This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Belinda Lee Payne | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Bishrul Farshan Zavahir | 1993 | 2003 - Certified Financial Planner - - FPA ~ 2005 - SMSF Specialist Adviser - - SMSFA ~ 2011 - ASX Listed Products Accreditation Course - - LPAC Online |
| Bruce Andrew Beakey | 1998 | 1994 - Certificate in Financial Markets - - Securities Institute of Australia ~ 1994 - Certificate of Superannuation Mgt - - Macquarie University ~ 1998 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 1999 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Duncan William Yuille | 2010 | 1998 - Bachelor of Commerce - - University of Queensland ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Emily Matthews | 2018 | 2017 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2017 - Diploma of Financial Planning - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Kim Hope | 2009 | 2008 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2018 - Margin Lending - - Kaplan Professional Education ~ 2019 - FASEA Exam - Other - FASEA ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Krishneel Chand | 2021 | 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2020 - Masters of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Michelle Millsom | 2004 | 2002 - Investment Planning 1 - - Integratec ~ 2006 - Estate Planning - - Tribeca ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2015 - SMSF - - Kaplan ~ 2020 - Graduate Diploma of Financial Plannig - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nathan Yuille | 2006 | 1997 - Bachelor of Economics - - University of Queensland ~ 1998 - Bachelor of Commerce - - University of Queensland ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia (FINSIA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stuart Carter | 2009 | 2009 - Investment Planning 1 - - Kaplan ~ 2009 - Superannuation and Retirement Planning - - Kaplan ~ 2013 - Chartered Life Practitioner - - Mentor Education Group ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| William John Oswell | 2017 | 2012 - Bachelor of Business (Marketing) - - Queensland University of Tech ~ 2012 - Bachelor of Laws - - Queensland University of Tech ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2018 - Self Managed Superannuation Funds - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |