This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes limited to:
MDA services; and
financial products limited to:
miscellaneous financial investment products; and
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
miscellaneous financial investment products limited to MDA services; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Adam Daniello Russo | 2017 | Bachelor of Commerce - UWA ~ Chartered Accountant - Chartered Accountants Australia and New Zealand ~ Graduate Diploma of Applied Finance - Kaplan Higher Education |
Adam Dawes | 2009 | Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Margin Lending - Deakin Prime |
Adam John Boon | 2018 | ASX Derivatives Level 1 - Tribeca ~ ASX Derivatives Level 2 - Kaplan ~ Business (Frontline Management) - Australian Institute of Management ~ Financial Advising - FINSIA |
Alasdair James Christie Burns | 1982 | Deposit Products & Non cash Payments - Financial Education Professionals ~ Diploma - Association of International Bond Dealers ~ Investment Planning 1 - Kaplan Professional Education ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Retirement Planning - Kaplan Professional Education |
Alberto Dimarco | 2001 | ADA2 - ASX ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Bachelor of Commerce - Macquarie University ~ Diploma of Financial Services - Kaplan ~ Provide Advice in Margin Lending - Kaplan Professional |
Alexander Henderson | 2004 | Bachelor of Business (Economics & Finance) - RMIT ~ Certified Financial Planner - FPA ~ Graduate Diploma in Applied Finance - FINSIA ~ Margin Lending Specialist - Kaplan Professional |
Alexander Thomas Flinders Moore | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
Alistair Douglas David Ogilvie | 1991 | Accredited Derivatives Adviser Level 1 - ASX ~ Bachelor of Economics & Politics - Monash University ~ Margin Lending Accreditation - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG146 - Deakin University |
Amanda Louise Graham | 2005 | ADA1 - ASX ~ ADA1 - Tribeca ~ ADA2 - ASX ~ ADA2 - Tribeca ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Bachelor of Business - UTS ~ Bachelor of Business - University of Technology Sydney ~ Diploma in Stockbroking - Stockbrokers Association of Australia / Deakin Prime ~ Margin Lending - Stockbrokers Association of Australia ~ PS146 - SDIA |
Andrew Alexander Cox | 2003 | Accredited Derivatives Adviser Level 2 - Tribeca/ASX ~ Diploma of Financial Markets - Securities Institute ~ PS146 Compliance Program - Securities Institute |
Andrew DE Vere Tyrrell | 2013 | Accredited Derivatives Adviser Level 1 - ASX ~ Accredited Derivatives Adviser Level 2 - ASX ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Professional Diploma in Stockbroking - Deakin Prime ~ Responsible Executive of the Exchange - ASX |
Andrew Faber | 2017 | Advanced Diploma in Financial Planning - Kaplan Professional ~ Bachelor of Business - Charles Sturt Univeristy ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Accountancy - Charles Sturt University ~ Tier 1 Margin Lending - Kaplan Professional |
Andrew Foster | 1998 | Advanced Diploma in Financial Planning - Financial Planning Association of Australia ~ Advanced Diploma in Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Graduate Diploma of Business (Professional Accounting) - Edith Cowan University ~ Graduate Diploma of Business (Professional Accounting) - Edith Cowan University ~ Professional Year Program (Accounting) - Institute of Chartered Accountants ~ Professional Year Program (Accounting) - Institute of Chartered Accountants |
Andrew Wawn | 2006 | Examining investment structures - Kaplan ~ Is margin Lending still worthwhile - Kaplan ~ Key supperanuation issues to discuss with clients - Kaplan ~ Spotlight on domestic and global equities - Kaplan ~ Understanding geared investment - Kaplan |
Angela Louise Holstein | 1996 | Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Margin Lending Accreditation - Deakin Prime ~ Superannuation Module - RMIT University |
Anthony Doyle | 1990 | Accredited Derivatives Adviser Level 2 - Australian Stock Exchange ~ PS146 Compliance Program - Financial Planning - Securities Institute Education ~ PS146 Compliance Program - Generic & Securities - Securities Institute Education ~ PS146 Compliance Program - Managed Investments - Securities Institute Education ~ PS146 Compliance Program - Superannuation - Securities Institute Education |
Anthony William DE Pizzol | 2008 | Bachelor of Economics, Commerce - Adelaide University ~ Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation Program - Deakin Prime Corporate Education |
Antony Vida | 2006 | ASX Accredited Derivatives Adviser Level One - Australian Stock Exchange (ASX) ~ ASX Accredited Derivatives Adviser Level Two - Australian Stock Exchange (ASX) ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending and Geared Investments - Kaplan ~ Masters in Applied Finance - Kaplan |
Anuhak Souvannavong | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
Ashley Kelly | 1997 | ASX/ACH Responsible Executive Exam - Kaplan ~ Diploma of Financial Services - Kaplan ~ Diploma of Teaching - University of South Australia |
Barton Lynch | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - University of Technology, Sydney |
Ben Morrissey | 1992 | Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Deakin University ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Superannuation Module - RMIT University |
Bianca Jane Hogan | 2007 | Bachelor of Commerce (Marketing) - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending Accreditation - Stockbrokers Association of Australia |
Blair Spaulding | 2016 | Bachelor of Science (Physiotherapy) - University of Notre Dame Perth ~ Graduate Diploma of Applied Finance - Kaplan |
Boyd Carter | 1989 | Diploma of Financial Planning - Kaplan Professional Education ~ Foundations of Financial Planning Part A:Generic Knowledge - Kaplan ~ Foundations of Financial Planning Part B:Financial Planning - Kaplan ~ Insurance & Risk Protection - Kaplan ~ Securities & Managed Investments - Kaplan |
Brendon Gleeson | 2001 | Is margin Lending still worthwhile ( training) - Kaplan ~ Lifecycle Investment Strategies ( training) - Kaplan ~ Margin Lending Market Trends ( training) - Kaplan ~ Understanding geared investment ( training) - Kaplan ~ Understanding the mechanics of managed investment schemes ( training) - Kaplan |
Brent Becroft | 2002 | Accredited Derivatives Adviser - Kaplan ~ Diploma - Financial Planning - Deakin University |
Brett Andrew Thompson | 1981 | Accredited Derivatives Adviser Level 1 & 2 - Securities & Derivatives Industry Association ~ Margin Lending Accreditation - Deakin Prime ~ RG146 - Deakin University |
Candice Bourke | 2016 | Bachelor Of Business - University of New England ~ RG 146 - Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime |
Carl Anthony Daffy | 1998 | Bachelor of Business - Victoria University ~ Fixed Income Course - FIIG ~ Margin Lending Accreditation Program - Deakin Prime |
Carl Dickson | 1998 | ADA2 Accredited & Generic Knowledge - Kaplan ~ Bachelor of Accounting - University of Technology, Sydney ~ Financial Planning - Kaplan ~ Super, Securities & Managed Investments - Kaplan |
Carsten Hans Huebner | 1995 | ASIC PS 146 Accreditation - Securities & Derivatives Industry Association ~ Bachelor of Applied Science (Ind. Mathematics & Computing) - Charles Sturt University ~ Diploma of Financial Markets - Securities Institute ~ Diploma of Financial Markets - Securities Institute of Australia ~ PS 146 Securities and Futures Market and Managed Investments - Deakin Prime ~ RG 146 Margin Lending Accreditation - Kaplan |
Charles Alexander Stewart | 2010 | Bachelor of Business - Queensland University of Technology ~ Bachelor of Law - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional Education ~ Superannuation Accreditation - Kaplan Professional Education |
Cheong Lam Chen | 1985 | Accredited Derivatives Adviser Level 2 - ASIC (renewal) ~ Bachelor of Health Admin - UNSW ~ Margin Lending Accreditation Program - Deakin Prime ~ RG146 - Securities Institute |
Christopher Wollermann | 2012 | Chartered Financial Analyst - CFA Institute ~ Bachelor of Commerce (Management) - University of Melbourne |
Claudio Lopresti | 2000 | Certificate of Superannuation Management - The Association of Superannuation Funds of Australia ~ Certified Financial Planner Education Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Self Managed Superannuation Funds Specialist Pathway Program - Tribeca (Aust) Pty Limited |
Colin Mckenzie | 1987 | Diploma in Financial Markets - Securities Institute of Australia ~ Level 1 Accredited Derivatives Adviser - ASIC ~ Superannuation Module - Cavendish |
Craig Neil Maltz | 2000 | Accredited Derivatives Adviser Level 2 - ASX ~ Bachelor of Business - University of Technology Sydney ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia |
Craig Sidney | 2006 | Accredited Derivatives Adviser Level 2 - Australian Stock Exchange ~ Bachelor of Commerce Major in Accounting - University of Wollongong ~ Graduate Diploma in Applied Finance & Investments, Banking, Corporate, Finance & Securities Law - Financial Services Institute of Australiasia |
Damien Warner | 2008 | Bachelor of Commerce - University of Western Australia ~ Graduate Diploma of Applied Finance and Investment - Financial Services Institute of Australasia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association |
Dane Lachlan Parsons | 2011 | Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional Education ~ Bachelor of Business Major in Finance - Bond University ~ Margin Lending Accreditation - Kaplan Professional Education ~ RG146 - Deakin University ~ Specialist SMSF - Kaplan Professional Education |
Daniel Berich | 2023 | Graduate Diploma of Financial Planning - Kaplan |
Daniel Koong Seng Chiew | 2017 | Bachelor of Commerce - University of Western Australia ~ Bachelor of Commerce - University of Western Australia |
Daniel Michael Warren | 2014 | Bachelor of Commerce - Macquarie University ~ Bachelor of Commerce - Murdoch University ~ Diploma - Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation Program - Deakin Prime Corporate Education ~ Master of Applied Finance - Kaplan Professional Education ~ Masters of Finance - Kaplan / Finsia ~ Superannuation Accreditation Program - Deakin Prime |
Daniel Schuster | 2018 | Bachelor of Commerce - Macquarie University |
Danny Keith Stent | 1996 | Accredited Derivatives Adviser Level 1 - Tribeca/ASX ~ Diploma of Financial Planning - Kaplan ~ Master of Business Administration (Finance and Economics) - Curtin University ~ Stock Market & Products - Securities Institute of Australia ~ Tax (Financial) Adviser - Tax Practitioners Board |
Darrell Seeto | 1997 | Accredited Derivatives Adviser Level 2 - ASX ~ Bachelor of Commerce - University of NSW ~ Margin Lending & Geared Investments - Kaplan ~ Superannuation Module - Securities Institute |
David Dall | 1999 | Bachelor of Commerce - University of Adelaide ~ Certified Financial Planner - Financial Planning of Australia Limited ~ Graduate Diploma in Applied Finance & Investment - FINSIA ~ Graduate Diploma in Property - University of South Australia |
David John Albert Willett | 2012 | Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia/Deakin Prime ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia/Deakin Prime |
David John Collins | 2012 | Accredited Derivatives Adviser Level 1 - Stockbrokers Association of Australia ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ RG146 Accreditation - Stockbrokers Association of Australia |
David Maloney | 2002 | Bachelor of Commerce - University of Canberra ~ Bachelor of Commerce in Banking & Finance - University of Canberra ~ CFP Education Program - FPA ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - FPA ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan ~ SMSF Specialist Pathway Program - Tribeca |
David Schmidt | 1999 | Diploma of Financial Advising - Securities Institute ~ Diploma of Financial Advising - Securities Institute ~ Level 2 Re-Accredited Derivatives Adviser - ASIC ~ Margin Lending & Geared Investments - Kaplan Professional |
David Stewart Wells | 1990 | Accredited Derivatives Adviser Level 1 - Securities Institute of Australia ~ Certificate in Financial Markets - Securities Institute of Australia ~ Margin Lending Accreditation Program - Deakin Prime ~ Superannuation Module - Securities Institute of Australia |
Debra Gaye Robinson | 2002 | Derivatives Accreditation Program Level 1 - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG 146 Foreign Exchange - Kaplan Professional ~ RG 146 Securities, Futures Markets & Managed Investments - Deakin Prime ~ RG 146 Superannuation - RMIT University |
Derek Christian Steinepreis | 1990 | Batchelor of Business - Curtin University ~ Graduate Diploma of Finance & Investments - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan |
Diarmuid Gleeson | 2022 | ADA1 Level 1 - Kaplan Professional ~ ADA2 Level 2 - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Domenic Macri | 1992 | Accredited Derivatives Adviser Level 1 - Tribeca/ASX ~ Bachelor of Business (Accounting) - Edith Cowan University ~ Chartered Accountant - Institute of Chartered Accountants Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia |
Edward Russell | 0 | Graduate Diploma of Financial Planning - Kaplan |
Ernesto David Santone | 2002 | Bachelor of Commerce (Business Management) - University of Western Sydney |
Felicity Thomas | 2014 | Bachelor of Economics - University of Technology Sydney ~ Graduate Certificate Applied finance - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Master of Financial Planning - Kaplan ~ Self Managed Super Funds - Kaplan |
Fiona Burton | 2018 | DIPLOMA OF FINANCIAL MARKETS - KAPLAN ~ Financial Adviser Exam - FASEA ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - STOCKBROKERS ASSOCIATION |
Fraser Iain Macleod | 2007 | Bachelor of Arts (Marketing) - University of Paisley ~ Bachelor of Arts (Marketing) - University of Paisley ~ Diploma in Financial Services (Financial Planning) - FINSIA ~ Diploma in Financial Services (Financial Planning) - FINSIA |
Freya Gunn | 1997 | Bachelor of Economics - Monash University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ General Securities Representative (Series 7)Examination - National Association of Securities Dealers ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Margin Lending Accreditation - Stockbrokers Association of Australia |
Gareth Henderson Russel | 2003 | Bachelor of Business - University of Technology Sydney ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Garry Giblett | 1990 | Advanced Diploma - Business - Perth Tech College ~ Diploma of Financial Services (Financial Planning) - Kaplan |
Garth Jeffery | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce (Accounting, Economics and Finance) - The University of Notre Dame ~ Diploma Financial Planning - Kaplan ~ Margin Lending - Kaplan |
Gary Bradney Vidler | 1994 | Bachelor of Commerce - University of Southern Queensland ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
Gavin Paul Randles | 1985 | Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Arts - Monash University ~ Bachelor of Laws - Monash University ~ Margin Lending Accreditation - SDIA ~ Superannuation Module - SDIA |
Geoffrey Burton | 2014 | Advanced Diploma Financial Services - Kaplan ~ Bachelor of Mathematics & Finance - University of Wollongong ~ Bachelor of Mathematics and Finance - University of Wollongong ~ Diploma Financial Services - Kaplan ~ Foundations of Financial Planning - Kaplan ~ Investment Planning 1 - Kaplan ~ Risk Management - Kaplan ~ Superannuation and Retirement Planning - Kaplan |
Geoffrey Lloyd | 1994 | Accredited Derivatives Adviser Level Two - Tribeca ~ Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Margin Lending and Geared Investments - Kaplan Professional ~ SDIA Accreditation Program - SDIA ~ SDIA Superannuation - RMIT |
Graeme Frederick Bennett | 1988 | Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Bachelor of Commerce - UNSW ~ Bachelor of Laws - UNSW ~ Superannuation Module - RMIT University |
Graham Kaplan | 2014 | Diploma of Financial Planning - Kaplan Professional ~ Securities & Managed Investments Accreditation Program - DeakinPrime/Stockbrokers Association |
Gregory David Hocking | 1998 | Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Bachelor of Business Major in Business Information Systems & Accounting - RMIT University ~ Graduate Diploma in Financial Planning - Kaplan Higher Learning ~ Margin Lending Accreditation - Deakin Prime |
Gregory James Maher | 2012 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business - Australian Catholic University |
Harrison John Watt | 2017 | ADA1 - Kaplan ~ ADA2 - Kaplan ~ Tier 1 Generic Knowledge - Kaplan ~ Tier 1 Securities - Personal Advice - Kaplan |
Hatem Matar | 2000 | Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Commerce Major in Accounting & Economics - University of Wollongong ~ Margin Lending Accreditation Program - Deakin Prime ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education |
Helen Acworth | 2018 | Bachelor of Business (Accounting) - University of New England ~ Diploma of Financial Planning - Kaplan |
Hugo Mcchesney | 2018 | Bachelor of Business Studies - Massey University NZ ~ Tier 1 - Securities - Kaplan Professional |
Indira Sarker | 2011 | ADA1 & 2 - Kaplan ~ Bachelor of Business Administration / Commerce - Accounting - Macquarie University ~ Margin Lending - Deakin Prime ~ RG146 - SAA |
James Antony Silverton | 2004 | Accredited Derivatives Adviser Level 2 - Australian Stock Exchange ~ Bachelor of Commerce Major in Accounting & Finance - UNSW ~ Graduate Diploma in Applied Finance & Investments - Financial Services Institute of Australiasia ~ Professional Year - Australian Charetered Accountant - Chartered Accountants Australia & New Zealand ~ RMIT/SDIA Superannuation Module - RMIT/SDIA |
James Michael Seabrook | 2007 | Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional Education ~ Bachelor of Commerce Major in Accounting - Macquarie University ~ Margin Lending Accreditation Program - Deakin Prime Corporate Education ~ Professional Diploma in Securities & Derivatives - Deakin Prime Corporate Education ~ SDIA Superannuation Module - RMIT University |
James O'kane | 1988 | ADA 1 & 2 - Kaplan ~ Diploma in Financial Planning - Deakin University ~ Graduate Diploma Business Management - Edith Cowan University ~ Margin Lending Accreditation Program - Deakin Prime ~ Self Managed Super Funds - Kaplan |
James Phillip Wright | 2007 | Bachelor of Commerce Major in Finance, Financial Planning & Management - Deakin University ~ Margin Lending Accreditation Program - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime |
James Ronald Gerrish | 2004 | Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Stockbrokers Association of Australia ~ Bachelor of Business - University of Newcastle ~ Margin Lending Accreditation - Kaplan Professional |
James Scot Cameron Audiss | 1995 | ADA1 - ASIC ~ RG146 - Stockbrokers Association of Australia ~ Series7 - FINRA |
Jarrod Michael Daffy | 2007 | Diploma in Stockbroking - Deakin ~ Diploma of Financial Planning - Kaplan ~ Fixed Income - FIIG ~ Margin Lending & Gearing - Deakin ~ RG146 - SDIA |
Jason Craig Phillips | 1993 | Bachelor of Arts - Bond University ~ Margin Lending Accreditation - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG146 - Deakin Prime |
Jason John Wong | 2004 | Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Investment Planning 1 - Integratec ~ Superannuation & Retirement Planning - Tribeca |
Jason Loveridge | 1998 | Graduate Diploma of Applied Finance and Investment - Securities Institute |
Jeanette Marie Brookes | 1985 | Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Bachelor of Business - Deakin University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds Adviser Education Program - eFinancial Essentials |
Jed Thomas Richards | 1995 | Basics in Small Business Management - The University of Adelaide ~ Investment Planning 1 - Intergratec ~ Level 2 Accredited Derivatives Adviser - ASIC ~ Retirement Planning & Principles Course - Intergratec |
Jeffrey Huynh | 2018 | Accredited Derivatives Adviser Level 1 - Kaplan ~ Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime |
Jelena Koncar | 2015 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Margin Lending Accreditation Program - Kaplan ~ Self Managed Superannation Funds - Kaplan Professional Education |
Jenny Rachmat | 2006 | Bachelor of Commerce (Accounting) - Macquarie University ~ Certified Financial Planner Program - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Joel Cusack | 2023 | Bachelor of Business (Financial Planning) - Swinburne University ~ Diploma of Financial Planning - Kaplan |
John Anthony Colnan | 2007 | Accredited Derivatives Adviser Level 2 - Tribeca ~ Margin Lending Accreditation - Deakin Prime ~ Post Graduate Diploma Geoscience/Mineral Economics - Macquarie University ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ Superannuation Module - RMIT University |
John Christou | 2003 | ASX Accredited Derivatives Adviser Level One - Kaplan ~ Bachelor of Business (Banking and Finance) - Monash University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan |
John Howard Robert Wardman | 1986 | Bachelor of Economics - Macquarie University ~ Company Director Course Diploma - Sydney University ~ Self Managed Super Funds - Kaplan |
John Robert Piper | 1990 | Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Certificate in Financial Markets - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Austalia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education |
Jonathan Avi Mitchell | 2013 | Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Bachelor of Commerce Major in Finance & Latin American Studies - University of New South Wales ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ Securities & Derivatives Industry Association Accreditation Program - Securities & Derivatives Industry Association |
Joseph DI Fede | 1995 | Bachelor of Business (Accounting) - Deakin University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional |
Justin Marshall | 2010 | BACHELOR OF BANKING & FINANCE - VICTORIA UNIVERSITY ~ Financial Advisor Exam - FASEA Standards Authority ~ LEVEL 2 ACCREDITED DERIVATIVES ADVISER - AUSTRALIAN SECURITIES & INVESTMENT COMMISSION ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME |
Justin Michael Power | 2008 | Bachelor of Business - Macquarie University ~ Masters of Applied Finance (Financial Planning) - Kaplan Professional ~ Masters of International Relations - Macquarie University |
Karl Bartlett Laufmann | 1993 | ACCREDITED DERIVATIVES ADVISER LEVEL 2 - KAPLAN ~ BACHELOR OF ECONOMICS - UNIVERSITY OF WESTERN AUSTRALIA ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SUPERANNUATION MODULE - SECURITIES INSTITUTE OF AUSTRALIA |
Karl Simon Goody | 2013 | Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Bachelor of Commerce & Finance - Flinders University ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Master of Applied Finance - Kaplan Higher Education Pty Ltd |
Kathleen Patricia Brook | 2017 | Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education |
Kevin Duong | 1999 | Accredited Derivatives Adviser Level 2 - Tribeca ~ Bachelor of Commerce (Economics and Finance) - University of Western Sydney ~ Bachelor of Commerce (Economics and finance) - University of Western Sydney ~ Graduate Certificate in Financial Planning - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan Professional Education |
Kostas Zanios | 2004 | Accredited Derivatives Adviser Level One - Kaplan ~ Accredited Derivatives Adviser Level Two - Kaplan ~ SDIA Accreditation Program - SDIA/Deakin Prime |
Lachlan Graeme Owen | 2016 | ADA 1 & 2 - SAA ~ ADA2 - SAA ~ Graduate Diploma in Financial Planning - Deakin University ~ Professional Diploma in Stockbroking - SAA ~ Professional Diploma of Stockbroking - SAA ~ RG146 - SAA ~ RG146 Core 1 Securities and Managed Investments - SAA |
Laurie Elliss | 2011 | Accredited Derivatives Adviser Level 1 - Stockbrokers Association of Australia ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Applied Finance - Macquarie University ~ Margin Lending Accreditation - Kaplan |
Lawrence Maxwell Canty | 1998 | Accreditation in Self Managed Superannuation - RMIT ~ Bachelor of Economics - Monash University Clayton ~ Graduate Diploma in Applied Finance & Investment - Securities Institute (FINSIA) ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG146 - Deakin Prime |
Lee Kenneth Moore | 2008 | Bachelor of Commerce (Banking and Finance) - University of Canberra ~ Bachelor of Information Technology - University of Canberra ~ Graduate Diploma of Applied Finance - KAPLAN |
Lee Scott | 2001 | Accredited Derivatives Adviser Level 2 (ADA2) - ASX ~ Bachelor of Economics - The Australian National University ~ Graduate Diploma Applied Finance & Investment - Kaplan |
Leo Diniotis | 2000 | Bachelor of Economics - Macquarie University |
Linda Tang | 2002 | Bachelor of Arts Degree (Second Class Honours) - University of Hong Kong ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional |
Lucas James Koekoek | 1999 | ADA1 - Kaplan Education Pty Ltd ~ ADA2 - Kaplan Education Pty Ltd ~ ASIC PS 146 - Deakin Prime ~ Diploma of Financial Markets - SIA ~ Margin Lending Accreditation Program - Deakin Prime |
Malcolm David Cameron | 1988 | Bachelor of Commerce - University of Melbourne |
Marc Philip Cuming | 1994 | Bachelor of Business - Monash University ~ Margin Lending & Geared Investments - Kaplan |
Marcus Aherne | 2016 | Foreign Exchange Accreditation - SAA/ Deakin Prime ~ Margin Lending Accreditation - SAA/ Deakin Prime ~ Professional Diploma In Stockbroking - SAA/ Deakin Prime |
Marcus Ben Droga | 1996 | Bachelor of Commerce Major in Accounting & Finance - University of NSW |
Marcus Campbell | 2003 | Bachelor of Management (Marketing) - University of South Australia ~ Bachelor of Management-Marketing & Applied Finance - University of South Australia ~ Bachelor of Science - Flinders University of South Australia ~ Bachelor of Science-Microbiology & Genetics - Flinders University ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA |
Mark Chartres | 2005 | ADA 1 & 2 - ASX ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Securities Institute ~ Fixed Income Course - FIIG ~ Fixed Income Courses - FIIG ~ Superannuation - Kaplan |
Mark Palmer | 1998 | Bachelor of Commerce - University of Western Australia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School |
Marlon Bryan Mindel | 1998 | Bachelor of Commerce - University of Witwatersrand ~ General Securities Licence - NYSE ~ Principals Licence - NASDAQ ~ State Law Licence - NYSE |
Matthew Boase | 1999 | Bachelor of Commerce - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ Graduate Diploma in Financial Planning - Securities Institute ~ Graduate Diploma of Financial Planning - FINSIA ~ ICFS Specialist SMSF Course - University of Adelaide |
Matthew Cryer | 2006 | ASX Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional |
Matthew James Norman | 1998 | Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional Education ~ Diploma in Finance Markets - Securities Institute of Australia ~ Margin Lending Accreditation - Deakin Prime ~ RG146 - Securities & Derivatives Industry Association |
Matthew James Wilkinson | 1997 | Bachelor of Commerce - Adelaide University ~ Graduate Diploma in Applied Finance & Investment - Kaplan Professional Education ~ Margin Lending & Geared Investments - Kaplan |
Matthew Keith Wilson | 2010 | ADA1 Accreditation - Kaplan ~ ADA2 Accreditation - Kaplan ~ Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Bachelor of Business (Law) - Monash University ~ Bachelor of Business (Law) - Monash University ~ Diploma Financial Services (F.P.) - Pinnacle ~ Graduate Certificate of Wealth Management - Deakin University ~ Graduate Diploma of Wealth Management - Deakin University ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Matthew White | 2022 | Bachelor of Economics - The University of Adelaide ~ Bachelor of International Studies - The University of Adelaide ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
Michael Crone | 2001 | Bachelor of Business - University of Newcastle ~ Bachelor of Business - University of Newcastle, Australia ~ Investment Planning - Integratec ~ Paraplanning - Superannuation - Kaplan |
Michael Joseph Marano | 1998 | Accredited Derivatives Adviser Level 2 - Tribeca/ASX ~ Batchelor of Commerce - Murdoch University ~ Managed Investments - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Superannuation & Skills - Kaplan |
Michael King | 1998 | Bachelor of Accounting - University of South Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia |
Michael Pilkington | 2001 | Accredited Derivatives Adviser (Level I) - ASX ~ Bachelor of Business (Finance/Management) - University of Notre Dame ~ Margin Lending and Geared Investments - Kaplan |
Michael Robert Holmes | 2009 | ADA1 - KAPLAN ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ Margin Lending - Stockbrokers Association of Australia ~ Relevant Provider Exam - FASEA ~ Self Managed Superannuation Funds - KAPLAN |
Michael Watt | 2015 | Bachelor of Commerce - Monash University ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma of Finance and Mortgage Broking - Skills Solutions ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Morise Saba | 1999 | Deposit Products and Non-Cash Payments - Financial Education Professionals ~ Financial Advising Essentials - Securities Institute ~ Margin Lending & Geared Investments - Kaplan |
Nathan Haslem | 1992 | Bachelor of Commerce - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional Education |
Neil Anthony Robertson | 2002 | ASX Accredited Derivatives Adviser Level 2 - ASX ~ Bachelor of Commerce - University of Canberra ~ Diploma of Financial Services - Financial Planning - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan |
Nicole Cherie Callan | 2017 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan |
Owen Clare | 1996 | BACHELOR OF COMMERCE - UNIVERSITY OF WESTERN AUSTRALIA ~ Financial Advisers Exam - FASEA Standards Autority ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME |
Pasquale Salvatore Lombardo | 2004 | Accredited Derivatives Adviser Level 2 - Securities Institute of Australia ~ Graduate Diploma in Applied Finance - Securities Institute of Australia ~ Margin Lending Accreditation - Deakin Prime |
Paul Dominic Kelly | 1983 | Accredited Derivatives Adviser Level 1 & 2 - ASX ~ Graduate Course Securities Institute of Australia - Securities Institute of Australia ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG146 - Deakin University |
Paul Lambrecht | 1999 | Accredited Derivatives Adviser Level 1 - ASX ~ Accredited Derivatives Adviser Level 2 - ASX ~ Bachelor of Business - Edith Cowan University ~ Graduate Diploma in Applied Finance & Investments - Financial Services Institute of Australasia ~ Superannuation Module - Securities Institute of Australia |
Penelope Doone Ponder | 2010 | ASX Accredited Derivatives Adviser Level 1 - Kaplan ~ Bachelor of Commerce - Financial Planning - University of Canberra ~ Diploma of Financial Services - Financial Planning - Kaplan ~ Professional Diploma in Securities & Derivatives - Deakin University ~ The SDIA Accreditation Program (PS146) - Deakin University |
Peter Bickel | 1998 | Accredited Derivatives Adviser - Level 2 - Kaplan ~ Bachelor of Commerce - University of Queensland ~ Certified Financial Planner - Financial Planning Association Australia ~ Chartered Accountant - Institute of Chartered Accountants ~ Graduate Diploma in Applied Finance & Investment - Securities Institute |
Peter James Willett | 2018 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate of Business Administration - Swinburne University of Technology |
Peter Johannes Kerkvliet | 1999 | Certificate in Financial Markets - FINSIA ~ Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Planning - FPA |
Peter John Foster | 1989 | Accredited Derivatives Adviser Level 2 - ASX ~ Diploma in Applied Finance & Investments - Securities Institute Australia ~ Margin Lending Accreditation - Deakin Prime ~ Superannuation - RMIT University |
Peter Simpson | 2000 | Graduate diploma in Applied Finance - FINSIA ~ Managed investments - FINSIA ~ Margin Lending Accreditation Program - SDIA ~ Masters in advanced industrial equity analysis - FINSIA |
Philip Jamie Toop | 1988 | Bachelor of Economics - Flinder University South Australia ~ Margin Lending Accreditation Program - Deakin Prime ~ Master of Finance - Griffith University ~ PS146 - Securities Institute ~ Post Graduate Diploma - Securities Institute of Australia |
Philip Zhou | 2013 | Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Fixed Income Course - FIIG ~ Master of Business - University of Technology Sydney |
Phillip Stefas | 1999 | Diploma in Stockbroking - Deakin Prime ~ Margin Lending Module - Deakin Prime ~ SDIA RG146 - Deakin Prime ~ Superannuation Module - RMIT University |
Polly Edwards | 2023 | Graduate Diploma of Financial Planning - Kaplan |
Rachael Green | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Financial Planning Association of Australasia ~ Bachelor of Business - La Trobe University ~ Certified Financial Planner Certification - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Raden Bruno Rodrigue | 1999 | Accredited Derivatives Adviser Level 2 - ASX ~ Diploma of Financial Markets - Securities Institute of Australia ~ Margin Lending Accreditation - Deakin Prime ~ Superannuation Accreditation - RMIT University |
Raffy Christopher Margarian | 2014 | Accredited Derivatives Adviser Level 1 & 2 - Australian Stock Exchange ~ Bachelor of Commerce - Macquarie University ~ Certificate in Financial Markets - Securities Institute of Australia ~ RG146 Compliance - Kaplan Professional Education |
Rahulan Rukmanikanthan | 2011 | Bachelor of Economics - ANU ~ Bachelor of Finance - ANU ~ Graduate Diploma of Financial Planning - KAPLAN ~ Masters of Applied Finance - KAPLAN |
Renato Andre Pedretti | 2006 | Accredited Derivatives Adviser (Level 2 Exam) - Kaplan Professional Education ~ Bachelor of Business (Major in Finance and International Business) - Edith Cowan University ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) (FNS50804) - Tribeca (Aust) Pty Limited ~ Ethics and Professionalism in Financial Advice - Kaplan |
Richard Bransdon Nettlefold | 1998 | ASIC PS146 Compliance - Deakin Prime ~ FIIG Professional Income Course - FIIG ~ Margin Lending Accreditation Program - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime |
Richard Taylor | 2013 | Bachelor of Commerce - Australian National University ~ Certified Financial Planner - Financial Planning Association ~ Chartered Accountant - Institute of Chartered Accountants Australia ~ Graduate Diploma in Applied Finance & Investment - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA |
Robert David Heathershaw | 1987 | Accredited Derivatives Adviser Level 2 - Tribeca ~ Bachelor of Business Major in Banking & Finance - Monash University ~ Margin Lending Accreditation - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ Superannuation Module - Securities & Derivatives Industry Association |
Robert Gibbs | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
Robert James Mclean | 2000 | ADA1 - Kaplan ~ ADA2 - Kaplan ~ Certificate in Mortgage Broking - Kaplan ~ Master of Business Administration (Executive) - University of Wollongong Australia |
Roderick Stanley Sutherland | 1987 | Bachelor of Commerce - University of Otago ~ Diploma of Financial Planning - Deakin University ~ Superannuation - RMIT |
Ross Love | 2007 | ASX Accredited Derivatives Adviser Level Two - Kaplan ~ Bachelor of Arts (Chinese) - Deakin University ~ Bachelor of Commence (Honours) - Deakin University ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association (AFMA) ~ PS146 Investment Planning - Kaplan |
Ross Trimboli | 2022 | Bachelor of Commerce - Australian National University ~ Bachelor of Finance - Australian National University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Russell Jones | 2004 | ADA1 - Kaplan ~ Certified Financial Planner - Financial Planning Association ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Diploma Financial Services (Financial Planning) - AMP ~ Diploma of Financial Advising - Securities Institute ~ Diploma of Financial Services (Financial Planning) - AMP Dealer Group Services ~ Fixed Income Accreditation - FIIG ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
Samuel Elliott | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor Of Finance - Australian National University ~ Diploma of Financial Planning - Kaplan Professional Education |
Samuel Peter Crompton | 2001 | Accredited Derivatives Adviser Level 2 - Stockbrokers Association of Australia ~ Bachelor of Commerce Major in Banking & Finance - Curtin Business School ~ DTR Exam - ASX ~ Margin Lending Accreditation - SAA ~ Series 7 - Citigroup |
Scott Ayres | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Finance) - University of Tasmania ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
Scott Leigh Dawson | 2011 | Advanced Diploma of Financial Planning - Pinnacle Education ~ Ethics Course - KAPLAN ~ FASEA Exam - Kaplan Professional Education ~ Master of Financial Planning - Kaplan ~ SMSF Certificate - Kaplan |
Scott Tavis Mackenzie | 2001 | Investment Planning 1 - Integratec ~ Regulatory Guide 146 Assessment - Kaplan ~ Superannuation & Retirement Planning - Tribeca |
Sergio Porfirio | 1999 | Bachelor of Agricultural Economics - University of Sydney ~ PS146 (RG146) - ASIC ~ Superannuation Module - Securities Institute |
Shayne Timothy Gilbert | 2006 | Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Diploma of Financial Services - Securities Derivatives Institute of Australia ~ Margin Lending Accreditation - Kaplan Professional ~ RG146 - Securities Derivatives Institute of Australia |
Simeon Caraoutzadis | 2015 | Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan |
Simon Arno Fritsch | 2002 | Accredited Derivatives Adviser Level 1 - ADA1 - Stockbrokers Association of Australia ~ Bachelor of Business - Monash University ~ Graduate Diploma of Financial Planning - Kaplan |
Simon Forbes | 1993 | Foreign Exchange Accreditation Program - Deakin Prime ~ Margin Lending Accreditation Program - Deakin Prime ~ PS146 Securities, Future Markets & Managed Investments - Deakin Prime ~ Superannuation Accreditation Program - Deakin Prime |
Simon George Connor | 2005 | Bachelor of Economics (Honours) - La Trobe University ~ Certified Financial Planner Certification - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - Financial Services Institute of Australasia ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Simon Winter | 1994 | Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Bachelor of Business Major in Finance & Economics - Curtin University ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ PS146 - Kaplan Professional Education ~ Superannuation - Kaplan Professional Education |
Stephen Christopher Elliott | 1992 | Bachelor of Economic & Social Studies - University of Wales ~ Graduate Certificate in Migration Law - Australian National University ~ Graduate Diploma in Applied Finance & Investment - Australian Securities Institute |
Stephen Lyle | 2012 | Bachelor of Science in International Business - Pepperdine University ~ Chartered Financial Analyst - CFA Institute |
Stephen Martiensen | 1993 | Bachelor of Economics - Flinders University of South Australia ~ Foreign Exchange Accreditation Program - Deakin Prime ~ Margin Lending Accreditation - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ Superannuation Module - Deakin Prime |
Steve Triantafilidis | 2014 | 928 Margin Lending - Knowledge only - Kaplan Professional Education ~ Bachelor of Economics - University of Adelaide ~ Chartered Financial Analyst Program - The Institute of Chartered Financial Analysts ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia ~ Diploma Course - Securities Institute Education |
Steven Salamon | 1995 | Accredited Derivatives Adviser level 2 ASX - Kaplan ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Paraplanning Course - Paraplanning Professionals ~ Superannuation and Retirement Planning - Integratec |
Stuart Hunter Beattie | 1994 | ASIC Market Integrity Rules (ASX Markets) 2010 Responsible Executive Examination - Stockbrokers Association of Australia ~ Accredited Derivatives Adviser Level 1 Exam - Kaplan Professional Education ~ Graduate Diploma of Applied Finance and Investment - Financial Services Institute of Australasia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Superannuation - Royal Melbourne Institute of Technology Business TAFE School |
Suhas Govind Mahajan | 2001 | Diploma in Business Management - S.P. Mandali's Welingkar Institute of Management Development and Research ~ Diploma of Financial Planning - Kaplan ~ Graudate Diploma of Financial Planning - KAPLAN ~ Master of International Management - American Graduate School of International Management |
Taylor Chircop | 2023 | Graduate Diploma of Financial Planning - Kaplan |
Thomas Arthur Kenyon | 2015 | Bachelor of Business - Financial Risk Management - Victoria University ~ SMSF TASA - Kaplan |
Thomas Weber | 2011 | Professional Diploma in Stockbroking - Deakin Prime ~ Securities & Managed Investments Accreditation Program - Deakin Prime ~ Superannuation Accreditation Program - Deakin Prime |
Timothy Francis Bennett | 2004 | Batchelor of Business - Edith Cowan University ~ Certified Practising Accountant - CPA Australia ~ Margin Lending Accreditation Program - Deakin/SDIA ~ SDIA Accreditation Program (Core 1 RG146 Securities & Managed Investments) - Deakin/SDIA |
Timothy Maschler | 2001 | Associate Diploma of Business (International Trade) - Chisholm Institute ~ Bachelor of Business & Commerce (Economics) - Monash University ~ Diploma of Financial Markets (Equity Markets Stream) - Securities Institute Education ~ FASEA Ethics - Kaplan Professional ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association |
Timothy Officer | 2007 | Accredited Derivatives Adviser Level Two - ASX ~ Bachelor of Industrial Design - University of NSW ~ Margin Lending Accreditation Program - Deakin Prime ~ Masters of Commerce (Finance) - University of NSW |
Toby Peter Jefferis | 2004 | Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Diploma of Financial Markets - Securities Institute of Australia ~ Specialist Knowledge: Managed Investments - FINSIA ~ Specialist Knowledge: Superannuation - FINSIA |
Toby Watson | 2018 | Margin Lending Accreditation Program - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime |
Tony Mitchell | 1979 | Accredited Derivatives ADA1 - Kaplan ~ Bachelor of Economics - Monash University ~ Margin Lending Accreditation program - Deakin Prime |
Travis Hansen | 1996 | ACCREDITED DERIVATIVES ADVISER LEVEL1 - DEAKINPRIME ~ BACHELOR OF COMMERCE - CURTIN UNIVERSITY ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN PRIME |
Vaughan James | 1993 | Accreditation Program for Securities, Futures Markets & Managed Investments - SDIA ~ Bachelor of Economics (Economics) - La Trobe University ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Financial Planning - Securities Institute of Australia ~ Superannuation - SIA |
Wayne Allard | 2004 | Bachelor of Commerce (Economics and Financial Planning) - Curtin University |
Wendy Khoon Pheng Tan | 1999 | Accredited Derivatives Adviser Level 2 - Tribeca ~ Margin Lending Accreditation Program - Deakin Prime ~ Mathematics / Economics - University College, Dublin Ireland ~ Professional Diploma in Stockbroking - Deakin Prime |
Xue Meng Sherman Chua | 2023 | Bachelor of Commerce (Banking and Finance) - Curtin University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Zachary Alexander Stent | 2015 | Bachelor of Commerce / Finance & Economics - Murdoch University ~ Core 1 Securities & Managed Investments Accreditation Program - Deakin/Stockbrokers Association ~ Diploma of Financial Planning - Kaplan Professional ~ Insurance and Risk Protection - Kaplan Professiona ~ Superannuation and Retirement Planning - Kaplan Professional |
Zachary Michael Paul | 2017 | Bachelor of Commerce - The University of Notre Dame Australia ~ Core 1 Securities and Managed Investments - Stockbrokers and Financial Advisers Association Limited ~ Graduate Diploma of Financial Planning - Kaplan |
Zoya Cernavin | 1994 | Ethics and Professionalism in Financial Advice - Kaplan Professionalism ~ Financial Planning & Superannuation Modules - Securities Institute Education ~ Master of Business Administration - Royal Melbourne Institute of Technology University ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association |