This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Abdallah Bilal | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor Degree in Law and Sharia - University of Qatar ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Alexander James Brown | 2004 | Bachelor of Business - University of Southern Queensland (USQ) ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |
| Ali Marashian | 2018 | Bachelor of Applied Finance - University of Western Sydney ~ Bachelor of Economics (Banking & Finance) - University of Western Sydney ~ Diploma of Financial Services - AMP - NSW Vocational Education & Training ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Alicia LI | 1999 | Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia |
| Alistair Morgan | 2007 | Advanced Diploma in Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - University of South Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Alister James Mccrae | 2003 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Master of Business Administration (MBA) - University of Sydney |
| Amber Louise Murrell | 2006 | Bachelor of Mathematics - University of Newcastle ~ Certified Financial Planner (CFP) - Fianncial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ LRS - Life Risk Specialist - Financial Planning Association of Australia (FPA) |
| Andrew David Harrison | 1997 | Bachelor of Commerce (Accounting) - University of Western Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| Andrew David Mccracken | 2002 | Bachelor Business (Economics and Finance) - RMIT University ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma Applied Finance and Investments - Securities Institute ~ Graduate Diploma Financial Planning - Securities Institute ~ Margin Lending & Geared Investments - Kaplan Professional |
| Andrew James Brunero | 2009 | Bachelor of Commerce (B.Com) - Wollongong University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| Andrew Keith Pidgeon | 2004 | Bachelor of Economics - The University of Western Australia ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - FINSIA ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
| Andrew Martin Mckay | 2005 | Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Self Managed Superannuation Funds - Kaplan Professional |
| Andrew Paul Bollen | 2000 | Bachelor of Business - University of Technology Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - FPA/Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia/Deakin Prime |
| Ashley Paul Davis | 1999 | Bachelor of Commerce (B.Com) - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investments - Securities Institute of Australia |
| Belinda Von Knoll | 2003 | ASX Accredited Listed Products - Kaplan Professional ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ SMSF Specialist Adviser - SMSF Association |
| Ben Newman | 1997 | DPML - Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - FPA/Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Benjamin Ross | 2015 | Bachelor of Commerce (Finance & Financial Planning) - Deakin University ~ Certified Financial Planner (CFP) - Fianncial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Bradley Paul Wira | 2008 | Bachelor of Business - Edith Cowan University ~ Graduate Diploma of Financial Planning - FINSIA |
| Brendan John Ketter | 2016 | Bachelor of Business (Accountancy) - Queensland University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy |
| Bruce Andrew Mackley | 1993 | Bachelor of Business - Federation University (was Ballarat Uni) ~ Certified Practising Accountant (CPA) - CPA Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Financial Planning Specialist (FPS) - CPA Australia ~ SMSF Specialist Advisor - SMSF Association |
| Cameron Lochlin Unicomb | 2016 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Campbell Scott Breheny | 2006 | Bachelor of Commerce (B.Com) - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - FINSIA |
| Campbell Sorell | 2001 | Bachelor of Business (Accounting) - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University/FPA ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association |
| Charles Laurence Fraser | 2001 | Bachelor of Business - Marketing - Queensland University of Technology ~ Diploma Of Financial Planning - FPA/Deakin ~ Margin Lending & Geared Investments - Kaplan Professional |
| Cheynee Luke Stiller | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Chris K Mcswain | 2004 | Bachelor of Commerce - University of Melbourne ~ MBA - University of Melbourne ~ Margin Lending - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds - Kaplan Professional |
| Christopher John Yarrington | 2018 | Bachelor of Arts - Sydney University ~ Certified Financial Planner - CFP ~ Master of Financial Planning - Kaplan Professional |
| Clint Jeremy Beeck | 1996 | Bachelor of Commerce (Economics & Finance) - Curtin University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannution Funds - Kaplan Professional |
| Colin David Grant | 2005 | Certified Financial Planner - Financial Planning Association of Australia ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan |
| Craig Charles Raits | 2003 | Bachelor of Business (Accounting) - RMIT University ~ Certified Financial Planner (CFP) - Financial Planning Association (Deakin University) ~ Certified Practising Accountant (CPA) - CPA Australia |
| Craig Edward Butler | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts - Michigan State University USA ~ Certified Financial Adviser (CFP) - Financial Planning Association ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Daniel Charles Leo White | 2005 | Bachelor of Commerce - University of Queensland ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - FINSIA |
| Darren Steven Marshall | 2003 | Bachelor of Commerce - Finance and Management - Curtin University ~ Certified Financial Planner - CFP Certification - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - FINSIA |
| David Lee White | 2012 | Advanced Diiploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| David Martin Raits | 1994 | ASX Listed Products Accreditation Course - Savings Factory ~ Bachelor of Business - Accounting - Phillip Institute of Technology (RMIT) ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Practising Accountant (CPA) - CPA Australia ~ Margin Lending & Geared Investments - Kaplan Professional |
| David Mccrorie | 2003 | Certificate in Financial Markets - Securities Institute of Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma in Applied Finance and Investments - Securities Institute of Australia |
| David Rose | 2000 | ASX Accredited Listed Products (ALPA) Program - Kaplan Professional ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Duncan Michael Carey | 2018 | Bachelor of Business - Finance - Southern Cross University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Edward Anthony Eyles | 2018 | Bachelor of Commerce - Financial Planning - Deakin University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Emily Bensted | 2015 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Emma Bendall | 2018 | Diploma of Financial Planning - Kaplan Professional |
| Finn Dorney | 2006 | Bachelor of Commerce & Bachelor of Information Systems - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - FINSIA |
| Georgina Rae Savage | 2018 | Bachelor of Business (Accounting & Management) - University of Tasmania ~ Diploma of Financial Planning - Mentor Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Harriet Gibb | 2014 | Bachelor of Commerce (B.Com) - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuaion Funds - Kaplan Professional |
| Harvey John Bate | 2000 | Bachelor of Commerce (B.Com) - University of NSW ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Practising Accountant (CPA) - Australian Society of CPA's ~ Graduate Diploma in Applied Finance & Investment - The Securities Institute of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| Jacqueline Jennifer Kirkwood | 2004 | Advanced Diploma - Financial Planning - GWM Adviser Services Limited trading as Advice Education ~ Advanced Strategies for Self Managed Superannuation - ThreeSixty ~ CFP - Certificate of Admission to CFP Certification - Financial Planning Association of Australia ~ Professional Certificate in Self Managed Superannuation Funds - The University of Adelaide |
| James Alistair Mcculloch | 2011 | Bachelor of Law & Commerce - University of Tasmania ~ Certified Financial Practitioner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Services - Kaplan Professional ~ Life Risk Specialist - Financial Planning Association of Australia (FPA) |
| James Basche | 2010 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - University of Technology Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Masters of Commerce (Accounting) - University of NSW |
| Jamie David Mckay | 1995 | Bachelor of Commerce - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University |
| Jamie Ronald Gibson | 2012 | Bachelor of Commerce - Financial Planning - Curtin University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Jason Anthony Kenna | 2018 | Bachelor of Business (Accountancy) - Queensland University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning & SMSF - Monarch Institute |
| Jason Leslie Rawlins | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Jeffrey Nagisa Bromfield | 0 | Bachelor of Business (Major in Financial Planning) - RMIT ~ Diploma of Financial Markets - FINSIA ~ Diploma of Financial Services - KAPLAN ~ Ethics and Professionalism in Financial Advice - KAPLAN |
| Jeremiah Wen Keat Tan | 2018 | Bachelor of Commerce (Finance & Management) - University of Western Australia ~ Dipoma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Jessica Anne Nesbitt | 2017 | Bachelor of Commerce - Finance - The University of Western Australia ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Kaplan Professional |
| Jessica Fei-keng Chen | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Marketing & Commercial Law) - Curtin University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Jessica Susan Mccawley | 2018 | Advanced Diploma of Financial Planning - Pinnacle ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| John Paul Rowbottam | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner (CFP) - Fianncial Planning Association (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Life Risk Specialist - Financial Planning Association of Australia (FPA) |
| John Stephen Dacker | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Finance) - Charles Sturt University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Proferssionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Kaplan Professional |
| Joseph William Sorensen | 2022 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionaliam in Financial Advice - Kaplan Professional |
| Joshua James Blythe | 2003 | Advanced Diploma of Financial Planning - Tribeca ~ Bachelor of Science (BSC) - Sydney University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services - Tribeca ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Kael Daniel Scott Plummer | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking & Finance) - Victoria University ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Karl Theodore Schmidt | 2009 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Marketing) - Queensland University of Technology (QUT) ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd |
| Kathryn Humphreys | 2002 | Bachelor of Arts - University of Bristol ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - FPA/Deakin University ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Kerry Grosser | 1995 | Diploma of Financial Planning - FPA/ University Melbourne RMIT |
| Kevin Centra | 2006 | Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Adviser (CFP) - Financial Planning Association (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Kunaal Parbhoo | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking & Finance) - Monash University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds (SMSF) Program - Kaplan Professional |
| Kyoung Rahan Walker | 1999 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Science (Mathematics) - Pusan National University, Korea ~ Self Managed Superannution Funds - Tribeca |
| Leslie Chi-wei Chin | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business/Arts - Monash University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Linan Zhong | 2015 | Bachelor of Commerce Accounting - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Analysis - La Trobe University |
| Lincoln Edward Rego | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Economics and Management) - Curtin University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration - Curtin University of Technology |
| Linda Deanna Markov | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Finance & Marketing - Monash University ~ Diploma of Financial Planning - Kaplan Professional |
| Lynton Zawadzki | 2009 | Bachelor of Science - The University of Melbourne ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending - Pinnacle Financial Services Academy |
| Mark Anthony Spencer | 1985 | Bachelor of Business - Swinbourne University ~ Certified Practising Accountant (CPA) - CPA Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Financial Planning Specialist - CPA Australia ~ Public Practice Certificate - CPA Australia |
| Mark O DI Pietro | 2000 | Bachelor of Education - Melbourne University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning - Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Mark Sullivan | 2007 | Bachelor of Commerce (Honours) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia (FINSIA) ~ Margin Lending - MLC |
| Mathew John Taylor | 2002 | Bachelor of Economics - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |
| Matthew Alan Rowlands | 2017 | Bachelor of Management (Financial Planning & Commercial Law) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Matthew Brian Evans | 2018 | Bachelor of Business - Finance & Accounting - Edith Cowan University ~ Tier 1 Managed Investments - Personal Advice - Kaplan Professional |
| Matthew Brooker | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Matthew O'halloran | 2012 | Bachelor of Business (Accounting) - Australian Catholic University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy |
| Matthew Paul Panzarino | 0 | Graduate Diploma of Financial Planning - KAPLAN |
| Meiyin LI | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting & Finance) - University of NSW ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Melissa Estela Balacharige | 2010 | Bachelor of Commerce - Majoring in Finance and Applied Finance - University of Wollongong ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Michael Dowling | 1996 | Cedrtified Financial Planner (CFP) - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Michael Dwyer | 1997 | Advanced Diploma in Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Major in Finance) - University of Southern Queensland ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Margin Lending & Geared Investments - Kaplan Professional |
| Morgen Bree Harris | 2009 | Bachelor Of Business (Financial Risk Management) - Victoria University |
| Nairoli Anne Roberts | 2009 | Bachelor of Business (Marketing) - Curtin University ~ Diploma of Financial Planning - Deakin University/FPA ~ Diploma of Superannuation Management - ASFA/Macquarie ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Nera Jareb | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Business (Accounting and Finance) - Edith Cowan University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionaliam in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Nicholas Ellis Czerkaski | 0 | Bachelor of Business (Sport Management) - Deakin University Australia ~ Graduate Diploma of Financial Planning - Kaplan |
| Nicholas Steven Ridge | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) |
| Nicole Theresa Bryant | 2005 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - NSW Vocational Education & Training ~ Diploma of Financial and Mortgage Broking Management - MFAA ~ Graduate Diploma of Financial Planning - FINSIA |
| Patrick Carden | 1996 | Bachelor of Engineering - The University of Western Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Fianncial Planning - Fianncial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia |
| Paul Sooryeo Khamlu | 2003 | Advanced Diploma of Financial Planning - Tribeca ~ Bachelor of Business (Human Resource Management) - Charles Sturt University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| Philip Glen Davison | 2004 | Bachelor of Commerce (B.Com) - Murdoch University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Master of Accounting - Cutin University of Technology |
| Phillip Gillard | 1999 | Bachelor of Commerce (B.Com) - University of Western Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University |
| Rachael Mary Lopez | 2001 | Bachelor of Commerce (with Distinction) - University of Western Sydney ~ Certified Financial Planner (CFP) Education Program - Financial Planning Association of Australia (FPA) ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Deakin University ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| Rhiannan Kay Smit | 2018 | Bachelor of Business - Accounting & Financial Planning - University of the Sunshine Coast ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia |
| Robert Gordon Kenny | 2012 | Bachelor of Commerce (Financial Planning) - Curtin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Robert Marsden Wood | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce & Economics - Monash University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Romesh Alvin Fernando | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (International Business) - Swinbourne University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Ryan Loveday | 2018 | Bachelor of Business (Economics & Finance) - RMIT University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (CFP) ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Sally Huynh | 2003 | Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of International Business - Griffith University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Salvatore Pizzuto | 2016 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Accounting & Financial Management - LaTrobe University ~ Master of Financial Analysis (Investment) - La Trobe University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Samuel Gary Baker | 2009 | Bachelor of Commerce (B.Com) - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending Accreditation - Pinnacle Financial Services Academy |
| Samuel Thomas Hunt | 2018 | Bachelor of Business (Financial Planning) - RMIT University |
| Scott William Goldsmith | 2010 | Bachelor of Commerce (Accounting & Financial Planning) - Curtin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Shayne Diane Sommer | 2014 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional ~ Life Risk Specialist - Financial Planning Association of Australia (FPA) |
| Simon Anthony Growden | 1997 | Bachelor of Business - Edith Cowan University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma in Applied Finance & Investment - FINSIA |
| Stephen Asztalos | 2004 | Bachelor of Business (Accounting) - RMIT University ~ Certified Financial Planning (CFP) - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning - FINSIA |
| Steven Gary Barrett | 2012 | Certificate of Superannuation Management - Macquarie University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial |Planning - RMIT University |
| Steven Grenda | 1998 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University |
| Stuart Graham | 2004 | Bachelor of Commerce (B.Com) - University of Melbourne ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ Self Managed Superannuation Funds - Kaplan Professional |
| Stuart Michael Talbot | 2004 | Certificate in Financial Markets - The Securities Institute of Australia ~ Core 2 Professional Standards Accreditation Program - Deakin Prime ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - FPA ~ Professional Diploma in Securities & Derivatives - Deakin Prime |
| Stuart Peter West | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance & International Business) - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional |
| Thanh Diem LY | 2008 | Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Diploma of Management - Central Metropolitan College of TAFE ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Tiina Takolander | 1997 | Bachelor of Business (Financial Planning) with Distinction - RMIT University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Business (Banking & Finance) - Swinburne University ~ Master of Applied Finance & Investment - FINSIA |
| Timothy John Breen | 2008 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Commerce/Law Bachelor Degree - University of Tasmania ~ Grad Dip of Financial Planning - FINSIA ~ Life Risk Specialist - Financial Planning Association of Australia (FPA) |
| Trent Andrew Smith | 2016 | Advanced Diploma in Financial Services (Financial Planning) - Holmesglen Institute of TAFE ~ Diploma of Financial Services (Financial Planning) - Holmesglen Institute of TAFE ~ Master of Commerce (Financial Planning) - Deakin University ~ Professional Certificate in Self-Managed Superannuation Funds - University of Adelaide |
| Trent Daly | 2000 | ASX Accredited Listed Product Advicer (ALPA) Program - Kaplan Professional ~ Diploma of Financial Markets - Securities Institute of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Veronica Mcalister | 2018 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ SMSF Specialist Advisor Program - SMSF Association |
| Vincenzo Musolino | 1996 | Associate Diploma Accounting - TAFE SA ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| William Riley | 2016 | Bachelor of Commerce - Financial Planning - Curtin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association |
| Zain Imam Rizvi | 2018 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Accounting/Economics - La Trobe University ~ Diploma of Financial Planning - Integrity Education Group ~ Ethics and Professionalism in Financial Advice - Kaplan |