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Shadforth Financial Group Limited

AFS License Number
318613
Name
Shadforth Financial Group Limited
ABN/ACN/ARBN
27127508472
Licensee issued
Jan. 11, 2008
Address
Docklands, 3008, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Abdallah Bilal2014Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor Degree in Law and Sharia - University of Qatar ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Alexander James Brown2004Bachelor of Business - University of Southern Queensland (USQ) ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 Ali Marashian2018Bachelor of Applied Finance - University of Western Sydney ~ Bachelor of Economics (Banking & Finance) - University of Western Sydney ~ Diploma of Financial Services - AMP - NSW Vocational Education & Training ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Alicia LI1999Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia
 Alistair Morgan2007Advanced Diploma in Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - University of South Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Alister James Mccrae2003Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Master of Business Administration (MBA) - University of Sydney
 Amber Louise Murrell2006Bachelor of Mathematics - University of Newcastle ~ Certified Financial Planner (CFP) - Fianncial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ LRS - Life Risk Specialist - Financial Planning Association of Australia (FPA)
 Andrew David Harrison1997Bachelor of Commerce (Accounting) - University of Western Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Andrew David Mccracken2002Bachelor Business (Economics and Finance) - RMIT University ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma Applied Finance and Investments - Securities Institute ~ Graduate Diploma Financial Planning - Securities Institute ~ Margin Lending & Geared Investments - Kaplan Professional
 Andrew James Brunero2009Bachelor of Commerce (B.Com) - Wollongong University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Andrew Keith Pidgeon2004Bachelor of Economics - The University of Western Australia ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - FINSIA ~ SMSF Specialist Advisor - Self Managed Super Fund Association
 Andrew Martin Mckay2005Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Self Managed Superannuation Funds - Kaplan Professional
 Andrew Paul Bollen2000Bachelor of Business - University of Technology Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - FPA/Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia/Deakin Prime
 Ashley Paul Davis1999Bachelor of Commerce (B.Com) - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investments - Securities Institute of Australia
 Belinda Von Knoll2003ASX Accredited Listed Products - Kaplan Professional ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ SMSF Specialist Adviser - SMSF Association
 Ben Newman1997DPML - Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - FPA/Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Benjamin Ross2015Bachelor of Commerce (Finance & Financial Planning) - Deakin University ~ Certified Financial Planner (CFP) - Fianncial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Bradley Paul Wira2008Bachelor of Business - Edith Cowan University ~ Graduate Diploma of Financial Planning - FINSIA
 Brendan John Ketter2016Bachelor of Business (Accountancy) - Queensland University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy
 Bruce Andrew Mackley1993Bachelor of Business - Federation University (was Ballarat Uni) ~ Certified Practising Accountant (CPA) - CPA Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Financial Planning Specialist (FPS) - CPA Australia ~ SMSF Specialist Advisor - SMSF Association
 Cameron Lochlin Unicomb2016Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Campbell Scott Breheny2006Bachelor of Commerce (B.Com) - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - FINSIA
 Campbell Sorell2001Bachelor of Business (Accounting) - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University/FPA ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association
 Charles Laurence Fraser2001Bachelor of Business - Marketing - Queensland University of Technology ~ Diploma Of Financial Planning - FPA/Deakin ~ Margin Lending & Geared Investments - Kaplan Professional
 Cheynee Luke Stiller2014Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Chris K Mcswain2004Bachelor of Commerce - University of Melbourne ~ MBA - University of Melbourne ~ Margin Lending - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds - Kaplan Professional
 Chris Youssef2011Bachelor of Commerce (Finance, Financial Planning & Marketing) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy ~ Master of Commece (Finance & Financial Planning) - Deakin University
 Christopher John Yarrington2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - Sydney University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Clint Jeremy Beeck1996Bachelor of Commerce (Economics & Finance) - Curtin University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannution Funds - Kaplan Professional
 Colin David Grant2005Certified Financial Planner - Financial Planning Association of Australia ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan
 Craig Anthony Lubich1986Certified Financial Planner (CFP) - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional
 Craig Charles Raits2003Bachelor of Business (Accounting) - RMIT University ~ Certified Financial Planner (CFP) - Financial Planning Association (Deakin University) ~ Certified Practising Accountant (CPA) - CPA Australia
 Craig Edward Butler2009Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts - Michigan State University USA ~ Certified Financial Adviser (CFP) - Financial Planning Association ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Daniel Charles Leo White2005Bachelor of Commerce - University of Queensland ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - FINSIA
 Darren James Higgs1997Advanced Diploma of Accounting - TAFE ~ Certified Financial Planner (CFP) - Deakin University ~ SAA Professional Stockbrokers Program - Stockbrokers Association of Australia
 Darren Steven Marshall2003Bachelor of Commerce - Finance and Management - Curtin University ~ Certified Financial Planner - CFP Certification - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - FINSIA
 David Lee White2012Advanced Diiploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 David Martin Raits1994ASX Listed Products Accreditation Course - Savings Factory ~ Bachelor of Business - Accounting - Phillip Institute of Technology (RMIT) ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Practising Accountant (CPA) - CPA Australia ~ Margin Lending & Geared Investments - Kaplan Professional
 David Mccrorie2003Certificate in Financial Markets - Securities Institute of Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma in Applied Finance and Investments - Securities Institute of Australia
 David Rose2000ASX Accredited Listed Products (ALPA) Program - Kaplan Professional ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Duncan Michael Carey2018Bachelor of Business - Finance - Southern Cross University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Edward Anthony Eyles2018Bachelor of Commerce - Financial Planning - Deakin University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Emily Bensted2015Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan
 Emma Bendall2018Diploma of Financial Planning - Kaplan Professional
 Finn Dorney2006Bachelor of Commerce & Bachelor of Information Systems - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - FINSIA
 Gary Stephenson Mitchell1989Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University ~ Margin Lending Accreditation Program - Deakin Prime & Stockbrokers Assoc of Australia ~ Master of Business (Financial Planning) - Charles Sturt University ~ Professional Certificate SMSF - University of Adelaide
 Georgina Rae Savage2018Bachelor of Business (Accounting & Management) - University of Tasmania ~ Diploma of Financial Planning - Mentor Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Harriet Gibb2014Bachelor of Commerce (B.Com) - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuaion Funds - Kaplan Professional
 Harvey John Bate2000Bachelor of Commerce (B.Com) - University of NSW ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Practising Accountant (CPA) - Australian Society of CPA's ~ Graduate Diploma in Applied Finance & Investment - The Securities Institute of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Jacqueline Jennifer Kirkwood2004Advanced Diploma - Financial Planning - GWM Adviser Services Limited trading as Advice Education ~ Advanced Strategies for Self Managed Superannuation - ThreeSixty ~ CFP - Certificate of Admission to CFP Certification - Financial Planning Association of Australia ~ Professional Certificate in Self Managed Superannuation Funds - The University of Adelaide
 James Alistair Mcculloch2011Bachelor of Law & Commerce - University of Tasmania ~ Certified Financial Practitioner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Services - Kaplan Professional ~ Life Risk Specialist - Financial Planning Association of Australia (FPA)
 James Basche2010Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - University of Technology Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Masters of Commerce (Accounting) - University of NSW
 Jamie David Mckay1995Bachelor of Commerce - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University
 Jamie Ronald Gibson2012Bachelor of Commerce - Financial Planning - Curtin University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Jason Anthony Kenna2018Bachelor of Business (Accountancy) - Queensland University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning & SMSF - Monarch Institute
 Jason Leslie Rawlins2005Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Jeremiah Wen Keat Tan2018Bachelor of Commerce (Finance & Management) - University of Western Australia ~ Dipoma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Jeremy Taylor2004Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - FPA/Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Jessica Anne Nesbitt2017Bachelor of Commerce - Finance - The University of Western Australia ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Kaplan Professional
 Jessica Fei-keng Chen2018Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Marketing & Commercial Law) - Curtin University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Jessica Susan Mccawley2018Advanced Diploma of Financial Planning - Pinnacle ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 John Paul Rowbottam2010Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner (CFP) - Fianncial Planning Association (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Life Risk Specialist - Financial Planning Association of Australia (FPA)
 John Stephen Dacker2011Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Finance) - Charles Sturt University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Proferssionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Kaplan Professional
 Joseph William Sorensen2022Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionaliam in Financial Advice - Kaplan Professional
 Joshua James Blythe2003Advanced Diploma of Financial Planning - Tribeca ~ Bachelor of Science (BSC) - Sydney University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services - Tribeca ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Kael Daniel Scott Plummer2017Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking & Finance) - Victoria University ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Self Managed Superannuation Funds - Kaplan Professional
 Kanhai Desai2009Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Advanced Self Managed Super Funds Program - Kaplan Professional ~ Bachelor of Business (Management) - RMIT ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Karina Yimei Seng2009Bachelor of Commerce - University of Western Australia ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan
 Karl Theodore Schmidt2009Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Marketing) - Queensland University of Technology (QUT) ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd
 Kathryn Humphreys2002Bachelor of Arts - University of Bristol ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - FPA/Deakin University ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Kerry Grosser1995Diploma of Financial Planning - FPA/ University Melbourne RMIT
 Kevin Centra2006Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Adviser (CFP) - Financial Planning Association (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Kunaal Parbhoo2006Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking & Finance) - Monash University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds (SMSF) Program - Kaplan Professional
 Kyoung Rahan Walker1999Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Science (Mathematics) - Pusan National University, Korea ~ Self Managed Superannution Funds - Tribeca
 Leslie Chi-wei Chin2008Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business/Arts - Monash University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Linan Zhong2015Bachelor of Commerce Accounting - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Analysis - La Trobe University
 Lincoln Edward Rego2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Economics and Management) - Curtin University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration - Curtin University of Technology
 Linda Deanna Markov2017Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Finance & Marketing - Monash University ~ Diploma of Financial Planning - Kaplan Professional
 Lynton Zawadzki2009Bachelor of Science - The University of Melbourne ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending - Pinnacle Financial Services Academy
 Mark Anthony Spencer1985Bachelor of Business - Swinbourne University ~ Certified Practising Accountant (CPA) - CPA Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Financial Planning Specialist - CPA Australia ~ Public Practice Certificate - CPA Australia
 Mark O DI Pietro2000Bachelor of Education - Melbourne University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning - Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Mark Sullivan2007Bachelor of Commerce (Honours) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia (FINSIA) ~ Margin Lending - MLC
 Mathew John Taylor2002Bachelor of Economics - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 Matthew Alan Rowlands2017Bachelor of Management (Financial Planning & Commercial Law) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional
 Matthew Brian Evans2018Bachelor of Business - Finance & Accounting - Edith Cowan University ~ Tier 1 Managed Investments - Personal Advice - Kaplan Professional
 Matthew Brooker2011Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Matthew O'halloran2012Bachelor of Business (Accounting) - Australian Catholic University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy
 Meiyin LI2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting & Finance) - University of NSW ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Melissa Estela Balacharige2010Bachelor of Commerce - Majoring in Finance and Applied Finance - University of Wollongong ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Michael Dowling1996Cedrtified Financial Planner (CFP) - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Michael Dwyer1997Advanced Diploma in Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Major in Finance) - University of Southern Queensland ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Margin Lending & Geared Investments - Kaplan Professional
 Morgen Bree Harris2009Bachelor Of Business (Financial Risk Management) - Victoria University
 Nairoli Anne Roberts2009Bachelor of Business (Marketing) - Curtin University ~ Diploma of Financial Planning - Deakin University/FPA ~ Diploma of Superannuation Management - ASFA/Macquarie ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Nera Jareb2007Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Business (Accounting and Finance) - Edith Cowan University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionaliam in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Nicholas Steven Ridge2006Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA)
 Nicole Theresa Bryant2005Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - NSW Vocational Education & Training ~ Diploma of Financial and Mortgage Broking Management - MFAA ~ Graduate Diploma of Financial Planning - FINSIA
 Patrick Carden1996Bachelor of Engineering - The University of Western Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Fianncial Planning - Fianncial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia
 Paul Sooryeo Khamlu2003Advanced Diploma of Financial Planning - Tribeca ~ Bachelor of Business (Human Resource Management) - Charles Sturt University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Philip Glen Davison2004Bachelor of Commerce (B.Com) - Murdoch University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Master of Accounting - Cutin University of Technology
 Phillip Gillard1999Bachelor of Commerce (B.Com) - University of Western Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University
 Rachael Mary Lopez2001Bachelor of Commerce (with Distinction) - University of Western Sydney ~ Certified Financial Planner (CFP) Education Program - Financial Planning Association of Australia (FPA) ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Deakin University ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Rhiannan Kay Smit2018Bachelor of Business - Accounting & Financial Planning - University of the Sunshine Coast ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia
 Richard Arnheim1987Bachelor of Commerce (B.Com) - University of NSW ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Chartered Accountant - Institute of Chartered Accountants
 Robert Gordon Kenny2012Bachelor of Commerce (Financial Planning) - Curtin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Robert Marsden Wood2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce & Economics - Monash University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Romesh Alvin Fernando2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (International Business) - Swinbourne University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Ryan Loveday2018Bachelor of Business (Economics & Finance) - RMIT University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (CFP) ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Sally Huynh2003Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of International Business - Griffith University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - FPA/Deakin University
 Salvatore Pizzuto2016Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Accounting & Financial Management - LaTrobe University ~ Master of Financial Analysis (Investment) - La Trobe University ~ Self Managed Superannuation Funds - Kaplan Professional
 Samuel Gary Baker2009Bachelor of Commerce (B.Com) - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending Accreditation - Pinnacle Financial Services Academy
 Samuel Thomas Hunt2018Bachelor of Business (Financial Planning) - RMIT University
 Scott Charles Anderson2005Bachelor of Business (Finance/Marketing Management) - Southern Cross University ~ Diploma of Financial Advising - Securities Institute
 Scott William Goldsmith2010Bachelor of Commerce (Accounting & Financial Planning) - Curtin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Shayne Diane Sommer2014Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional ~ Life Risk Specialist - Financial Planning Association of Australia (FPA)
 Simon Anthony Growden1997Bachelor of Business - Edith Cowan University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma in Applied Finance & Investment - FINSIA
 Stephen Asztalos2004Bachelor of Business (Accounting) - RMIT University ~ Certified Financial Planning (CFP) - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning - FINSIA
 Steven Gary Barrett2012Certificate of Superannuation Management - Macquarie University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial |Planning - RMIT University
 Steven Grenda1998Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University
 Stuart Graham2004Bachelor of Commerce (B.Com) - University of Melbourne ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ Self Managed Superannuation Funds - Kaplan Professional
 Stuart Michael Talbot2004Certificate in Financial Markets - The Securities Institute of Australia ~ Core 2 Professional Standards Accreditation Program - Deakin Prime ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - FPA ~ Professional Diploma in Securities & Derivatives - Deakin Prime
 Stuart Peter West2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance & International Business) - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional
 Thanh Diem LY2008Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Diploma of Management - Central Metropolitan College of TAFE ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Tiina Takolander1997Bachelor of Business (Financial Planning) with Distinction - RMIT University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Business (Banking & Finance) - Swinburne University ~ Master of Applied Finance & Investment - FINSIA
 Timothy John Breen2008Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Commerce/Law Bachelor Degree - University of Tasmania ~ Grad Dip of Financial Planning - FINSIA ~ Life Risk Specialist - Financial Planning Association of Australia (FPA)
 Trent Andrew Smith2016Advanced Diploma in Financial Services (Financial Planning) - Holmesglen Institute of TAFE ~ Diploma of Financial Services (Financial Planning) - Holmesglen Institute of TAFE ~ Master of Commerce (Financial Planning) - Deakin University ~ Professional Certificate in Self-Managed Superannuation Funds - University of Adelaide
 Trent Daly2000ASX Accredited Listed Product Advicer (ALPA) Program - Kaplan Professional ~ Diploma of Financial Markets - Securities Institute of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Veronica Mcalister2018Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Vincenzo Musolino1996Associate Diploma Accounting - TAFE SA ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 William Riley2016Bachelor of Commerce - Financial Planning - Curtin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association
 Zain Imam Rizvi2018Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Accounting/Economics - La Trobe University ~ Diploma of Financial Planning - Integrity Education Group ~ Ethics and Professionalism in Financial Advice - Kaplan