Planning 1 - Kaplan ~ Superannuation and Retirement Planning - Kaplan |
| William John Oswell | 2017 | Bachelor of Business (Marketing) - Queensland University of Tech ~ Bachelor of Laws - Queensland University of Tech ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |