Shaw And Partners Limited

AFS License Number
236048
Name
Shaw And Partners Limited
ABN/ACN/ARBN
24003221583
Licensee issued
March 10, 2004
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes limited to:
MDA services; and
financial products limited to:
miscellaneous financial investment products; and
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
miscellaneous financial investment products limited to MDA services; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Daniello Russo 2017 Bachelor of Commerce - UWA ~ Chartered Accountant - Chartered Accountants Australia and New Zealand ~ Graduate Diploma of Applied Finance - Kaplan Higher Education
 Adam Dawes 2009 Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Margin Lending - Deakin Prime
 Adam John Boon 2018 ASX Derivatives Level 1 - Tribeca ~ ASX Derivatives Level 2 - Kaplan ~ Business (Frontline Management) - Australian Institute of Management ~ Financial Advising - FINSIA
 Alasdair James Christie Burns 1982 Deposit Products & Non cash Payments - Financial Education Professionals ~ Diploma - Association of International Bond Dealers ~ Investment Planning 1 - Kaplan Professional Education ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Retirement Planning - Kaplan Professional Education
 Alberto Dimarco 2001 ADA2 - ASX ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Bachelor of Commerce - Macquarie University ~ Diploma of Financial Services - Kaplan ~ Provide Advice in Margin Lending - Kaplan Professional
 Alexander Henderson 2004 Bachelor of Business (Economics & Finance) - RMIT ~ Certified Financial Planner - FPA ~ Graduate Diploma in Applied Finance - FINSIA ~ Margin Lending Specialist - Kaplan Professional
 Alexander Thomas Flinders Moore 0 Graduate Diploma of Financial Planning - Kaplan Professional
 Alistair Douglas David Ogilvie 1991 Accredited Derivatives Adviser Level 1 - ASX ~ Bachelor of Economics & Politics - Monash University ~ Margin Lending Accreditation - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG146 - Deakin University
 Amanda Louise Graham 2005 ADA1 - ASX ~ ADA1 - Tribeca ~ ADA2 - ASX ~ ADA2 - Tribeca ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Bachelor of Business - UTS ~ Bachelor of Business - University of Technology Sydney ~ Diploma in Stockbroking - Stockbrokers Association of Australia / Deakin Prime ~ Margin Lending - Stockbrokers Association of Australia ~ PS146 - SDIA
 Andrew Alexander Cox 2003 Accredited Derivatives Adviser Level 2 - Tribeca/ASX ~ Diploma of Financial Markets - Securities Institute ~ PS146 Compliance Program - Securities Institute
 Andrew DE Vere Tyrrell 2013 Accredited Derivatives Adviser Level 1 - ASX ~ Accredited Derivatives Adviser Level 2 - ASX ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Professional Diploma in Stockbroking - Deakin Prime ~ Responsible Executive of the Exchange - ASX
 Andrew Faber 2017 Advanced Diploma in Financial Planning - Kaplan Professional ~ Bachelor of Business - Charles Sturt Univeristy ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Accountancy - Charles Sturt University ~ Tier 1 Margin Lending - Kaplan Professional
 Andrew Foster 1998 Advanced Diploma in Financial Planning - Financial Planning Association of Australia ~ Advanced Diploma in Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Graduate Diploma of Business (Professional Accounting) - Edith Cowan University ~ Graduate Diploma of Business (Professional Accounting) - Edith Cowan University ~ Professional Year Program (Accounting) - Institute of Chartered Accountants ~ Professional Year Program (Accounting) - Institute of Chartered Accountants
 Andrew Wawn 2006 Examining investment structures - Kaplan ~ Is margin Lending still worthwhile - Kaplan ~ Key supperanuation issues to discuss with clients - Kaplan ~ Spotlight on domestic and global equities - Kaplan ~ Understanding geared investment - Kaplan
 Angela Louise Holstein 1996 Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Margin Lending Accreditation - Deakin Prime ~ Superannuation Module - RMIT University
 Anthony Doyle 1990 Accredited Derivatives Adviser Level 2 - Australian Stock Exchange ~ PS146 Compliance Program - Financial Planning - Securities Institute Education ~ PS146 Compliance Program - Generic & Securities - Securities Institute Education ~ PS146 Compliance Program - Managed Investments - Securities Institute Education ~ PS146 Compliance Program - Superannuation - Securities Institute Education
 Anthony William DE Pizzol 2008 Bachelor of Economics, Commerce - Adelaide University ~ Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation Program - Deakin Prime Corporate Education
 Antony Vida 2006 ASX Accredited Derivatives Adviser Level One - Australian Stock Exchange (ASX) ~ ASX Accredited Derivatives Adviser Level Two - Australian Stock Exchange (ASX) ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending and Geared Investments - Kaplan ~ Masters in Applied Finance - Kaplan
 Anuhak Souvannavong 0 Graduate Diploma of Financial Planning - Kaplan Professional
 Ashley Kelly 1997 ASX/ACH Responsible Executive Exam - Kaplan ~ Diploma of Financial Services - Kaplan ~ Diploma of Teaching - University of South Australia
 Barton Lynch 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - University of Technology, Sydney
 Ben Morrissey 1992 Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Deakin University ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Superannuation Module - RMIT University
 Bianca Jane Hogan 2007 Bachelor of Commerce (Marketing) - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending Accreditation - Stockbrokers Association of Australia
 Blair Spaulding 2016 Bachelor of Science (Physiotherapy) - University of Notre Dame Perth ~ Graduate Diploma of Applied Finance - Kaplan
 Boyd Carter 1989 Diploma of Financial Planning - Kaplan Professional Education ~ Foundations of Financial Planning Part A:Generic Knowledge - Kaplan ~ Foundations of Financial Planning Part B:Financial Planning - Kaplan ~ Insurance & Risk Protection - Kaplan ~ Securities & Managed Investments - Kaplan
 Brendon Gleeson 2001 Is margin Lending still worthwhile ( training) - Kaplan ~ Lifecycle Investment Strategies ( training) - Kaplan ~ Margin Lending Market Trends ( training) - Kaplan ~ Understanding geared investment ( training) - Kaplan ~ Understanding the mechanics of managed investment schemes ( training) - Kaplan
 Brent Becroft 2002 Accredited Derivatives Adviser - Kaplan ~ Diploma - Financial Planning - Deakin University
 Brett Andrew Thompson 1981 Accredited Derivatives Adviser Level 1 & 2 - Securities & Derivatives Industry Association ~ Margin Lending Accreditation - Deakin Prime ~ RG146 - Deakin University
 Candice Bourke 2016 Bachelor Of Business - University of New England ~ RG 146 - Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime
 Carl Anthony Daffy 1998 Bachelor of Business - Victoria University ~ Fixed Income Course - FIIG ~ Margin Lending Accreditation Program - Deakin Prime
 Carl Dickson 1998 ADA2 Accredited & Generic Knowledge - Kaplan ~ Bachelor of Accounting - University of Technology, Sydney ~ Financial Planning - Kaplan ~ Super, Securities & Managed Investments - Kaplan
 Carsten Hans Huebner 1995 ASIC PS 146 Accreditation - Securities & Derivatives Industry Association ~ Bachelor of Applied Science (Ind. Mathematics & Computing) - Charles Sturt University ~ Diploma of Financial Markets - Securities Institute ~ Diploma of Financial Markets - Securities Institute of Australia ~ PS 146 Securities and Futures Market and Managed Investments - Deakin Prime ~ RG 146 Margin Lending Accreditation - Kaplan
 Charles Alexander Stewart 2010 Bachelor of Business - Queensland University of Technology ~ Bachelor of Law - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional Education ~ Superannuation Accreditation - Kaplan Professional Education
 Cheong Lam Chen 1985 Accredited Derivatives Adviser Level 2 - ASIC (renewal) ~ Bachelor of Health Admin - UNSW ~ Margin Lending Accreditation Program - Deakin Prime ~ RG146 - Securities Institute
 Christopher Wollermann 2012 Chartered Financial Analyst - CFA Institute ~ Bachelor of Commerce (Management) - University of Melbourne
 Claudio Lopresti 2000 Certificate of Superannuation Management - The Association of Superannuation Funds of Australia ~ Certified Financial Planner Education Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Self Managed Superannuation Funds Specialist Pathway Program - Tribeca (Aust) Pty Limited
 Colin Mckenzie 1987 Diploma in Financial Markets - Securities Institute of Australia ~ Level 1 Accredited Derivatives Adviser - ASIC ~ Superannuation Module - Cavendish
 Craig Neil Maltz 2000 Accredited Derivatives Adviser Level 2 - ASX ~ Bachelor of Business - University of Technology Sydney ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia
 Craig Sidney 2006 Accredited Derivatives Adviser Level 2 - Australian Stock Exchange ~ Bachelor of Commerce Major in Accounting - University of Wollongong ~ Graduate Diploma in Applied Finance & Investments, Banking, Corporate, Finance & Securities Law - Financial Services Institute of Australiasia
 Damien Warner 2008 Bachelor of Commerce - University of Western Australia ~ Graduate Diploma of Applied Finance and Investment - Financial Services Institute of Australasia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Dane Lachlan Parsons 2011 Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional Education ~ Bachelor of Business Major in Finance - Bond University ~ Margin Lending Accreditation - Kaplan Professional Education ~ RG146 - Deakin University ~ Specialist SMSF - Kaplan Professional Education
 Daniel Berich 2023 Graduate Diploma of Financial Planning - Kaplan
 Daniel Koong Seng Chiew 2017 Bachelor of Commerce - University of Western Australia ~ Bachelor of Commerce - University of Western Australia
 Daniel Michael Warren 2014 Bachelor of Commerce - Macquarie University ~ Bachelor of Commerce - Murdoch University ~ Diploma - Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation Program - Deakin Prime Corporate Education ~ Master of Applied Finance - Kaplan Professional Education ~ Masters of Finance - Kaplan / Finsia ~ Superannuation Accreditation Program - Deakin Prime
 Daniel Schuster 2018 Bachelor of Commerce - Macquarie University
 Danny Keith Stent 1996 Accredited Derivatives Adviser Level 1 - Tribeca/ASX ~ Diploma of Financial Planning - Kaplan ~ Master of Business Administration (Finance and Economics) - Curtin University ~ Stock Market & Products - Securities Institute of Australia ~ Tax (Financial) Adviser - Tax Practitioners Board
 Darrell Seeto 1997 Accredited Derivatives Adviser Level 2 - ASX ~ Bachelor of Commerce - University of NSW ~ Margin Lending & Geared Investments - Kaplan ~ Superannuation Module - Securities Institute
 David Dall 1999 Bachelor of Commerce - University of Adelaide ~ Certified Financial Planner - Financial Planning of Australia Limited ~ Graduate Diploma in Applied Finance & Investment - FINSIA ~ Graduate Diploma in Property - University of South Australia
 David John Albert Willett 2012 Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia/Deakin Prime ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia/Deakin Prime
 David John Collins 2012 Accredited Derivatives Adviser Level 1 - Stockbrokers Association of Australia ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ RG146 Accreditation - Stockbrokers Association of Australia
 David Maloney 2002 Bachelor of Commerce - University of Canberra ~ Bachelor of Commerce in Banking & Finance - University of Canberra ~ CFP Education Program - FPA ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - FPA ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan ~ SMSF Specialist Pathway Program - Tribeca
 David Schmidt 1999 Diploma of Financial Advising - Securities Institute ~ Diploma of Financial Advising - Securities Institute ~ Level 2 Re-Accredited Derivatives Adviser - ASIC ~ Margin Lending & Geared Investments - Kaplan Professional
 David Stewart Wells 1990 Accredited Derivatives Adviser Level 1 - Securities Institute of Australia ~ Certificate in Financial Markets - Securities Institute of Australia ~ Margin Lending Accreditation Program - Deakin Prime ~ Superannuation Module - Securities Institute of Australia
 Debra Gaye Robinson 2002 Derivatives Accreditation Program Level 1 - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG 146 Foreign Exchange - Kaplan Professional ~ RG 146 Securities, Futures Markets & Managed Investments - Deakin Prime ~ RG 146 Superannuation - RMIT University
 Derek Christian Steinepreis 1990 Batchelor of Business - Curtin University ~ Graduate Diploma of Finance & Investments - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan
 Diarmuid Gleeson 2022 ADA1 Level 1 - Kaplan Professional ~ ADA2 Level 2 - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Domenic Macri 1992 Accredited Derivatives Adviser Level 1 - Tribeca/ASX ~ Bachelor of Business (Accounting) - Edith Cowan University ~ Chartered Accountant - Institute of Chartered Accountants Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Edward Russell 0 Graduate Diploma of Financial Planning - Kaplan
 Ernesto David Santone 2002 Bachelor of Commerce (Business Management) - University of Western Sydney
 Felicity Thomas 2014 Bachelor of Economics - University of Technology Sydney ~ Graduate Certificate Applied finance - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Master of Financial Planning - Kaplan ~ Self Managed Super Funds - Kaplan
 Fiona Burton 2018 DIPLOMA OF FINANCIAL MARKETS - KAPLAN ~ Financial Adviser Exam - FASEA ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - STOCKBROKERS ASSOCIATION
 Fraser Iain Macleod 2007 Bachelor of Arts (Marketing) - University of Paisley ~ Bachelor of Arts (Marketing) - University of Paisley ~ Diploma in Financial Services (Financial Planning) - FINSIA ~ Diploma in Financial Services (Financial Planning) - FINSIA
 Freya Gunn 1997 Bachelor of Economics - Monash University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ General Securities Representative (Series 7)Examination - National Association of Securities Dealers ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Margin Lending Accreditation - Stockbrokers Association of Australia
 Gareth Henderson Russel 2003 Bachelor of Business - University of Technology Sydney ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Garry Giblett 1990 Advanced Diploma - Business - Perth Tech College ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Garth Jeffery 2013 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce (Accounting, Economics and Finance) - The University of Notre Dame ~ Diploma Financial Planning - Kaplan ~ Margin Lending - Kaplan
 Gary Bradney Vidler 1994 Bachelor of Commerce - University of Southern Queensland ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Gavin Paul Randles 1985 Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Arts - Monash University ~ Bachelor of Laws - Monash University ~ Margin Lending Accreditation - SDIA ~ Superannuation Module - SDIA
 Geoffrey Burton 2014 Advanced Diploma Financial Services - Kaplan ~ Bachelor of Mathematics & Finance - University of Wollongong ~ Bachelor of Mathematics and Finance - University of Wollongong ~ Diploma Financial Services - Kaplan ~ Foundations of Financial Planning - Kaplan ~ Investment Planning 1 - Kaplan ~ Risk Management - Kaplan ~ Superannuation and Retirement Planning - Kaplan
 Geoffrey Lloyd 1994 Accredited Derivatives Adviser Level Two - Tribeca ~ Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Margin Lending and Geared Investments - Kaplan Professional ~ SDIA Accreditation Program - SDIA ~ SDIA Superannuation - RMIT
 Graeme Frederick Bennett 1988 Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Bachelor of Commerce - UNSW ~ Bachelor of Laws - UNSW ~ Superannuation Module - RMIT University
 Graham Kaplan 2014 Diploma of Financial Planning - Kaplan Professional ~ Securities & Managed Investments Accreditation Program - DeakinPrime/Stockbrokers Association
 Gregory David Hocking 1998 Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Bachelor of Business Major in Business Information Systems & Accounting - RMIT University ~ Graduate Diploma in Financial Planning - Kaplan Higher Learning ~ Margin Lending Accreditation - Deakin Prime
 Gregory James Maher 2012 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business - Australian Catholic University
 Harrison John Watt 2017 ADA1 - Kaplan ~ ADA2 - Kaplan ~ Tier 1 Generic Knowledge - Kaplan ~ Tier 1 Securities - Personal Advice - Kaplan
 Hatem Matar 2000 Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Commerce Major in Accounting & Economics - University of Wollongong ~ Margin Lending Accreditation Program - Deakin Prime ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education
 Helen Acworth 2018 Bachelor of Business (Accounting) - University of New England ~ Diploma of Financial Planning - Kaplan
 Hugo Mcchesney 2018 Bachelor of Business Studies - Massey University NZ ~ Tier 1 - Securities - Kaplan Professional
 Indira Sarker 2011 ADA1 & 2 - Kaplan ~ Bachelor of Business Administration / Commerce - Accounting - Macquarie University ~ Margin Lending - Deakin Prime ~ RG146 - SAA
 James Antony Silverton 2004 Accredited Derivatives Adviser Level 2 - Australian Stock Exchange ~ Bachelor of Commerce Major in Accounting & Finance - UNSW ~ Graduate Diploma in Applied Finance & Investments - Financial Services Institute of Australiasia ~ Professional Year - Australian Charetered Accountant - Chartered Accountants Australia & New Zealand ~ RMIT/SDIA Superannuation Module - RMIT/SDIA
 James Michael Seabrook 2007 Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional Education ~ Bachelor of Commerce Major in Accounting - Macquarie University ~ Margin Lending Accreditation Program - Deakin Prime Corporate Education ~ Professional Diploma in Securities & Derivatives - Deakin Prime Corporate Education ~ SDIA Superannuation Module - RMIT University
 James O'kane 1988 ADA 1 & 2 - Kaplan ~ Diploma in Financial Planning - Deakin University ~ Graduate Diploma Business Management - Edith Cowan University ~ Margin Lending Accreditation Program - Deakin Prime ~ Self Managed Super Funds - Kaplan
 James Phillip Wright 2007 Bachelor of Commerce Major in Finance, Financial Planning & Management - Deakin University ~ Margin Lending Accreditation Program - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime
 James Ronald Gerrish 2004 Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Stockbrokers Association of Australia ~ Bachelor of Business - University of Newcastle ~ Margin Lending Accreditation - Kaplan Professional
 James Scot Cameron Audiss 1995 ADA1 - ASIC ~ RG146 - Stockbrokers Association of Australia ~ Series7 - FINRA
 Jarrod Michael Daffy 2007 Diploma in Stockbroking - Deakin ~ Diploma of Financial Planning - Kaplan ~ Fixed Income - FIIG ~ Margin Lending & Gearing - Deakin ~ RG146 - SDIA
 Jason Craig Phillips 1993 Bachelor of Arts - Bond University ~ Margin Lending Accreditation - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG146 - Deakin Prime
 Jason John Wong 2004 Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Investment Planning 1 - Integratec ~ Superannuation & Retirement Planning - Tribeca
 Jason Loveridge 1998 Graduate Diploma of Applied Finance and Investment - Securities Institute
 Jeanette Marie Brookes 1985 Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Bachelor of Business - Deakin University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds Adviser Education Program - eFinancial Essentials
 Jed Thomas Richards 1995 Basics in Small Business Management - The University of Adelaide ~ Investment Planning 1 - Intergratec ~ Level 2 Accredited Derivatives Adviser - ASIC ~ Retirement Planning & Principles Course - Intergratec
 Jeffrey Huynh 2018 Accredited Derivatives Adviser Level 1 - Kaplan ~ Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime
 Jelena Koncar 2015 Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Margin Lending Accreditation Program - Kaplan ~ Self Managed Superannation Funds - Kaplan Professional Education
 Jenny Rachmat 2006 Bachelor of Commerce (Accounting) - Macquarie University ~ Certified Financial Planner Program - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Joel Cusack 2023 Bachelor of Business (Financial Planning) - Swinburne University ~ Diploma of Financial Planning - Kaplan
 John Anthony Colnan 2007 Accredited Derivatives Adviser Level 2 - Tribeca ~ Margin Lending Accreditation - Deakin Prime ~ Post Graduate Diploma Geoscience/Mineral Economics - Macquarie University ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ Superannuation Module - RMIT University
 John Christou 2003 ASX Accredited Derivatives Adviser Level One - Kaplan ~ Bachelor of Business (Banking and Finance) - Monash University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan
 John Howard Robert Wardman 1986 Bachelor of Economics - Macquarie University ~ Company Director Course Diploma - Sydney University ~ Self Managed Super Funds - Kaplan
 John Robert Piper 1990 Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Certificate in Financial Markets - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Austalia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education
 Jonathan Avi Mitchell 2013 Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Bachelor of Commerce Major in Finance & Latin American Studies - University of New South Wales ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ Securities & Derivatives Industry Association Accreditation Program - Securities & Derivatives Industry Association
 Joseph DI Fede 1995 Bachelor of Business (Accounting) - Deakin University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional
 Justin Marshall 2010 BACHELOR OF BANKING & FINANCE - VICTORIA UNIVERSITY ~ Financial Advisor Exam - FASEA Standards Authority ~ LEVEL 2 ACCREDITED DERIVATIVES ADVISER - AUSTRALIAN SECURITIES & INVESTMENT COMMISSION ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME
 Justin Michael Power 2008 Bachelor of Business - Macquarie University ~ Masters of Applied Finance (Financial Planning) - Kaplan Professional ~ Masters of International Relations - Macquarie University
 Karl Bartlett Laufmann 1993 ACCREDITED DERIVATIVES ADVISER LEVEL 2 - KAPLAN ~ BACHELOR OF ECONOMICS - UNIVERSITY OF WESTERN AUSTRALIA ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SUPERANNUATION MODULE - SECURITIES INSTITUTE OF AUSTRALIA
 Karl Simon Goody 2013 Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Bachelor of Commerce & Finance - Flinders University ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Master of Applied Finance - Kaplan Higher Education Pty Ltd
 Kathleen Patricia Brook 2017 Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education
 Kevin Duong 1999 Accredited Derivatives Adviser Level 2 - Tribeca ~ Bachelor of Commerce (Economics and Finance) - University of Western Sydney ~ Bachelor of Commerce (Economics and finance) - University of Western Sydney ~ Graduate Certificate in Financial Planning - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan Professional Education
 Kostas Zanios 2004 Accredited Derivatives Adviser Level One - Kaplan ~ Accredited Derivatives Adviser Level Two - Kaplan ~ SDIA Accreditation Program - SDIA/Deakin Prime
 Lachlan Graeme Owen 2016 ADA 1 & 2 - SAA ~ ADA2 - SAA ~ Graduate Diploma in Financial Planning - Deakin University ~ Professional Diploma in Stockbroking - SAA ~ Professional Diploma of Stockbroking - SAA ~ RG146 - SAA ~ RG146 Core 1 Securities and Managed Investments - SAA
 Laurie Elliss 2011 Accredited Derivatives Adviser Level 1 - Stockbrokers Association of Australia ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor of Applied Finance - Macquarie University ~ Margin Lending Accreditation - Kaplan
 Lawrence Maxwell Canty 1998 Accreditation in Self Managed Superannuation - RMIT ~ Bachelor of Economics - Monash University Clayton ~ Graduate Diploma in Applied Finance & Investment - Securities Institute (FINSIA) ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG146 - Deakin Prime
 Lee Kenneth Moore 2008 Bachelor of Commerce (Banking and Finance) - University of Canberra ~ Bachelor of Information Technology - University of Canberra ~ Graduate Diploma of Applied Finance - KAPLAN
 Lee Scott 2001 Accredited Derivatives Adviser Level 2 (ADA2) - ASX ~ Bachelor of Economics - The Australian National University ~ Graduate Diploma Applied Finance & Investment - Kaplan
 Leo Diniotis 2000 Bachelor of Economics - Macquarie University
 Linda Tang 2002 Bachelor of Arts Degree (Second Class Honours) - University of Hong Kong ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional
 Lucas James Koekoek 1999 ADA1 - Kaplan Education Pty Ltd ~ ADA2 - Kaplan Education Pty Ltd ~ ASIC PS 146 - Deakin Prime ~ Diploma of Financial Markets - SIA ~ Margin Lending Accreditation Program - Deakin Prime
 Malcolm David Cameron 1988 Bachelor of Commerce - University of Melbourne
 Marc Philip Cuming 1994 Bachelor of Business - Monash University ~ Margin Lending & Geared Investments - Kaplan
 Marcus Aherne 2016 Foreign Exchange Accreditation - SAA/ Deakin Prime ~ Margin Lending Accreditation - SAA/ Deakin Prime ~ Professional Diploma In Stockbroking - SAA/ Deakin Prime
 Marcus Ben Droga 1996 Bachelor of Commerce Major in Accounting & Finance - University of NSW
 Marcus Campbell 2003 Bachelor of Management (Marketing) - University of South Australia ~ Bachelor of Management-Marketing & Applied Finance - University of South Australia ~ Bachelor of Science - Flinders University of South Australia ~ Bachelor of Science-Microbiology & Genetics - Flinders University ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA
 Mark Chartres 2005 ADA 1 & 2 - ASX ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Securities Institute ~ Fixed Income Course - FIIG ~ Fixed Income Courses - FIIG ~ Superannuation - Kaplan
 Mark Palmer 1998 Bachelor of Commerce - University of Western Australia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School
 Marlon Bryan Mindel 1998 Bachelor of Commerce - University of Witwatersrand ~ General Securities Licence - NYSE ~ Principals Licence - NASDAQ ~ State Law Licence - NYSE
 Matthew Boase 1999 Bachelor of Commerce - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ Graduate Diploma in Financial Planning - Securities Institute ~ Graduate Diploma of Financial Planning - FINSIA ~ ICFS Specialist SMSF Course - University of Adelaide
 Matthew Cryer 2006 ASX Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional
 Matthew James Norman 1998 Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional Education ~ Diploma in Finance Markets - Securities Institute of Australia ~ Margin Lending Accreditation - Deakin Prime ~ RG146 - Securities & Derivatives Industry Association
 Matthew James Wilkinson 1997 Bachelor of Commerce - Adelaide University ~ Graduate Diploma in Applied Finance & Investment - Kaplan Professional Education ~ Margin Lending & Geared Investments - Kaplan
 Matthew Keith Wilson 2010 ADA1 Accreditation - Kaplan ~ ADA2 Accreditation - Kaplan ~ Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Bachelor of Business (Law) - Monash University ~ Bachelor of Business (Law) - Monash University ~ Diploma Financial Services (F.P.) - Pinnacle ~ Graduate Certificate of Wealth Management - Deakin University ~ Graduate Diploma of Wealth Management - Deakin University ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Matthew White 2022 Bachelor of Economics - The University of Adelaide ~ Bachelor of International Studies - The University of Adelaide ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Michael Crone 2001 Bachelor of Business - University of Newcastle ~ Bachelor of Business - University of Newcastle, Australia ~ Investment Planning - Integratec ~ Paraplanning - Superannuation - Kaplan
 Michael Joseph Marano 1998 Accredited Derivatives Adviser Level 2 - Tribeca/ASX ~ Batchelor of Commerce - Murdoch University ~ Managed Investments - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Superannuation & Skills - Kaplan
 Michael King 1998 Bachelor of Accounting - University of South Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia
 Michael Pilkington 2001 Accredited Derivatives Adviser (Level I) - ASX ~ Bachelor of Business (Finance/Management) - University of Notre Dame ~ Margin Lending and Geared Investments - Kaplan
 Michael Robert Holmes 2009 ADA1 - KAPLAN ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ Margin Lending - Stockbrokers Association of Australia ~ Relevant Provider Exam - FASEA ~ Self Managed Superannuation Funds - KAPLAN
 Michael Watt 2015 Bachelor of Commerce - Monash University ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma of Finance and Mortgage Broking - Skills Solutions ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Morise Saba 1999 Deposit Products and Non-Cash Payments - Financial Education Professionals ~ Financial Advising Essentials - Securities Institute ~ Margin Lending & Geared Investments - Kaplan
 Nathan Haslem 1992 Bachelor of Commerce - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional Education
 Neil Anthony Robertson 2002 ASX Accredited Derivatives Adviser Level 2 - ASX ~ Bachelor of Commerce - University of Canberra ~ Diploma of Financial Services - Financial Planning - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan
 Nicole Cherie Callan 2017 Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan
 Owen Clare 1996 BACHELOR OF COMMERCE - UNIVERSITY OF WESTERN AUSTRALIA ~ Financial Advisers Exam - FASEA Standards Autority ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME
 Pasquale Salvatore Lombardo 2004 Accredited Derivatives Adviser Level 2 - Securities Institute of Australia ~ Graduate Diploma in Applied Finance - Securities Institute of Australia ~ Margin Lending Accreditation - Deakin Prime
 Paul Dominic Kelly 1983 Accredited Derivatives Adviser Level 1 & 2 - ASX ~ Graduate Course Securities Institute of Australia - Securities Institute of Australia ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG146 - Deakin University
 Paul Lambrecht 1999 Accredited Derivatives Adviser Level 1 - ASX ~ Accredited Derivatives Adviser Level 2 - ASX ~ Bachelor of Business - Edith Cowan University ~ Graduate Diploma in Applied Finance & Investments - Financial Services Institute of Australasia ~ Superannuation Module - Securities Institute of Australia
 Penelope Doone Ponder 2010 ASX Accredited Derivatives Adviser Level 1 - Kaplan ~ Bachelor of Commerce - Financial Planning - University of Canberra ~ Diploma of Financial Services - Financial Planning - Kaplan ~ Professional Diploma in Securities & Derivatives - Deakin University ~ The SDIA Accreditation Program (PS146) - Deakin University
 Peter Bickel 1998 Accredited Derivatives Adviser - Level 2 - Kaplan ~ Bachelor of Commerce - University of Queensland ~ Certified Financial Planner - Financial Planning Association Australia ~ Chartered Accountant - Institute of Chartered Accountants ~ Graduate Diploma in Applied Finance & Investment - Securities Institute
 Peter James Willett 2018 Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate of Business Administration - Swinburne University of Technology
 Peter Johannes Kerkvliet 1999 Certificate in Financial Markets - FINSIA ~ Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Planning - FPA
 Peter John Foster 1989 Accredited Derivatives Adviser Level 2 - ASX ~ Diploma in Applied Finance & Investments - Securities Institute Australia ~ Margin Lending Accreditation - Deakin Prime ~ Superannuation - RMIT University
 Peter Simpson 2000 Graduate diploma in Applied Finance - FINSIA ~ Managed investments - FINSIA ~ Margin Lending Accreditation Program - SDIA ~ Masters in advanced industrial equity analysis - FINSIA
 Philip Jamie Toop 1988 Bachelor of Economics - Flinder University South Australia ~ Margin Lending Accreditation Program - Deakin Prime ~ Master of Finance - Griffith University ~ PS146 - Securities Institute ~ Post Graduate Diploma - Securities Institute of Australia
 Philip Zhou 2013 Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Fixed Income Course - FIIG ~ Master of Business - University of Technology Sydney
 Phillip Stefas 1999 Diploma in Stockbroking - Deakin Prime ~ Margin Lending Module - Deakin Prime ~ SDIA RG146 - Deakin Prime ~ Superannuation Module - RMIT University
 Polly Edwards 2023 Graduate Diploma of Financial Planning - Kaplan
 Rachael Green 2007 Advanced Diploma of Financial Services (Financial Planning) - Financial Planning Association of Australasia ~ Bachelor of Business - La Trobe University ~ Certified Financial Planner Certification - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Raden Bruno Rodrigue 1999 Accredited Derivatives Adviser Level 2 - ASX ~ Diploma of Financial Markets - Securities Institute of Australia ~ Margin Lending Accreditation - Deakin Prime ~ Superannuation Accreditation - RMIT University
 Raffy Christopher Margarian 2014 Accredited Derivatives Adviser Level 1 & 2 - Australian Stock Exchange ~ Bachelor of Commerce - Macquarie University ~ Certificate in Financial Markets - Securities Institute of Australia ~ RG146 Compliance - Kaplan Professional Education
 Rahulan Rukmanikanthan 2011 Bachelor of Economics - ANU ~ Bachelor of Finance - ANU ~ Graduate Diploma of Financial Planning - KAPLAN ~ Masters of Applied Finance - KAPLAN
 Renato Andre Pedretti 2006 Accredited Derivatives Adviser (Level 2 Exam) - Kaplan Professional Education ~ Bachelor of Business (Major in Finance and International Business) - Edith Cowan University ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) (FNS50804) - Tribeca (Aust) Pty Limited ~ Ethics and Professionalism in Financial Advice - Kaplan
 Richard Bransdon Nettlefold 1998 ASIC PS146 Compliance - Deakin Prime ~ FIIG Professional Income Course - FIIG ~ Margin Lending Accreditation Program - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime
 Richard Taylor 2013 Bachelor of Commerce - Australian National University ~ Certified Financial Planner - Financial Planning Association ~ Chartered Accountant - Institute of Chartered Accountants Australia ~ Graduate Diploma in Applied Finance & Investment - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA
 Robert David Heathershaw 1987 Accredited Derivatives Adviser Level 2 - Tribeca ~ Bachelor of Business Major in Banking & Finance - Monash University ~ Margin Lending Accreditation - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ Superannuation Module - Securities & Derivatives Industry Association
 Robert Gibbs 0 Graduate Diploma of Financial Planning - Kaplan Professional
 Robert James Mclean 2000 ADA1 - Kaplan ~ ADA2 - Kaplan ~ Certificate in Mortgage Broking - Kaplan ~ Master of Business Administration (Executive) - University of Wollongong Australia
 Roderick Stanley Sutherland 1987 Bachelor of Commerce - University of Otago ~ Diploma of Financial Planning - Deakin University ~ Superannuation - RMIT
 Ross Love 2007 ASX Accredited Derivatives Adviser Level Two - Kaplan ~ Bachelor of Arts (Chinese) - Deakin University ~ Bachelor of Commence (Honours) - Deakin University ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association (AFMA) ~ PS146 Investment Planning - Kaplan
 Ross Trimboli 2022 Bachelor of Commerce - Australian National University ~ Bachelor of Finance - Australian National University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Russell Jones 2004 ADA1 - Kaplan ~ Certified Financial Planner - Financial Planning Association ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Diploma Financial Services (Financial Planning) - AMP ~ Diploma of Financial Advising - Securities Institute ~ Diploma of Financial Services (Financial Planning) - AMP Dealer Group Services ~ Fixed Income Accreditation - FIIG ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Samuel Elliott 2015 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor Of Finance - Australian National University ~ Diploma of Financial Planning - Kaplan Professional Education
 Samuel Peter Crompton 2001 Accredited Derivatives Adviser Level 2 - Stockbrokers Association of Australia ~ Bachelor of Commerce Major in Banking & Finance - Curtin Business School ~ DTR Exam - ASX ~ Margin Lending Accreditation - SAA ~ Series 7 - Citigroup
 Scott Ayres 2003 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Finance) - University of Tasmania ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Scott Leigh Dawson 2011 Advanced Diploma of Financial Planning - Pinnacle Education ~ Ethics Course - KAPLAN ~ FASEA Exam - Kaplan Professional Education ~ Master of Financial Planning - Kaplan ~ SMSF Certificate - Kaplan
 Scott Tavis Mackenzie 2001 Investment Planning 1 - Integratec ~ Regulatory Guide 146 Assessment - Kaplan ~ Superannuation & Retirement Planning - Tribeca
 Sergio Porfirio 1999 Bachelor of Agricultural Economics - University of Sydney ~ PS146 (RG146) - ASIC ~ Superannuation Module - Securities Institute
 Shayne Timothy Gilbert 2006 Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Diploma of Financial Services - Securities Derivatives Institute of Australia ~ Margin Lending Accreditation - Kaplan Professional ~ RG146 - Securities Derivatives Institute of Australia
 Simeon Caraoutzadis 2015 Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan
 Simon Arno Fritsch 2002 Accredited Derivatives Adviser Level 1 - ADA1 - Stockbrokers Association of Australia ~ Bachelor of Business - Monash University ~ Graduate Diploma of Financial Planning - Kaplan
 Simon Forbes 1993 Foreign Exchange Accreditation Program - Deakin Prime ~ Margin Lending Accreditation Program - Deakin Prime ~ PS146 Securities, Future Markets & Managed Investments - Deakin Prime ~ Superannuation Accreditation Program - Deakin Prime
 Simon George Connor 2005 Bachelor of Economics (Honours) - La Trobe University ~ Certified Financial Planner Certification - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - Financial Services Institute of Australasia ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Simon Winter 1994 Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Bachelor of Business Major in Finance & Economics - Curtin University ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ PS146 - Kaplan Professional Education ~ Superannuation - Kaplan Professional Education
 Stephen Christopher Elliott 1992 Bachelor of Economic & Social Studies - University of Wales ~ Graduate Certificate in Migration Law - Australian National University ~ Graduate Diploma in Applied Finance & Investment - Australian Securities Institute
 Stephen Lyle 2012 Bachelor of Science in International Business - Pepperdine University ~ Chartered Financial Analyst - CFA Institute
 Stephen Martiensen 1993 Bachelor of Economics - Flinders University of South Australia ~ Foreign Exchange Accreditation Program - Deakin Prime ~ Margin Lending Accreditation - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ Superannuation Module - Deakin Prime
 Steve Triantafilidis 2014 928 Margin Lending - Knowledge only - Kaplan Professional Education ~ Bachelor of Economics - University of Adelaide ~ Chartered Financial Analyst Program - The Institute of Chartered Financial Analysts ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia ~ Diploma Course - Securities Institute Education
 Steven Salamon 1995 Accredited Derivatives Adviser level 2 ASX - Kaplan ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Paraplanning Course - Paraplanning Professionals ~ Superannuation and Retirement Planning - Integratec
 Stuart Hunter Beattie 1994 ASIC Market Integrity Rules (ASX Markets) 2010 Responsible Executive Examination - Stockbrokers Association of Australia ~ Accredited Derivatives Adviser Level 1 Exam - Kaplan Professional Education ~ Graduate Diploma of Applied Finance and Investment - Financial Services Institute of Australasia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Superannuation - Royal Melbourne Institute of Technology Business TAFE School
 Suhas Govind Mahajan 2001 Diploma in Business Management - S.P. Mandali's Welingkar Institute of Management Development and Research ~ Diploma of Financial Planning - Kaplan ~ Graudate Diploma of Financial Planning - KAPLAN ~ Master of International Management - American Graduate School of International Management
 Taylor Chircop 2023 Graduate Diploma of Financial Planning - Kaplan
 Thomas Arthur Kenyon 2015 Bachelor of Business - Financial Risk Management - Victoria University ~ SMSF TASA - Kaplan
 Thomas Weber 2011 Professional Diploma in Stockbroking - Deakin Prime ~ Securities & Managed Investments Accreditation Program - Deakin Prime ~ Superannuation Accreditation Program - Deakin Prime
 Timothy Francis Bennett 2004 Batchelor of Business - Edith Cowan University ~ Certified Practising Accountant - CPA Australia ~ Margin Lending Accreditation Program - Deakin/SDIA ~ SDIA Accreditation Program (Core 1 RG146 Securities & Managed Investments) - Deakin/SDIA
 Timothy Maschler 2001 Associate Diploma of Business (International Trade) - Chisholm Institute ~ Bachelor of Business & Commerce (Economics) - Monash University ~ Diploma of Financial Markets (Equity Markets Stream) - Securities Institute Education ~ FASEA Ethics - Kaplan Professional ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Timothy Officer 2007 Accredited Derivatives Adviser Level Two - ASX ~ Bachelor of Industrial Design - University of NSW ~ Margin Lending Accreditation Program - Deakin Prime ~ Masters of Commerce (Finance) - University of NSW
 Toby Peter Jefferis 2004 Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Diploma of Financial Markets - Securities Institute of Australia ~ Specialist Knowledge: Managed Investments - FINSIA ~ Specialist Knowledge: Superannuation - FINSIA
 Toby Watson 2018 Margin Lending Accreditation Program - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime
 Tony Mitchell 1979 Accredited Derivatives ADA1 - Kaplan ~ Bachelor of Economics - Monash University ~ Margin Lending Accreditation program - Deakin Prime
 Travis Hansen 1996 ACCREDITED DERIVATIVES ADVISER LEVEL1 - DEAKINPRIME ~ BACHELOR OF COMMERCE - CURTIN UNIVERSITY ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN PRIME
 Vaughan James 1993 Accreditation Program for Securities, Futures Markets & Managed Investments - SDIA ~ Bachelor of Economics (Economics) - La Trobe University ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Financial Planning - Securities Institute of Australia ~ Superannuation - SIA
 Wayne Allard 2004 Bachelor of Commerce (Economics and Financial Planning) - Curtin University
 Wendy Khoon Pheng Tan 1999 Accredited Derivatives Adviser Level 2 - Tribeca ~ Margin Lending Accreditation Program - Deakin Prime ~ Mathematics / Economics - University College, Dublin Ireland ~ Professional Diploma in Stockbroking - Deakin Prime
 Xue Meng Sherman Chua 2023 Bachelor of Commerce (Banking and Finance) - Curtin University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Zachary Alexander Stent 2015 Bachelor of Commerce / Finance & Economics - Murdoch University ~ Core 1 Securities & Managed Investments Accreditation Program - Deakin/Stockbrokers Association ~ Diploma of Financial Planning - Kaplan Professional ~ Insurance and Risk Protection - Kaplan Professiona ~ Superannuation and Retirement Planning - Kaplan Professional
 Zachary Michael Paul 2017 Bachelor of Commerce - The University of Notre Dame Australia ~ Core 1 Securities and Managed Investments - Stockbrokers and Financial Advisers Association Limited ~ Graduate Diploma of Financial Planning - Kaplan
 Zoya Cernavin 1994 Ethics and Professionalism in Financial Advice - Kaplan Professionalism ~ Financial Planning & Superannuation Modules - Securities Institute Education ~ Master of Business Administration - Royal Melbourne Institute of Technology University ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association