This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes limited to:
MDA services; and
financial products limited to:
miscellaneous financial investment products; and
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
miscellaneous financial investment products limited to MDA services; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Daniello Russo | 2017 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - UWA ~ 2013 - Chartered Accountant - - Chartered Accountants Australia and New Zealand ~ 2015 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Adam Dawes | 2009 | 2003 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2010 - Margin Lending - Other - Deakin Prime |
| Adam John Boon | 2018 | 2005 - Financial Advising - Diploma (AQF 5) - FINSIA ~ 2006 - ASX Derivatives Level 1 - - Tribeca ~ 2008 - ASX Derivatives Level 2 - - Kaplan ~ 2008 - Business (Frontline Management) - Certificate (AQF 1-4) - Australian Institute of Management |
| Alasdair James Christie Burns | 1982 | 1988 - Diploma - Diploma (AQF 5) - Association of International Bond Dealers ~ 2001 - Retirement Planning - - Kaplan Professional Education ~ 2002 - Investment Planning 1 - - Kaplan Professional Education ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional Education ~ 2014 - Deposit Products & Non cash Payments - - Financial Education Professionals |
| Alberto Dimarco | 2001 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2005 - ADA2 - Other - ASX ~ 2005 - ASX Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional ~ 2010 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2011 - Provide Advice in Margin Lending - Other - Kaplan Professional |
| Alexander Henderson | 2004 | 2000 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2003 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - FINSIA ~ 2007 - Certified Financial Planner - Professional Designations - FPA ~ 2022 - Margin Lending Specialist - Other - Kaplan Professional |
| Alexander Thomas Flinders Moore | 2024 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Adeliade University ~ 2023 - Financial Adviser Exam - Other - ASIC ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Alistair Douglas David Ogilvie | 1991 | 1981 - Bachelor of Economics & Politics - Bachelor Degree (AQF 7) - Monash University ~ 2002 - RG146 - Other - Deakin University ~ 2004 - Accredited Derivatives Adviser Level 1 - Other - ASX ~ 2010 - Margin Lending Accreditation - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin Prime |
| Amanda Louise Graham | 2005 | 2003 - ADA1 - - Tribeca ~ 2003 - ADA1 - Other - ASX ~ 2003 - Bachelor of Business - - University of Technology Sydney ~ 2003 - Bachelor of Business - Bachelor Degree (AQF 7) - UTS ~ 2004 - ADA2 - - Tribeca ~ 2004 - ADA2 - Other - ASX ~ 2005 - ASIC PS146 Compliance (Securities and Managed Investments) - - Securities and Derivatives Industry Association ~ 2005 - PS146 - Other - SDIA ~ 2010 - Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia / Deakin Prime ~ 2010 - Margin Lending - - Stockbrokers Association of Australia |
| Andrew Alexander Cox | 2003 | 2002 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2002 - PS146 Compliance Program - - Securities Institute ~ 2007 - Accredited Derivatives Adviser Level 2 - - Tribeca/ASX |
| Andrew DE Vere Tyrrell | 2013 | 2000 - Accredited Derivatives Adviser Level 1 - Other - ASX ~ 2006 - Responsible Executive of the Exchange - Professional Designations - ASX ~ 2007 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2014 - Professional Diploma in Stockbroking - Professional Designations - Deakin Prime ~ 2015 - Accredited Derivatives Adviser Level 2 - Other - ASX |
| Andrew Faber | 2017 | 2004 - Bachelor of Business - - Charles Sturt Univeristy ~ 2008 - Master of Accountancy - - Charles Sturt University ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Advanced Diploma in Financial Planning - - Kaplan Professional ~ 2018 - Tier 1 Margin Lending - - Kaplan Professional |
| Andrew Foster | 1998 | 1991 - Graduate Diploma of Business (Professional Accounting) - Graduate Diploma (AQF 8) - Edith Cowan University ~ 1994 - Professional Year Program (Accounting) - Professional Designations - Institute of Chartered Accountants ~ 1998 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia |
| Andrew Wawn | 2006 | 2011 - Margin Lending Accreditation - Certificate (AQF 1-4) - Stockbrokers and Investment Advisers Association |
| Angela Louise Holstein | 1996 | 2002 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2003 - Superannuation Module - - RMIT University ~ 2008 - Accredited Derivatives Adviser Level 2 - - Kaplan Professional ~ 2010 - Margin Lending Accreditation - - Deakin Prime |
| Anthony Doyle | 1990 | 2002 - Accredited Derivatives Adviser Level 2 - - Australian Stock Exchange ~ 2002 - PS146 Compliance Program - Financial Planning - - Securities Institute Education ~ 2002 - PS146 Compliance Program - Generic & Securities - - Securities Institute Education ~ 2002 - PS146 Compliance Program - Managed Investments - - Securities Institute Education ~ 2002 - PS146 Compliance Program - Superannuation - - Securities Institute Education |
| Anthony William DE Pizzol | 2008 | 2006 - Bachelor of Economics, Commerce - Bachelor Degree (AQF 7) - Adelaide University ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime Corporate Education ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| Antony Vida | 2006 | 2002 - ASX Accredited Derivatives Adviser Level One - - Australian Stock Exchange (ASX) ~ 2002 - ASX Accredited Derivatives Adviser Level Two - - Australian Stock Exchange (ASX) ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - Masters in Applied Finance - Masters Degree (AQF 9) - Kaplan |
| Anuhak Souvannavong | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ashley Kelly | 1997 | 1988 - Diploma of Teaching - - University of South Australia ~ 2007 - ASX/ACH Responsible Executive Exam - - Kaplan ~ 2012 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan |
| Austin Eric Lavender | 0 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Barton Lynch | 2018 | 2015 - Bachelor of Business - - University of Technology, Sydney ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Ben Morrissey | 1992 | 1996 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 1999 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2003 - Superannuation Module - - RMIT University ~ 2004 - Accredited Derivatives Adviser Level 2 - - Kaplan Professional Education ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia |
| Bianca Jane Hogan | 2007 | 1999 - Bachelor of Commerce (Marketing) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2010 - Margin Lending Accreditation - Other - Stockbrokers Association of Australia |
| Blair Spaulding | 2016 | 2011 - Bachelor of Science (Physiotherapy) - - University of Notre Dame Perth ~ 2019 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan |
| Boyd Carter | 1989 | 2013 - Foundations of Financial Planning Part A:Generic Knowledge - - Kaplan ~ 2014 - Foundations of Financial Planning Part B:Financial Planning - - Kaplan ~ 2014 - Insurance & Risk Protection - - Kaplan ~ 2014 - Securities & Managed Investments - - Kaplan ~ 2015 - Diploma of Financial Planning - - Kaplan Professional Education |
| Brendon Gleeson | 2001 | 2014 - Is margin Lending still worthwhile ( training) - - Kaplan ~ 2014 - Margin Lending Market Trends ( training) - - Kaplan ~ 2014 - Understanding the mechanics of managed investment schemes ( training) - - Kaplan ~ 2015 - Lifecycle Investment Strategies ( training) - - Kaplan ~ 2015 - Understanding geared investment ( training) - - Kaplan |
| Brent Becroft | 2002 | 2004 - Diploma - Financial Planning - - Deakin University ~ 2008 - Accredited Derivatives Adviser - Other - Kaplan |
| Brett Andrew Thompson | 1981 | 2005 - Accredited Derivatives Adviser Level 1 & 2 - - Securities & Derivatives Industry Association ~ 2005 - RG146 - - Deakin University ~ 2010 - Margin Lending Accreditation - - Deakin Prime |
| Candice Bourke | 2016 | 2015 - Bachelor Of Business - - University of New England ~ 2016 - RG 146 - Core 1 Securities & Managed Investments Accreditation Program - - Deakin Prime |
| Carl Anthony Daffy | 1998 | 1991 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2010 - Margin Lending Accreditation Program - - Deakin Prime ~ 2013 - Fixed Income Course - - FIIG |
| Carl Dickson | 1998 | 1996 - Bachelor of Accounting - - University of Technology, Sydney ~ 2003 - ADA2 Accredited & Generic Knowledge - Other - Kaplan ~ 2003 - Financial Planning - Other - Kaplan ~ 2003 - Super, Securities & Managed Investments - Other - Kaplan |
| Charles Alexander Stewart | 2010 | 2007 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2007 - Bachelor of Law - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2010 - Superannuation Accreditation - Other - Kaplan Professional Education ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education |
| Cheong Lam Chen | 1985 | 1981 - Bachelor of Health Admin - Bachelor Degree (AQF 7) - UNSW ~ 2002 - RG146 - - Securities Institute ~ 2010 - Margin Lending Accreditation Program - - Deakin Prime ~ 2014 - Accredited Derivatives Adviser Level 2 - - ASIC (renewal) |
| Christopher David Smith | 2018 | 2000 - Bachelor of Science (Maths and Accounting) - Bachelor Degree (AQF 7) - The University of Sydney ~ 2005 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2015 - ASX Markets Responsible Executive Examination - Other - Stockbrokers Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Christopher Wollermann | 2012 | 2006 - Bachelor of Commerce (Management) - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2011 - Chartered Financial Analyst - Other - CFA Institute ~ 2011 - CFA - Certificate (AQF 1-4) - CFA Institute |
| Claudio Lopresti | 2000 | 1994 - Certificate of Superannuation Management - Other - The Association of Superannuation Funds of Australia ~ 2002 - Certified Financial Planner Education Program - Professional Designations - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning - Other - Financial Planning Association of Australia ~ 2006 - Self Managed Superannuation Funds Specialist Pathway Program - Other - Tribeca (Aust) Pty Limited ~ 2010 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Australia |
| Craig Neil Maltz | 2000 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2001 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2008 - Accredited Derivatives Adviser Level 2 - Other - ASX |
| Craig Sidney | 2006 | 1992 - Bachelor of Commerce Major in Accounting - Bachelor Degree (AQF 7) - University of Wollongong ~ 1999 - Graduate Diploma in Applied Finance & Investments, Banking, Corporate, Finance & Securities Law - Graduate Diploma (AQF 8) - Financial Services Institute of Australiasia ~ 2002 - Accredited Derivatives Adviser Level 2 - Other - Australian Stock Exchange |
| Damien Warner | 2008 | 1989 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2007 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia ~ 2008 - SDIA Accreditation Program Assessment - Other - Securities & Derivatives Industry Association ~ 2010 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Australia |
| Dane Lachlan Parsons | 2011 | 2010 - Bachelor of Business Major in Finance - Bachelor Degree (AQF 7) - Bond University ~ 2011 - Accredited Derivatives Adviser Level 1 & 2 - - Kaplan Professional Education ~ 2011 - RG146 - - Deakin University ~ 2012 - Margin Lending Accreditation - - Kaplan Professional Education ~ 2012 - Specialist SMSF - - Kaplan Professional Education |
| Daniel Berich | 2023 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Daniel Koong Seng Chiew | 2017 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2017 - Bachelor of Commerce - Bachelor Honours Degree (AQF 8) - University of Western Australia |
| Daniel Lalabalavu | 2014 | 2007 - ADA Level 1 & 2 - - Kaplan ~ 2009 - Bachelor of Business (Economics) - - Swinburne University ~ 2014 - Diploma of Stockbroking - - Stockbrokers Association of Australia ~ 2014 - Master of Applied Finance - - Macquarie University ~ 2014 - Superannuation Accreditation - - Stockbrokers Association of Australia |
| Daniel Michael Warren | 2014 | 2002 - Bachelor of Commerce - - Macquarie University ~ 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Murdoch University ~ 2013 - Master of Applied Finance - - Kaplan Professional Education ~ 2013 - Masters of Finance - Masters Degree (AQF 9) - Kaplan / Finsia ~ 2015 - Margin Lending Accreditation Program - Other - Deakin Prime Corporate Education ~ 2015 - Superannuation Accreditation Program - Other - Deakin Prime ~ 2016 - Diploma - Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Diploma of Financial Planning - - Kaplan |
| Daniel Schuster | 2018 | 2015 - Bachelor of Commerce - - Macquarie University |
| Danny Keith Stent | 1996 | 1993 - Master of Business Administration (Finance and Economics) - - Curtin University ~ 2001 - Stock Market & Products - - Securities Institute of Australia ~ 2007 - Accredited Derivatives Adviser Level 1 - - Tribeca/ASX ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2017 - Tax (Financial) Adviser - - Tax Practitioners Board |
| Darrell Seeto | 1997 | 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of NSW ~ 1999 - Accredited Derivatives Adviser Level 2 - Other - ASX ~ 2002 - Superannuation Module - Other - Securities Institute ~ 2016 - Margin Lending & Geared Investments - Other - Kaplan |
| David Dall | 1999 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Adelaide ~ 1997 - Certified Financial Planner - Professional Designations - Financial Planning of Australia Limited ~ 1998 - Graduate Diploma in Property - Graduate Diploma (AQF 8) - University of South Australia ~ 2000 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA |
| David John Albert Willett | 2012 | 2014 - Core 1 Securities & Managed Investments Accreditation Program - Other - Stockbrokers Association of Australia/Deakin Prime ~ 2015 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Australia/Deakin Prime |
| David John Collins | 2011 | 2010 - RG146 Accreditation - Other - Stockbrokers Association of Australia ~ 2011 - Accredited Derivatives Adviser Level 1 - Other - Stockbrokers Association of Australia ~ 2011 - Margin Lending Accreditation - Other - Stockbrokers Association of Australia ~ 2011 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia ~ 2012 - Accredited Derivatives Adviser Level 2 - Other - Kaplan |
| David Maloney | 2002 | 1999 - Bachelor of Commerce - - University of Canberra ~ 1999 - Bachelor of Commerce in Banking & Finance - Bachelor Degree (AQF 7) - University of Canberra ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2005 - CFP Education Program - Other - FPA ~ 2005 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2007 - SMSF Specialist Pathway Program - Other - Tribeca ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan |
| David Schmidt | 1999 | 2002 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2004 - Diploma of Financial Advising - - Securities Institute ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2015 - Level 2 Re-Accredited Derivatives Adviser - Other - ASIC |
| Debra Gaye Robinson | 2002 | 2002 - RG 146 Securities, Futures Markets & Managed Investments - - Deakin Prime ~ 2003 - RG 146 Superannuation - - RMIT University ~ 2010 - Professional Diploma in Stockbroking - - Deakin Prime ~ 2011 - Derivatives Accreditation Program Level 1 - - Deakin Prime ~ 2012 - RG 146 Foreign Exchange - - Kaplan Professional |
| Derek Christian Steinepreis | 1990 | 1990 - Batchelor of Business - Bachelor Degree (AQF 7) - Curtin University ~ 1993 - Graduate Diploma of Finance & Investments - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan |
| Diarmuid Gleeson | 2022 | 2012 - ADA1 Level 1 - Other - Kaplan Professional ~ 2012 - ADA2 Level 2 - Other - Kaplan Professional ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Domenic Macri | 1992 | 1986 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 1990 - Chartered Accountant - Professional Designations - Institute of Chartered Accountants Australia ~ 2001 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan ~ 2007 - Accredited Derivatives Adviser Level 1 - Other - Tribeca/ASX |
| Doo Hee Kim | 2021 | 2017 - Bachelor of Applied Finance & Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - CERTIFIED FINANCIAL PLANNER - Professional Designations - Financial Planning Association of Australia ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Ernesto David Santone | 2002 | 1997 - Bachelor of Commerce (Business Management) - - University of Western Sydney |
| Felicity Thomas | 2014 | 2013 - Bachelor of Economics - - University of Technology Sydney ~ 2013 - Graduate Certificate Applied finance - - Kaplan Professional Education ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan Professional Education ~ 2015 - Master of Financial Planning - - Kaplan ~ 2016 - Self Managed Super Funds - - Kaplan |
| Fraser Iain Macleod | 2007 | 1996 - Bachelor of Arts (Marketing) - Bachelor Degree (AQF 7) - University of Paisley ~ 2007 - Diploma in Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA |
| Freya Gunn | 1997 | 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2000 - General Securities Representative (Series 7)Examination - Other - National Association of Securities Dealers ~ 2001 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2010 - Margin Lending Accreditation - Other - Stockbrokers Association of Australia |
| Gareth Henderson Russel | 2003 | 1996 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Garry Giblett | 1990 | 1996 - Advanced Diploma - Business - - Perth Tech College ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan |
| Garth Jeffery | 2013 | 2009 - Bachelor of Commerce (Accounting, Economics and Finance) - Bachelor Degree (AQF 7) - The University of Notre Dame ~ 2012 - Diploma Financial Planning - Diploma (AQF 5) - Kaplan ~ 2013 - Margin Lending - Other - Kaplan ~ 2015 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Gary Bradney Vidler | 1994 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute |
| Gavin Paul Randles | 1985 | 1982 - Bachelor of Arts - Bachelor Degree (AQF 7) - Monash University ~ 1984 - Bachelor of Laws - Bachelor Degree (AQF 7) - Monash University ~ 1998 - Accredited Derivatives Adviser Level 2 - Other - Kaplan ~ 2004 - Superannuation Module - Other - SDIA ~ 2010 - Margin Lending Accreditation - Other - SDIA |
| Geoffrey Lloyd | 1994 | 2002 - SDIA Accreditation Program - Other - SDIA ~ 2003 - SDIA Superannuation - Other - RMIT ~ 2007 - Accredited Derivatives Adviser Level Two - Other - Tribeca ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Graeme Frederick Bennett | 1988 | 1979 - Bachelor of Commerce - Bachelor Degree (AQF 7) - UNSW ~ 1979 - Bachelor of Laws - Bachelor Degree (AQF 7) - UNSW ~ 2003 - Superannuation Module - Other - RMIT University ~ 2008 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional Education |
| Graham Kaplan | 2014 | 2013 - Securities & Managed Investments Accreditation Program - - DeakinPrime/Stockbrokers Association ~ 2017 - Diploma of Financial Planning - - Kaplan Professional |
| Gregory David Hocking | 1998 | 1993 - Bachelor of Business Major in Business Information Systems & Accounting - Bachelor Degree (AQF 7) - RMIT University ~ 2003 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Learning ~ 2008 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional ~ 2010 - Margin Lending Accreditation - Other - Deakin Prime |
| Gregory James Maher | 2012 | 2003 - Bachelor of Business - - Australian Catholic University ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan |
| Hatem Matar | 2000 | 1993 - Bachelor of Commerce Major in Accounting & Economics - Bachelor Degree (AQF 7) - University of Wollongong ~ 2002 - SDIA Accreditation Program Assessment - - Securities & Derivatives Industry Association ~ 2002 - Superannuation Module - - Securities Institute Education ~ 2008 - Accredited Derivatives Adviser Level 2 - Other - Kaplan ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia ~ 2021 - Margin Lending Accreditation Program - Other - Deakin Prime |
| Helen Acworth | 2018 | 1990 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of New England ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| Hugo Mcchesney | 2018 | 2013 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - Massey University NZ ~ 2017 - Tier 1 - Securities - Other - Kaplan Professional |
| Indira Sarker | 2011 | 2013 - Bachelor of Business Administration / Commerce - Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2013 - RG146 - Other - SAA ~ 2014 - ADA1 & 2 - Other - Kaplan ~ 2014 - Margin Lending - Other - Deakin Prime |
| James Antony Silverton | 2004 | 1992 - Bachelor of Commerce Major in Accounting & Finance - Bachelor Degree (AQF 7) - UNSW ~ 1995 - Professional Year - Australian Charetered Accountant - Professional Designations - Chartered Accountants Australia & New Zealand ~ 2002 - Graduate Diploma in Applied Finance & Investments - Graduate Diploma (AQF 8) - Financial Services Institute of Australiasia ~ 2007 - Accredited Derivatives Adviser Level 2 - Other - Australian Stock Exchange ~ 2007 - RMIT/SDIA Superannuation Module - Other - RMIT/SDIA |
| James Michael Seabrook | 2007 | 2006 - Bachelor of Commerce Major in Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2007 - SDIA Superannuation Module - Other - RMIT University ~ 2008 - Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional Education ~ 2009 - Professional Diploma in Securities & Derivatives - Diploma (AQF 5) - Deakin Prime Corporate Education ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime Corporate Education |
| James O'kane | 1988 | 1992 - Graduate Diploma Business Management - Graduate Diploma (AQF 8) - Edith Cowan University ~ 1998 - Diploma in Financial Planning - Diploma (AQF 5) - Deakin University ~ 2002 - ADA 1 & 2 - Other - Kaplan ~ 2011 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2014 - Self Managed Super Funds - Other - Kaplan |
| James Phillip Wright | 2007 | 2009 - Bachelor of Commerce Major in Finance, Financial Planning & Management - Bachelor Degree (AQF 7) - Deakin University ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin Prime |
| James Ronald Gerrish | 2004 | 2003 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2004 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional ~ 2010 - Margin Lending Accreditation - Other - Kaplan Professional ~ 2015 - Accredited Derivatives Adviser Level 2 - Other - Stockbrokers Association of Australia |
| James Scot Cameron Audiss | 1995 | 1995 - Series7 - Other - FINRA ~ 2002 - RG146 - Other - Stockbrokers Association of Australia ~ 2014 - ADA1 - Other - ASIC |
| Jarrod Michael Daffy | 2007 | 2007 - RG146 - Other - SDIA ~ 2010 - Margin Lending & Gearing - Other - Deakin ~ 2011 - Diploma in Stockbroking - Diploma (AQF 5) - Deakin ~ 2013 - Fixed Income - Other - FIIG ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| Jason Craig Phillips | 1993 | 1991 - Bachelor of Arts - Bachelor Degree (AQF 7) - Bond University ~ 2002 - RG146 - Other - Deakin Prime ~ 2010 - Margin Lending Accreditation - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin Prime |
| Jason John Wong | 2004 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2002 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2004 - Investment Planning 1 - Other - Integratec ~ 2005 - Superannuation & Retirement Planning - Other - Tribeca |
| Jason Loveridge | 1998 | 2004 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute |
| Jeanette Marie Brookes | 1985 | 1988 - Bachelor of Business - Bachelor Degree (AQF 7) - Deakin University ~ 1989 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria College ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2002 - Accredited Derivatives Adviser Level 2 Exam - Other - Australian Stock Exchange ~ 2007 - Self Managed Superannuation Funds Adviser Education Program - Other - eFinancial Essentials |
| Jed Thomas Richards | 1995 | 1995 - Basics in Small Business Management - Other - The University of Adelaide ~ 2002 - Investment Planning 1 - Other - Intergratec ~ 2002 - Retirement Planning & Principles Course - Other - Intergratec ~ 2015 - Level 2 Accredited Derivatives Adviser - Other - ASIC |
| Jeffrey Huynh | 2018 | 2010 - Core 1 Securities & Managed Investments Accreditation Program - Other - Deakin Prime ~ 2012 - Accredited Derivatives Adviser Level 1 - Other - Kaplan |
| Jelena Koncar | 2015 | 2013 - Self Managed Superannation Funds - - Kaplan Professional Education ~ 2015 - Bachelor of Business (Financial Planning) - - Royal Melbourne Institute of Technology ~ 2023 - Margin Lending Accreditation Program - Other - Kaplan |
| Jenny Rachmat | 2006 | 2005 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Macquarie University ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australia ~ 2012 - Certified Financial Planner Program - Professional Designations - Financial Planning Association of Australia ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional Education |
| Joanne May Stenzel | 1999 | 1999 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2014 - Certificate IV Finance and Mortgage Broking FNS40811 - - AAMC Training Group ~ 2014 - Tier 1 Margin Lending - Knowledge and Skills - - Kaplan Professional Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Education Pty Limited |
| Joel Cusack | 2023 | 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Swinburne University ~ 2023 - Accredited Derivatives Adviser Level 2 (ADA2) Accreditation Program - Certificate (AQF 1-4) - Kaplan |
| John Anthony Colnan | 2007 | 1990 - Post Graduate Diploma Geoscience/Mineral Economics - Graduate Diploma (AQF 8) - Macquarie University ~ 2003 - Superannuation Module - Other - RMIT University ~ 2007 - Accredited Derivatives Adviser Level 2 - Other - Tribeca ~ 2010 - Margin Lending Accreditation - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia |
| John Christou | 2003 | 1999 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2009 - ASX Accredited Derivatives Adviser Level One - Other - Kaplan ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan |
| John Howard Robert Wardman | 1986 | 1985 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 1997 - Company Director Course Diploma - Diploma (AQF 5) - Sydney University ~ 2009 - Self Managed Super Funds - Other - Kaplan |
| John Robert Piper | 1990 | 1992 - Certificate in Financial Markets - Certificate (AQF 1-4) - Securities Institute Education ~ 1998 - Accredited Derivatives Adviser Level 2 Exam - Other - Australian Stock Exchange ~ 2002 - SDIA Accreditation Program Assessment - Other - Securities & Derivatives Industry Association ~ 2002 - Superannuation Module - Other - Securities Institute Education ~ 2010 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Austalia |
| Jonathan Avi Mitchell | 2013 | 2007 - Bachelor of Commerce Major in Finance & Latin American Studies - Bachelor Degree (AQF 7) - University of New South Wales ~ 2008 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional Education ~ 2008 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional Education ~ 2008 - Securities & Derivatives Industry Association Accreditation Program - Other - Securities & Derivatives Industry Association ~ 2013 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia |
| Joseph DI Fede | 1995 | 1995 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 1998 - Certified Financial Planner - Other - FPA ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional |
| Justin Michael Power | 2008 | 2003 - Bachelor of Business - - Macquarie University ~ 2005 - Masters of International Relations - - Macquarie University ~ 2010 - Masters of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Professional |
| Karl Bartlett Laufmann | 1993 | 1992 - BACHELOR OF ECONOMICS - - UNIVERSITY OF WESTERN AUSTRALIA ~ 2002 - SUPERANNUATION MODULE - - SECURITIES INSTITUTE OF AUSTRALIA ~ 2011 - ACCREDITED DERIVATIVES ADVISER LEVEL 2 - - KAPLAN ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2015 - DIPLOMA OF FINANCIAL PLANNING - - KAPLAN |
| Karl Simon Goody | 2013 | 2011 - Bachelor of Commerce & Finance - Bachelor Degree (AQF 7) - Flinders University ~ 2013 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional ~ 2013 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional ~ 2013 - Margin Lending Accreditation - Other - Stockbrokers Association of Australia ~ 2015 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd |
| Kathleen Patricia Brook | 2017 | 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education |
| Kevin Duong | 1999 | 1997 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 1997 - Bachelor of Commerce (Economics and finance) - - University of Western Sydney ~ 2007 - Accredited Derivatives Adviser Level 2 - Other - Tribeca ~ 2008 - Graduate Certificate in Financial Planning - - Kaplan Professional Education ~ 2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan |
| Kostas Zanios | 2004 | 2006 - SDIA Accreditation Program - Other - SDIA/Deakin Prime ~ 2011 - Accredited Derivatives Adviser Level One - Other - Kaplan ~ 2011 - Accredited Derivatives Adviser Level Two - Other - Kaplan |
| Lachlan Angus | 0 | 2018 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2023 - Graduate Diploma in Business (Financial Planning Major) - Graduate Diploma (AQF 8) - Queensland University of Technology (QUT) |
| Lachlan Graeme Owen | 2016 | 2016 - ADA 1 & 2 - - SAA ~ 2016 - ADA2 - - SAA ~ 2016 - Professional Diploma in Stockbroking - - SAA ~ 2016 - Professional Diploma of Stockbroking - - SAA ~ 2016 - RG146 - - SAA ~ 2016 - RG146 Core 1 Securities and Managed Investments - - SAA ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Laurie Elliss | 2011 | 2010 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2011 - Accredited Derivatives Adviser Level 1 - Other - Stockbrokers Association of Australia ~ 2011 - Accredited Derivatives Adviser Level 2 - Other - Kaplan ~ 2012 - Margin Lending Accreditation - Other - Kaplan |
| Lawrence Maxwell Canty | 1998 | 1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University Clayton ~ 2002 - Accreditation in Self Managed Superannuation - Other - RMIT ~ 2002 - RG146 - Other - Deakin Prime ~ 2004 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute (FINSIA) ~ 2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin Prime |
| Lee Kenneth Moore | 2008 | 2005 - Bachelor of Commerce (Banking and Finance) - - University of Canberra ~ 2005 - Bachelor of Information Technology - - University of Canberra ~ 2009 - Graduate Diploma of Applied Finance - - KAPLAN |
| Lee Scott | 2001 | 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - The Australian National University ~ 2001 - Graduate Diploma Applied Finance & Investment - Graduate Diploma (AQF 8) - Kaplan ~ 2008 - Accredited Derivatives Adviser Level 2 (ADA2) - Other - ASX |
| Leo Diniotis | 2000 | 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University |
| Linda Tang | 2002 | 1985 - Bachelor of Arts Degree (Second Class Honours) - Bachelor Degree (AQF 7) - University of Hong Kong ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional |
| Lucas James Koekoek | 1999 | 2000 - Diploma of Financial Markets - Diploma (AQF 5) - SIA ~ 2002 - ASIC PS 146 - Other - Deakin Prime ~ 2003 - ADA1 - Other - Kaplan Education Pty Ltd ~ 2008 - ADA2 - Other - Kaplan Education Pty Ltd ~ 2011 - Margin Lending Accreditation Program - Other - Deakin Prime |
| Luke Herzog | 2018 | 2017 - BACHELOR OF COMMERCE - - MACQUARIE UNIVERSITY ~ 2017 - BACHELOR OF LAWS - - MACQUARIE UNIVERSITY ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Malcolm David Cameron | 1988 | 1987 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne |
| Marc Philip Cuming | 1994 | 1988 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan |
| Marcus Ben Droga | 1996 | 1982 - Bachelor of Commerce Major in Accounting & Finance - Bachelor Degree (AQF 7) - University of NSW |
| Marcus Campbell | 2003 | 1996 - Bachelor of Science-Microbiology & Genetics - - Flinders University ~ 1997 - Bachelor of Science - - Flinders University of South Australia ~ 2003 - Bachelor of Management-Marketing & Applied Finance - - University of South Australia ~ 2004 - Bachelor of Management (Marketing) - - University of South Australia ~ 2006 - Graduate Diploma in Applied Finance and Investment - - FINSIA ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA |
| Mark Chartres | 2005 | 2005 - Diploma of Financial Services - - Securities Institute ~ 2005 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2008 - ADA 1 & 2 - Other - ASX ~ 2008 - Accredited Derivatives Adviser Level 2 - - Kaplan Professional Education ~ 2011 - Superannuation - Other - Kaplan ~ 2015 - Fixed Income Course - - FIIG ~ 2015 - Fixed Income Courses - Other - FIIG |
| Mark Landau | 1986 | 1985 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2002 - Accreditation Program for Securities, Futures Markets & Managed Investments - - SDIA ~ 2008 - Accredited Derivatives Adviser Level Two - Certificate (AQF 1-4) - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mark Palmer | 1998 | 1987 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2003 - Superannuation Module - Other - Royal Melbourne Institute of Technology Business TAFE School ~ 2010 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Australia |
| Marlon Bryan Mindel | 1998 | 1988 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Witwatersrand ~ 1991 - General Securities Licence - Other - NYSE ~ 1991 - State Law Licence - Other - NYSE ~ 1992 - Principals Licence - Other - NASDAQ |
| Matthew Boase | 1999 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2000 - Bachelor of Commerce - - University of South Australia ~ 2007 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2008 - Graduate Diploma of Financial Planning - - FINSIA ~ 2012 - ICFS Specialist SMSF Course - Other - University of Adelaide |
| Matthew Cryer | 2006 | 2005 - ASX Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2007 - ASX Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Matthew James Norman | 1998 | 2002 - Diploma in Finance Markets - Diploma (AQF 5) - Securities Institute of Australia ~ 2002 - RG146 - Other - Securities & Derivatives Industry Association ~ 2008 - Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional Education ~ 2010 - Margin Lending Accreditation - Other - Deakin Prime |
| Matthew James Wilkinson | 1997 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Adelaide University ~ 2000 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Kaplan Professional Education ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan |
| Matthew Keith Wilson | 2010 | 2006 - Bachelor of Business (Law) - - Monash University ~ 2006 - Bachelor of Business (Law) - Bachelor Degree (AQF 7) - Monash University ~ 2007 - Diploma Financial Services (F.P.) - Diploma (AQF 5) - Pinnacle ~ 2008 - Graduate Certificate of Wealth Management - - Deakin University ~ 2008 - Graduate Diploma of Wealth Management - Graduate Diploma (AQF 8) - Deakin University ~ 2009 - ADA1 Accreditation - Other - Kaplan ~ 2010 - ADA2 Accreditation - Other - Kaplan ~ 2010 - Accredited Derivatives Adviser Level 2 Exam - - Kaplan Professional Education ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Matthew Snodgrass | 2023 | 2016 - BACHELOR OF BUSINESS ADMINISTRATION - Bachelor Degree (AQF 7) - MACQUARIE UNIVERSITY ~ 2021 - GRADUATE DIPLOMA OF FINANCIAL PLANNING - Graduate Diploma (AQF 8) - KAPLAN |
| Matthew White | 2022 | 2012 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2012 - Bachelor of International Studies - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2015 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Stockbrokers Association of Australia ~ 2015 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Michael Crone | 2001 | 1999 - Bachelor of Business - - University of Newcastle, Australia ~ 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2002 - Investment Planning - Other - Integratec ~ 2003 - Paraplanning - Superannuation - Other - Kaplan |
| Michael Joseph Marano | 1998 | 1996 - Batchelor of Commerce - Bachelor Degree (AQF 7) - Murdoch University ~ 2004 - Managed Investments - Other - Tribeca ~ 2007 - Accredited Derivatives Adviser Level 2 - Other - Tribeca/ASX ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2013 - Superannuation & Skills - Other - Kaplan |
| Michael King | 1998 | 1996 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2000 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Michael Pilkington | 2001 | 1997 - Bachelor of Business (Finance/Management) - Bachelor Degree (AQF 7) - University of Notre Dame ~ 2007 - Accredited Derivatives Adviser (Level I) - Other - ASX ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan |
| Michael Robert Holmes | 2009 | 2006 - Diploma of Financial Services (Financial Planning) - - AMP Financial Services ~ 2009 - Self Managed Superannuation Funds - - KAPLAN ~ 2010 - ADA1 - - KAPLAN ~ 2010 - Margin Lending - - Stockbrokers Association of Australia |
| Michael Watt | 2015 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Finance and Mortgage Broking - Diploma (AQF 5) - Skills Solutions |
| Morise Saba | 1999 | 2002 - Financial Advising Essentials - Other - Securities Institute ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan ~ 2014 - Deposit Products and Non-Cash Payments - Other - Financial Education Professionals |
| Nathan Charteris | 2016 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2011 - Bachelor of Business (Marketing) - - Charles Stuart University ~ 2013 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Deaking Prime ~ 2013 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia ~ 2013 - Superannuation Accreditation Program - Certificate (AQF 1-4) - Deakin Prime |
| Nathan Haslem | 1992 | 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education |
| Neil Anthony Robertson | 2002 | 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra ~ 2004 - ASX Accredited Derivatives Adviser Level 2 - Other - ASX ~ 2006 - Diploma of Financial Services - Financial Planning - Diploma (AQF 5) - Tribeca ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Nicola Robertson | 0 | 2021 - Bachelor of Arts - Bachelor Degree (AQF 7) - Australian National University (ANU) ~ 2021 - Bachelor of Finance - Bachelor Degree (AQF 7) - Australian National University (ANU) ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicole Cherie Callan | 2017 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Owen Clare | 1996 | 1990 - BACHELOR OF COMMERCE - - UNIVERSITY OF WESTERN AUSTRALIA ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME |
| Pasquale Salvatore Lombardo | 2004 | 2000 - Accredited Derivatives Adviser Level 2 - Other - Securities Institute of Australia ~ 2002 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2010 - Margin Lending Accreditation - Other - Deakin Prime |
| Paul Dominic Kelly | 1983 | 1998 - Graduate Course Securities Institute of Australia - Other - Securities Institute of Australia ~ 2002 - RG146 - Other - Deakin University ~ 2010 - Professional Diploma in Stockbroking - Professional Designations - Deakin Prime ~ 2014 - Accredited Derivatives Adviser Level 1 & 2 - Other - ASX |
| Paul Lambrecht | 1999 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2000 - Graduate Diploma in Applied Finance & Investments - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia ~ 2002 - Superannuation Module - Other - Securities Institute of Australia ~ 2005 - Accredited Derivatives Adviser Level 1 - Other - ASX ~ 2009 - Accredited Derivatives Adviser Level 2 - Other - ASX |
| Penelope Doone Ponder | 2010 | 2007 - The SDIA Accreditation Program (PS146) - Other - Deakin University ~ 2008 - ASX Accredited Derivatives Adviser Level 1 - Other - Kaplan ~ 2008 - Diploma of Financial Services - Financial Planning - Diploma (AQF 5) - Kaplan ~ 2009 - Professional Diploma in Securities & Derivatives - Professional Designations - Deakin University ~ 2014 - Bachelor of Commerce - Financial Planning - Bachelor Degree (AQF 7) - University of Canberra |
| Peter Bickel | 1998 | 1989 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 1994 - Chartered Accountant - Professional Designations - Institute of Chartered Accountants ~ 2001 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association Australia ~ 2011 - Accredited Derivatives Adviser - Level 2 - Other - Kaplan |
| Peter James Willett | 2018 | 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Graduate Certificate of Business Administration - - Swinburne University of Technology |
| Peter John Foster | 1989 | 2000 - Diploma in Applied Finance & Investments - Diploma (AQF 5) - Securities Institute Australia ~ 2003 - Superannuation - Other - RMIT University ~ 2004 - Accredited Derivatives Adviser Level 2 - Other - ASX ~ 2011 - Margin Lending Accreditation - Other - Deakin Prime |
| Peter Simpson | 2000 | 2002 - Graduate diploma in Applied Finance - - FINSIA ~ 2007 - Masters in advanced industrial equity analysis - - FINSIA ~ 2010 - Margin Lending Accreditation Program - - SDIA ~ 2013 - Managed investments - - FINSIA |
| Philip Zhou | 2013 | 2004 - Master of Business - - University of Technology Sydney ~ 2014 - Deposit Products and Non-Cash payments - - Financial Education Professionals ~ 2015 - Fixed Income Course - - FIIG ~ 2017 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional ~ 2017 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional |
| Phillip Stefas | 1999 | 2002 - SDIA RG146 - Other - Deakin Prime ~ 2007 - Superannuation Module - Other - RMIT University ~ 2010 - Diploma in Stockbroking - Professional Designations - Deakin Prime ~ 2010 - Margin Lending Module - Other - Deakin Prime |
| Polly Edwards | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Rachael Green | 2007 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2007 - Certified Financial Planner Certification - Professional Designations - Financial Planning Association of Australia ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional Education |
| Raden Bruno Rodrigue | 1999 | 2001 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute of Australia ~ 2007 - Superannuation Accreditation - Other - RMIT University ~ 2008 - Accredited Derivatives Adviser Level 2 - Other - ASX ~ 2010 - Margin Lending Accreditation - Other - Deakin Prime |
| Raffy Christopher Margarian | 2014 | 1995 - Certificate in Financial Markets - Certificate (AQF 1-4) - Securities Institute of Australia ~ 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2004 - Accredited Derivatives Adviser Level 1 & 2 - Other - Australian Stock Exchange ~ 2012 - RG146 Compliance - Other - Kaplan Professional Education |
| Rahulan Rukmanikanthan | 2011 | 2010 - Bachelor of Economics - - ANU ~ 2010 - Bachelor of Finance - - ANU ~ 2013 - Graduate Diploma of Financial Planning - - KAPLAN ~ 2013 - Masters of Applied Finance - - KAPLAN |
| Renato Andre Pedretti | 2006 | 2005 - Bachelor of Business (Major in Finance and International Business) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2005 - Diploma of Financial Services (Financial Planning) (FNS50804) - Diploma (AQF 5) - Tribeca (Aust) Pty Limited ~ 2008 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2010 - Accredited Derivatives Adviser (Level 2 Exam) - Other - Kaplan Professional Education |
| Richard Bransdon Nettlefold | 1998 | 2002 - ASIC PS146 Compliance - Other - Deakin Prime ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - Professional Designations - Deakin Prime ~ 2013 - FIIG Professional Income Course - Other - FIIG |
| Richard Taylor | 2013 | 1994 - Bachelor of Commerce - - Australian National University ~ 1996 - Chartered Accountant - - Institute of Chartered Accountants Australia ~ 2002 - Graduate Diploma in Applied Finance & Investment - - FINSIA ~ 2004 - Graduate Diploma of Financial Planning - - FINSIA ~ 2012 - Certified Financial Planner - - Financial Planning Association |
| Robert Gibbs | 2024 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University ~ 2019 - Master of Business Administration - Masters Degree (AQF 9) - Curtin University ~ 2021 - Master of Science (Mineral and Energy Economics) - Masters Degree (AQF 9) - Curtin University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robert James Mclean | 2000 | 2000 - ADA1 - Other - Kaplan ~ 2009 - ADA2 - Other - Kaplan ~ 2017 - Certificate in Mortgage Broking - Certificate (AQF 1-4) - Kaplan ~ 2019 - Master of Business Administration (Executive) - Masters Degree (AQF 9) - University of Wollongong Australia |
| Roderick Stanley Sutherland | 1987 | 1982 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Otago ~ 1990 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2003 - Superannuation - Other - RMIT |
| Rohan John Dalziell | 2017 | 1990 - Bachelor of Economics - - University of Western Australia ~ 2017 - Core 1 Securities and Managed Investments Accreditation Program - - Stockbrokers Association of Australia ~ 2018 - Margin Lending Plus Skills - - Stockbrokers and Financial Advisers Association ~ 2018 - Professional Diploma in Stockbroking - - Stockbrokers and Financial Advisers Association |
| Ross Love | 2007 | 2003 - Bachelor of Arts (Chinese) - Bachelor Degree (AQF 7) - Deakin University ~ 2003 - Bachelor of Commence (Honours) - Bachelor Honours Degree (AQF 8) - Deakin University ~ 2006 - Diploma of Financial Services (Financial Markets) - Diploma (AQF 5) - Australian Financial Markets Association (AFMA) ~ 2007 - PS146 Investment Planning - Other - Kaplan ~ 2010 - ASX Accredited Derivatives Adviser Level Two - Other - Kaplan |
| Ross Trimboli | 2022 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2018 - Bachelor of Finance - Bachelor Degree (AQF 7) - Australian National University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Russell Jones | 2004 | 2004 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - AMP ~ 2004 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2004 - Diploma of Financial Services (Financial Planning) - - AMP Dealer Group Services ~ 2006 - Certified Financial Planner - - Financial Planning Association ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2011 - ADA1 - Other - Kaplan ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2014 - Deposit Products and Non-Cash payments - - Financial Education Professionals ~ 2015 - Fixed Income Accreditation - - FIIG |
| Samuel Elliott | 2015 | 2012 - Bachelor Of Finance - Bachelor Degree (AQF 7) - Australian National University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Samuel Peter Crompton | 2001 | 1996 - Bachelor of Commerce Major in Banking & Finance - Bachelor Degree (AQF 7) - Curtin Business School ~ 2000 - DTR Exam - Other - ASX ~ 2002 - Series 7 - Other - Citigroup ~ 2012 - Margin Lending Accreditation - Other - SAA ~ 2015 - Accredited Derivatives Adviser Level 2 - Other - Stockbrokers Association of Australia |
| Scott Ayres | 2003 | 2001 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Tasmania ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| Scott Leigh Dawson | 2011 | 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Education ~ 2013 - SMSF Certificate - Other - Kaplan ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Sergio Porfirio | 1999 | 1993 - Bachelor of Agricultural Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 2002 - PS146 (RG146) - Other - ASIC ~ 2002 - Superannuation Module - Other - Securities Institute |
| Shayne Timothy Gilbert | 2006 | 2006 - RG146 - Other - Securities Derivatives Institute of Australia ~ 2007 - Diploma of Financial Services - Diploma (AQF 5) - Securities Derivatives Institute of Australia ~ 2009 - Margin Lending Accreditation - Other - Kaplan Professional ~ 2010 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional ~ 2011 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional |
| Simeon Caraoutzadis | 2015 | 2009 - Bachelor of Business (Banking and Finance) - - Queensland University of Technology ~ 2014 - Diploma of Financial Planning - - Kaplan |
| Simon Arno Fritsch | 2002 | 1993 - Bachelor of Business - - Monash University ~ 2010 - Accredited Derivatives Adviser Level 1 - ADA1 - Other - Stockbrokers Association of Australia ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan |
| Simon Forbes | 1993 | 2002 - PS146 Securities, Future Markets & Managed Investments - Other - Deakin Prime ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2012 - Superannuation Accreditation Program - Other - Deakin Prime ~ 2014 - Foreign Exchange Accreditation Program - Other - Deakin Prime |
| Simon George Connor | 2005 | 2001 - Bachelor of Economics (Honours) - Bachelor Honours Degree (AQF 8) - La Trobe University ~ 2006 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional Education ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional Education |
| Simon Winter | 1994 | 1990 - Bachelor of Business Major in Finance & Economics - Bachelor Degree (AQF 7) - Curtin University ~ 1995 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional Education ~ 2002 - PS146 - Other - Kaplan Professional Education ~ 2005 - Superannuation - Other - Kaplan Professional Education ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional Education |
| Stephen Christopher Elliott | 1992 | 1985 - Bachelor of Economic & Social Studies - Bachelor Degree (AQF 7) - University of Wales ~ 1991 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Australian Securities Institute ~ 2017 - Graduate Certificate in Migration Law - Graduate Certificate (AQF 8) - Australian National University |
| Stephen John Donohoe | 2000 | 1990 - Bachelor of Commerce - - University of New South Wales ~ 2002 - Graduate Diploma of Applied Finance - - Securities Institute of Australia ~ 2004 - ADA Level 1 & 2 - - ASX |
| Stephen Lyle | 2012 | 2004 - Bachelor of Science in International Business - Bachelor Degree (AQF 7) - Pepperdine University ~ 2016 - CFA - Certificate (AQF 1-4) - CFA Institute |
| Stephen Martiensen | 1993 | 1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - Flinders University of South Australia ~ 2010 - Margin Lending Accreditation - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - Professional Designations - Deakin Prime ~ 2012 - Superannuation Module - Other - Deakin Prime ~ 2014 - Foreign Exchange Accreditation Program - Other - Deakin Prime |
| Steve Triantafilidis | 2014 | 1979 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 1985 - Diploma Course - Diploma (AQF 5) - Securities Institute Education ~ 1993 - Chartered Financial Analyst Program - Professional Designations - The Institute of Chartered Financial Analysts ~ 2014 - Core 1 Securities & Managed Investments Accreditation Program - Other - Stockbrokers Association of Australia ~ 2015 - 928 Margin Lending - Knowledge only - Other - Kaplan Professional Education |
| Steven Salamon | 1995 | 2002 - Paraplanning Course - Other - Paraplanning Professionals ~ 2003 - Superannuation and Retirement Planning - Other - Integratec ~ 2009 - Accredited Derivatives Adviser level 2 ASX - Other - Kaplan ~ 2014 - Deposit Products and Non-Cash payments - Other - Financial Education Professionals |
| Stuart Hunter Beattie | 1994 | 1999 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia ~ 2003 - Superannuation - Other - Royal Melbourne Institute of Technology Business TAFE School ~ 2007 - Accredited Derivatives Adviser Level 1 Exam - Other - Kaplan Professional Education ~ 2010 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Australia ~ 2014 - ASIC Market Integrity Rules (ASX Markets) 2010 Responsible Executive Examination - Other - Stockbrokers Association of Australia |
| Suhas Govind Mahajan | 2001 | 1986 - Diploma in Business Management - Certificate (AQF 1-4) - S.P. Mandali's Welingkar Institute of Management Development and Research ~ 1989 - Master of International Management - Masters Degree (AQF 9) - American Graduate School of International Management ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - Graudate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |
| Taylor Chircop | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Thomas Arthur Kenyon | 2015 | 2013 - Bachelor of Business - Financial Risk Management - Bachelor Degree (AQF 7) - Victoria University ~ 2015 - SMSF TASA - Other - Kaplan |
| Thomas Weber | 2011 | 2010 - Securities & Managed Investments Accreditation Program - Other - Deakin Prime ~ 2011 - Professional Diploma in Stockbroking - Professional Designations - Deakin Prime ~ 2011 - Superannuation Accreditation Program - Other - Deakin Prime |
| Timothy Francis Bennett | 2004 | 1993 - Batchelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2004 - SDIA Accreditation Program (Core 1 RG146 Securities & Managed Investments) - Other - Deakin/SDIA ~ 2007 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2010 - Margin Lending Accreditation Program - Other - Deakin/SDIA |
| Timothy Maschler | 2001 | 1999 - Associate Diploma of Business (International Trade) - Other - Chisholm Institute ~ 2001 - Diploma of Financial Markets (Equity Markets Stream) - Diploma (AQF 5) - Securities Institute Education ~ 2005 - Bachelor of Business & Commerce (Economics) - Bachelor Degree (AQF 7) - Monash University ~ 2005 - SDIA Accreditation Program Assessment - Other - Securities & Derivatives Industry Association |
| Timothy Officer | 2007 | 2002 - Bachelor of Industrial Design - Bachelor Degree (AQF 7) - University of NSW ~ 2003 - Masters of Commerce (Finance) - Masters Degree (AQF 9) - University of NSW ~ 2005 - Accredited Derivatives Adviser Level Two - Other - ASX ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime |
| Toby Peter Jefferis | 2004 | 2013 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional ~ 2016 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Commercial Law - Other - Kaplan Professional |
| Toby Watson | 2018 | 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - Professional Designations - Deakin Prime |
| Tony Mitchell | 1979 | 1973 - Bachelor of Economics - - Monash University ~ 2008 - Accredited Derivatives ADA1 - Certificate (AQF 1-4) - Kaplan ~ 2011 - Margin Lending Accreditation program - Certificate (AQF 1-4) - Deakin Prime |
| Travis Hansen | 1996 | 1995 - BACHELOR OF COMMERCE - - CURTIN UNIVERSITY ~ 2002 - ACCREDITED DERIVATIVES ADVISER LEVEL1 - - DEAKINPRIME ~ 2002 - SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - - DEAKIN PRIME ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME |
| Vaughan James | 1993 | 1992 - Bachelor of Economics (Economics) - - La Trobe University ~ 2002 - Accreditation Program for Securities, Futures Markets & Managed Investments - - SDIA ~ 2002 - Financial Planning - - Securities Institute of Australia ~ 2002 - Superannuation - - SIA ~ 2014 - Deposit Products and Non-Cash payments - - Financial Education Professionals |
| Wayne Allard | 2004 | 2003 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University |
| Wendy Khoon Pheng Tan | 1999 | 1998 - Mathematics / Economics - Bachelor Degree (AQF 7) - University College, Dublin Ireland ~ 2006 - Accredited Derivatives Adviser Level 2 - Other - Tribeca ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - Professional Designations - Deakin Prime |
| Xue Meng Sherman Chua | 2023 | 2017 - Bachelor of Commerce (Banking and Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Zachary Alexander Stent | 2015 | 2014 - Bachelor of Commerce / Finance & Economics - - Murdoch University ~ 2015 - Core 1 Securities & Managed Investments Accreditation Program - - Deakin/Stockbrokers Association ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Insurance and Risk Protection - - Kaplan Professiona ~ 2017 - Superannuation and Retirement Planning - - Kaplan Professional |
| Zachary Michael Paul | 2017 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Notre Dame Australia ~ 2015 - Core 1 Securities and Managed Investments - Other - Stockbrokers and Financial Advisers Association Limited ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Zoya Cernavin | 1994 | 1986 - Master of Business Administration - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology University ~ 2002 - Financial Planning & Superannuation Modules - Other - Securities Institute Education ~ 2002 - SDIA Accreditation Program Assessment - Other - Securities & Derivatives Industry Association ~ 2011 - Professional Diploma in Stockbroking - Other - Stockbrokers Association of Australia |