This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Abdallah Bilal | 2014 | 2001 - Bachelor Degree in Law and Sharia - - University of Qatar ~ 2010 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alasdair George Iain Edwards | 2024 | 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Commercial Law - Certificate (AQF 1-4) - Kaplan ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Alexander James Brown | 2004 | 1997 - Bachelor of Business - - University of Southern Queensland (USQ) ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute of Australia |
| Ali Marashian | 2018 | 2003 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2003 - Bachelor of Economics (Banking & Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2006 - Diploma of Financial Services - Diploma (AQF 5) - AMP - NSW Vocational Education & Training ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Superannuation and Retirement Advice - Other - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Alistair Morgan | 2007 | 2007 - Diploma in Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2008 - Advanced Diploma in Financial Services (Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2008 - Advanced Diploma in Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - University of South Australia ~ 2013 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alister James Mccrae | 2003 | 1993 - Master of Business Administration (MBA) - - University of Sydney ~ 1996 - Diploma of Financial Planning - - Deakin University ~ 1998 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2007 - Graduate Diploma of Applied Finance and Investment - - FINSIA |
| Amber Louise Murrell | 2006 | 2005 - Bachelor of Mathematics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2008 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - FINSIA ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Fianncial Planning Association of Australia (FPA) ~ 2015 - LRS - Life Risk Specialist - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew David Harrison | 1997 | 1996 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2000 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2015 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia |
| Andrew David Mccracken | 2002 | 2000 - Bachelor Business (Economics and Finance) - - RMIT University ~ 2002 - Graduate Diploma Financial Planning - - Securities Institute ~ 2003 - Graduate Diploma Applied Finance and Investments - - Securities Institute ~ 2004 - Certified Financial Planner - - Financial Planning Association ~ 2007 - Margin Lending & Geared Investments - - Kaplan Professional |
| Andrew James Brunero | 2009 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Keith Pidgeon | 2004 | 1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association ~ 2012 - SMSF Specialist Advisor - Diploma (AQF 5) - Self Managed Super Fund Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Martin Mckay | 2005 | 2004 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Andrew Paul Bollen | 2000 | 2000 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA/Deakin University ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia/Deakin Prime ~ 2022 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ashley Paul Davis | 1999 | 1994 - Bachelor of Commerce (B.Com) - Bachelor Degree (AQF 7) - University of Queensland ~ 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 1999 - Graduate Diploma in Applied Finance and Investments - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2000 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Belinda Von Knoll | 2003 | 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2009 - SMSF Specialist Adviser - - SMSF Association ~ 2010 - DPML Margin Lending - - Pinnacle Financial Services Academy ~ 2012 - ASX Accredited Listed Products - - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ben Newman | 1997 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2010 - DPML - Margin Lending - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benjamin Ross | 2015 | 2015 - Bachelor of Commerce (Finance & Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Fianncial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bradley Paul Wira | 2008 | 1995 - Bachelor of Business - - Edith Cowan University ~ 2006 - Graduate Diploma of Financial Planning - - FINSIA |
| Brendan John Ketter | 2016 | 2007 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 2010 - Margin Lending - - Pinnacle Financial Services Academy ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bruce Andrew Mackley | 1993 | 1986 - Bachelor of Business - Bachelor Degree (AQF 7) - Universityof Ballarat ~ 1991 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2001 - Financial Planning Specialist (FPS) - Other - CPA Australia ~ 2012 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Caleb Daniel Smith | 2024 | 2015 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Macquarie University ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Cameron Lochlin Unicomb | 2016 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Campbell Scott Breheny | 2006 | 2002 - Bachelor of Commerce (B.Com) - - University of Tasmania ~ 2007 - Graduate Diploma of Financial Planning - - FINSIA ~ 2010 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| Campbell Sorell | 2001 | 1990 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University/FPA ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2014 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Charles Laurence Fraser | 2001 | 1998 - Bachelor of Business - Marketing - - Queensland University of Technology ~ 2003 - Diploma Of Financial Planning - - FPA/Deakin ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Cheynee Luke Stiller | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Chris K Mcswain | 2004 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2004 - MBA - Masters Degree (AQF 9) - University of Melbourne ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Margin Lending - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Christopher John Yarrington | 2018 | 2008 - Bachelor of Arts - Bachelor Degree (AQF 7) - Sydney University ~ 2022 - Certified Financial Planner - Professional Designations - CFP ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Clint Jeremy Beeck | 1996 | 1996 - Bachelor of Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 1999 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association ~ 1999 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2010 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Self Managed Superannution Funds - Diploma (AQF 5) - Kaplan Professional |
| Craig Charles Raits | 2003 | 1993 - Bachelor of Business (Accounting) - - RMIT University ~ 1996 - Certified Practising Accountant (CPA) - - CPA Australia ~ 2013 - Certified Financial Planner (CFP) - - Financial Planning Association (Deakin University) |
| Craig Edward Butler | 2009 | 1996 - Bachelor of Arts - Bachelor Degree (AQF 7) - Michigan State Universit ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Certified Financial Adviser (CFP) - Professional Designations - Financial Planning Association ~ 2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel Charles Leo White | 2005 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Darren Steven Marshall | 2003 | 2002 - Bachelor of Commerce - Finance and Management - - Curtin University ~ 2008 - Graduate Diploma of Financial Planning - - FINSIA ~ 2013 - Certified Financial Planner - CFP Certification - - Financial Planning Association of Australia (FPA) |
| David Martin Raits | 1994 | 1989 - Bachelor of Business - Accounting - - Phillip Institute of Technology (RMIT) ~ 1995 - Certified Practising Accountant (CPA) - - CPA Australia ~ 2007 - ASX Listed Products Accreditation Course - - Savings Factory ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2014 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| David Rose | 2000 | 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - ASX Accredited Listed Products (ALPA) Program - Other - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Duncan Michael Carey | 2018 | 2016 - Bachelor of Business - Finance - Bachelor Degree (AQF 7) - Southern Cross University ~ 2017 - Graduate Diploma of Financial Advice - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Edward Anthony Eyles | 2018 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Bachelor of Commerce - Financial Planning - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Emily Bensted | 2015 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Finn Dorney | 2006 | 2004 - Bachelor of Commerce & Bachelor of Information Systems - - University of Tasmania ~ 2007 - Graduate Diploma of Financial Planning - - FINSIA ~ 2008 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| Georgina Rae Savage | 2018 | 2010 - Bachelor of Business (Accounting & Management) - Bachelor Degree (AQF 7) - University of Tasmania ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Harriet Gibb | 2014 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Self Managed Superannuaion Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Harvey John Bate | 2000 | 1987 - Bachelor of Commerce (B.Com) - - University of NSW ~ 1991 - Certified Practising Accountant (CPA) - - Australian Society of CPA's ~ 1992 - Graduate Diploma in Applied Finance & Investment - - The Securities Institute of Australia ~ 2003 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2014 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia |
| Jacqueline Jennifer Kirkwood | 2004 | 2005 - Advanced Diploma - Financial Planning - - GWM Adviser Services Limited trading as Advice Education ~ 2008 - Advanced Strategies for Self Managed Superannuation - - ThreeSixty ~ 2008 - CFP - Certificate of Admission to CFP Certification - - Financial Planning Association of Australia ~ 2016 - Professional Certificate in Self Managed Superannuation Funds - - The University of Adelaide |
| James Alistair Mcculloch | 2011 | 2005 - Bachelor of Law & Commerce - - University of Tasmania ~ 2012 - Graduate Diploma of Financial Services - - Kaplan Professional ~ 2013 - Certified Financial Practitioner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2014 - Life Risk Specialist - - Financial Planning Association of Australia (FPA) |
| James Basche | 2010 | 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2003 - Masters of Commerce (Accounting) - Masters Degree (AQF 9) - University of NSW ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Eason | 2024 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jamie David Mckay | 1995 | 1995 - Bachelor of Commerce - - Deakin University ~ 1999 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 1999 - Diploma of Financial Planning - - Deakin University |
| Jamie Ronald Gibson | 2012 | 2008 - Bachelor of Commerce - Financial Planning - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jason Anthony Kenna | 2018 | 2009 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2016 - Diploma of Financial Planning & SMSF - Diploma (AQF 5) - Monarch Institute ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia |
| Jeremiah Wen Keat Tan | 2018 | 2014 - Bachelor of Commerce (Finance & Management) - Bachelor Degree (AQF 7) - University of Western Australia ~ 2016 - Dipoma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jessica Anne Nesbitt | 2017 | 2012 - Bachelor of Commerce - Finance - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) |
| Jessica Fei-keng Chen | 2018 | 2001 - Bachelor of Commerce (Marketing & Commercial Law) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2001 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Paul Rowbottam | 2010 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Fianncial Planning Association (FPA) ~ 2013 - Life Risk Specialist - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Stephen Dacker | 2011 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Proferssionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jonathon Bruce Ritzau | 2021 | 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joseph William Sorensen | 2022 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionaliam in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joshua James Blythe | 2003 | 1999 - Bachelor of Science (BSC) - Bachelor Degree (AQF 7) - Sydney University ~ 2002 - Diploma of Financial Services - Diploma (AQF 5) - Tribeca ~ 2004 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Kael Daniel Scott Plummer | 2017 | 2014 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Karissa Anne Penna | 0 | 2007 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Ltd ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd |
| Karl Theodore Schmidt | 2009 | 2006 - Bachelor of Business (Marketing) - - Queensland University of Technology (QUT) ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia |
| Kathryn Humphreys | 2002 | 1997 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Bristol ~ 2003 - Diploma of Financial Planning DFP1 - 8 (ADFP) - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan ~ 2020 - Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan |
| Kevin Centra | 2006 | 2004 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2016 - Certified Financial Adviser (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kwang Wee | 2024 | 2011 - Bachelor of Commerce (Finance and Management) - Bachelor Degree (AQF 7) - Curtin University ~ 2013 - Master of Accounting - Masters Degree (AQF 9) - Curtin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lachlan Iain Walton | 2016 | 2013 - Bachelor of Business (International Business, Finance and Trade) - Bachelor Degree (AQF 7) - University of South Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Linan Zhong | 2015 | 2011 - Bachelor of Commerce Accounting - Bachelor Degree (AQF 7) - La Trobe University ~ 2012 - Master of Financial Analysis - - La Trobe University ~ 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2021 - Superannuation & Retirement Advice - Other - Kaplan Professional |
| Lincoln Edward Rego | 2018 | 2012 - Bachelor of Commerce (Economics and Management) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2016 - Master of Business Administration - Masters Degree (AQF 9) - Curtin University of Technology ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Madeleine Rose Owens | 0 | 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Mark Anthony Spencer | 1985 | 1981 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinbourne University ~ 1985 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 1988 - Public Practice Certificate - Professional Designations - CPA Australia ~ 1990 - Financial Planning Specialist - Other - CPA Australia ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Christie | 2003 | 1998 - Bachelor Degree - Business - - Edith Cowan University ~ 2004 - Diploma - Financial Planning - - Deakin University ~ 2017 - Tier 1 Margin Lending - Personal Advice - - Kaplan ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark O DI Pietro | 2000 | 1992 - Bachelor of Education - Bachelor Degree (AQF 7) - Melbourne University ~ 2002 - Diploma of Financial Planning (DFP1-8) - Advanced Diploma (AQF 6) - Deakin University ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Sullivan | 2007 | 2003 - Bachelor of Commerce (Honours) - Bachelor Degree (AQF 7) - Deakin University ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia (FINSIA) ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2010 - Margin Lending - Diploma (AQF 5) - MLC ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mathew John Taylor | 2002 | 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Tasmania ~ 2003 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Securities Institute of Australia ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Alan Rowlands | 2017 | 2015 - Bachelor of Management (Financial Planning & Commercial Law) - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Matthew Brian Evans | 2018 | 2013 - Bachelor of Business - Finance & Accounting - - Edith Cowan University ~ 2018 - Tier 1 Managed Investments - Personal Advice - - Kaplan Professional |
| Matthew James White | 0 | 2018 - Core 1 Securities & Managed Investments Accreditation Program - - Stockbrokers & Financial Advisers Association Ltd / DeakinCo ~ 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Tasmania ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Matthew O'halloran | 2012 | 2008 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Certified Financial Planner (CFP - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2013 - Margin Lending - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Paul Panzarino | 2023 | 2015 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN ~ 2024 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) |
| Meghna Rajesh Kamani | 0 | 2019 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Meiyin LI | 2018 | 2015 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - University of NSW ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Melissa Estela Balacharige | 2010 | 2008 - Bachelor of Commerce - Majoring in Finance and Applied Finance - Bachelor Degree (AQF 7) - University of Wollongong ~ 2011 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2018 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Dowling | 1996 | 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 1999 - Cedrtified Financial Planner (CFP) - Professional Designations - Financial Planning Association ~ 2010 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael Dwyer | 1997 | 2009 - Bachelor of Commerce (Major in Finance) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2011 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Morgen Bree Harris | 2009 | 2006 - Bachelor Of Business (Financial Risk Management) - Bachelor Degree (AQF 7) - Victoria University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nairoli Anne Roberts | 2009 | 1993 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Curtin University ~ 2003 - Diploma of Financial Planning (DFP1-8) - Advanced Diploma (AQF 6) - Deakin University/FPA ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2023 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Nera Jareb | 2007 | 2004 - Bachelor of Business (Accounting and Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Ethics & Professionaliam in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicholas Ellis Czerkaski | 2023 | 2014 - Bachelor of Business (Sport Management) - Bachelor Degree (AQF 7) - Deakin University Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Margin Lending Specialist - Other - Kaplan |
| Nicholas Steven Ridge | 2006 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Bachelor of Business (Financial Planning) - - RMIT ~ 2017 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| Nicole Theresa Bryant | 2005 | 2004 - Diploma of Financial Services (Financial Planning) - - NSW Vocational Education & Training ~ 2006 - Graduate Diploma of Financial Planning - - FINSIA ~ 2008 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2012 - Diploma of Financial and Mortgage Broking Management - - MFAA |
| Paul Sooryeo Khamlu | 2003 | 1998 - Bachelor of Business (Human Resource Management) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2004 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA ~ 2011 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Philip Glen Davison | 2004 | 1999 - Bachelor of Commerce (B.Com) - Bachelor Degree (AQF 7) - Murdoch University ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2006 - Master of Accounting - Masters Degree (AQF 9) - Cutin University of Technology ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Phillip Gillard | 1999 | 1996 - Bachelor of Commerce (B.Com) - - University of Western Sydney ~ 1999 - Diploma of Financial Planning - - Deakin University ~ 2011 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| Rhiannan Kay Smit | 2018 | 2015 - Bachelor of Business - Accounting & Financial Planning - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2021 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Robert Gordon Kenny | 2012 | 2008 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2014 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Robert Marsden Wood | 2016 | 2005 - Bachelor of Commerce & Economics - - Monash University ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Romesh Alvin Fernando | 2018 | 2013 - Bachelor of Commerce (International Business) - Bachelor Degree (AQF 7) - Swinbourne University of Technology ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ryan Loveday | 2018 | 2015 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sally Huynh | 2003 | 1999 - Bachelor of International Business - Bachelor Degree (AQF 7) - Griffith University ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2016 - Accredited Listed Product Adviser Program (ALPA) - Other - Kaplan Professional |
| Salvatore Pizzuto | 2016 | 2013 - Master of Accounting & Financial Management - Masters Degree (AQF 9) - LaTrobe University ~ 2013 - Master of Financial Analysis (Investment) - Masters Degree (AQF 9) - La Trobe University ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Samuel Gary Baker | 2009 | 2007 - Bachelor of Commerce (B.Com) - - University of Tasmania ~ 2009 - Graduate Diploma of Financial Planning - - FINSIA ~ 2011 - Margin Lending Accreditation - - Pinnacle Financial Services Academy ~ 2016 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| Samuel Thomas Hunt | 2018 | 2017 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2023 - Accredited Listed product Adviser Program - Other - Kaplan Professional |
| Seigo Fukuyama | 2023 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Shayne Diane Sommer | 2014 | 2014 - Graduate Diploma of Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2015 - Life Risk Specialist - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Simon Anthony Growden | 1997 | 1995 - Bachelor of Business - - Edith Cowan University ~ 1999 - Graduate Diploma in Applied Finance & Investment - - FINSIA ~ 2002 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| Stephen Asztalos | 2004 | 1989 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT University ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2017 - Certified Financial Planning (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Steven Grenda | 1998 | 2001 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2001 - Diploma of Financial Planning - - Deakin University |
| Stuart Graham | 2004 | 1989 - Bachelor of Commerce (B.Com) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2008 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stuart Michael Talbot | 2004 | 1992 - Diploma of Financial Planning - - FPA ~ 1994 - Certificate in Financial Markets - - The Securities Institute of Australia ~ 2009 - Core 2 Professional Standards Accreditation Program - - Deakin Prime ~ 2009 - Professional Diploma in Securities & Derivatives - - Deakin Prime ~ 2010 - DPML Margin Lending - - Pinnacle Financial Services Academy |
| Stuart Peter West | 2018 | 2014 - Bachelor of Commerce (Finance & International Business) - Bachelor Degree (AQF 7) - Macquarie University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Thanh Diem LY | 2008 | 2002 - Diploma of Management - Diploma (AQF 5) - Central Metropolitan College of TAFE ~ 2004 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Higher Education Pty Ltd ~ 2020 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd ~ 2024 - Accredited Aged Care Professional Program - Other - Aged Care Steps Pty Ltd |
| Thomas Hayes | 0 | 2017 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Tiina Takolander | 1997 | 1996 - Bachelor of Business (Financial Planning) with Distinction - Bachelor Degree (AQF 7) - RMIT University ~ 1996 - Graduate Diploma of Business (Banking & Finance) - Graduate Diploma (AQF 8) - Swinburne University ~ 2005 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2007 - Master of Applied Finance & Investment - Masters Degree (AQF 9) - FINSIA ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Timothy John Breen | 2008 | 2003 - Commerce/Law Bachelor Degree - - University of Tasmania ~ 2008 - Grad Dip of Financial Planning - - FINSIA ~ 2009 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2013 - Life Risk Specialist - - Financial Planning Association of Australia (FPA) |
| Trent Andrew Smith | 2016 | 2007 - Diploma of Financial Services (Financial Planning) - - Holmesglen Institute of TAFE ~ 2008 - Advanced Diploma in Financial Services (Financial Planning) - - Holmesglen Institute of TAFE ~ 2009 - Professional Certificate in Self-Managed Superannuation Funds - - University of Adelaide ~ 2013 - Master of Commerce (Financial Planning) - - Deakin University |
| Trent Daly | 2000 | 2001 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute of Australia ~ 2006 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2010 - ASX Accredited Listed Product Advicer (ALPA) Program - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Veronica Mcalister | 2018 | 2001 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2023 - SMSF Specialist Advisor Program - Other - SMSF Association |
| Vincenzo Musolino | 1996 | 1999 - Associate Diploma Accounting - Diploma (AQF 5) - TAFE SA ~ 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2011 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| William Riley | 2016 | 2013 - Bachelor of Commerce - Financial Planning - Bachelor Degree (AQF 7) - Curtin University ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Ying HE | 2018 | 2009 - Bachelor of Business (Financial Risk Management) - Bachelor Degree (AQF 7) - Victoria University ~ 2011 - Master of Applied Finance (Finance) - Masters Degree (AQF 9) - Monash University ~ 2015 - Master of Analytics - Masters Degree (AQF 9) - RMIT University ~ 2019 - Certified Financial Planner - Graduate Diploma (AQF 8) - Financial Planning Association of Australia ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Zain Imam Rizvi | 2018 | 2013 - Bachelor of Accounting/Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |