This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Christopher | 2000 | 1998 - Bachelor of Economics - - University of New England ~ 2003 - Diploma of Financial Planning - - FPA ~ 2018 - Kaplan - - Self Managed Superannuation Funds |
| Adrian Evan Mccarthy | 1999 | 1997 - Bachelor of Business (Accounting and Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Finsia ~ 2009 - Graduate Diploma of Applied Finance (Major in Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2009 - Graduate Diploma of Applied Finance - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Andrew David Moo | 1996 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) |
| Angela Nicole Dignam | 2008 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan ~ 2019 - Fellow Chartered Financial Practioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Angus Carson Dowling | 2016 | 2014 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Masters of Commerce (Financial Planning) - Masters Degree (AQF 9) - Deakin University |
| Angus Frederick Stevenson | 2017 | 2013 - Bachelor of Arts Major in History & International Relations - Bachelor Degree (AQF 7) - Australian National University ~ 2013 - Bachelor of Commerce Major in Finance - Bachelor Degree (AQF 7) - Australian National University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2014 - Self Managed Superannuation Funds - Other - Monarch Institute ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australian |
| Anthony Shear | 1998 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan |
| Ashley William Nicol | 1999 | 1995 - Bachelor Business (HONS) - - Edith Cowan University ~ 2001 - Graduate Diploma of Financial Planning - - FINSIA ~ 2002 - Certified Financial Planner Program - - Financial Planning Association of Australia ~ 2004 - Self Managed Superannuation Funds - - Tribeca ~ 2010 - SMSF Specialist Advisor - - Self Managed Super Fund Association |
| Benjamin Bryant | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology (IIT) ~ 2015 - Self Managed Superannuation Funds - Other - International Institute of Technology (IIT) ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan |
| Brendan Scott Oakes | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - - Integratec ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2018 - Specialist SMSF Course - Other - SuperConcepts & ICFS |
| Brenton Jones | 2008 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - - AAMC Training Group ~ 2008 - Diploma of Financial Services (Financial Planning) - - RG146 Training Australia Pty Ltd |
| Bruce Brammall | 2007 | 2006 - Advanced Diploma in Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Cameron David Patterson | 2010 | 1999 - Bachelor of Commerce - - Deakin University ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan ~ 2019 - Self Managed Superannuation Funds - - Kaplan |
| Charlene Byne | 2018 | 2016 - Diploma of Financial Planning FNS50615 - Diploma (AQF 5) - Kaplan Australia ~ 2017 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Charles Hamish Gow | 2008 | 1994 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 1999 - Chartered Accountant - Professional Designations - The Institute of Chartered Accountants ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan |
| Chris David Puddy | 2009 | 1994 - Bachelor of Business - - Griffith University ~ 2003 - Diploma of Financial Advising - - Securities Institute |
| Christian Byron Allen Golding | 1999 | 1999 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2004 - Self Managed Superannuation Funds - - Kaplan ~ 2006 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Finsia ~ 2009 - Margin Lending and Geared Investments - - Kaplan |
| Christopher John Connolly | 2001 | 2003 - Diploma of Financial Planning - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2015 - Self Managed Superannuation Funds - - Kaplan |
| Clayton Reimers | 2015 | 2000 - Bachelor of Commerce Finance Stream & Economics - Bachelor Degree (AQF 7) - Murdoch University ~ 2012 - Diploma of Financial Service(Financial Planning - Diploma (AQF 5) - Kaplan Professional Educatiom ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Markets - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Craig Anthony Woodman | 2000 | 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2005 - Certificate in Applied Self Managed Superannuation Fund Advice - Other - Tower Trust ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional |
| Daniel Graham Boote | 2006 | 2007 - Bachelor Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) |
| Daniel John Patterson | 2007 | 2001 - Diploma of Business Studies - - TAFE - West Coast College ~ 2004 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Romanovski | 2010 | 1994 - Bachelor of Business (Applied Economics) - Bachelor Degree (AQF 7) - Victoria University ~ 1999 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Finsia ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2013 - Principles in Self Managed Superannuation Funds - Other - International Institute of Technology |
| Dean Anthony Alden | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca |
| Dominic John Murphy | 1997 | 1988 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Footscray Institute of Technology ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2008 - Certified Financial Planner Program - - Financial Planning Association of Australia |
| Donghong HE | 2010 | 2005 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Self Managed Superannuation Fund - Other - Kaplan |
| Francois DU Toit | 1998 | 2009 - Diploma of Financial Services (Financial Planning) - - AAMC Training Group |
| Frederick William Sawarde | 2003 | 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Gineline Sinlao Abuda | 2006 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gordon Mcroberts | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2009 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - RG146 Mentor Education Group |
| Gregory Byron Davis | 2004 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2004 - CFP Education Program - Professional Designations - Financial Planning Association of Australia ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Margin Lending Specialist - Other - Kaplan Professional ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Ian David Wood | 2004 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - Deakin University ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Imke Reifarth | 2011 | 2007 - Master of Business Adminidtration (Finance) - Masters Degree (AQF 9) - Universtity of Technology, Sydney ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jacob Eliopoulos | 0 | 2023 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Jade Leslie Dawson | 2007 | 2005 - Diploma of Financial Service (Financial Planning) - - Tribeca ~ 2006 - Master Financial Planning - - University of Sunshine Coast ~ 2011 - Margin Lending & Gearing Investments - - Kaplan ~ 2012 - ASX Accredited Listed Products Adviser (ALPA) Program - - Kaplan ~ 2012 - Self-Managed Super Accreditation - - Kaplan |
| James Weir | 2015 | 2014 - Bachelor of Agricultural Sciences - Bachelor Degree (AQF 7) - La Trobe University ~ 2014 - Bachelor of Business - Bachelor Degree (AQF 7) - LaTrobe University ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan ~ 2017 - Provide advice in Securitie - Other - Kaplan |
| Jeffrey Thomas Parkin | 2000 | 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2014 - Certificate IV in Finance & Mortgage Broking - - Kaplan ~ 2015 - Self Managed Superannuation Funds - - Kaplan |
| Jesse Dean Slater | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Joel Brendan Plowman | 2017 | 2012 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Securities & Mananged Investments - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Specialist SMSF Course - Other - Super Concepts |
| Joel Michael Kerin | 2017 | 2017 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Teir 1 Margin Lending - Personal Advice - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| John Francis Shelton | 2016 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2002 - Bachelor of Engineering - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2016 - DFP4 Securities and Management Investments - Other - Kaplan Professional ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group |
| John Motteram | 2002 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University (ECU) ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Karl Hombergen | 2003 | 2001 - Bachelor of Commerce - - Murdoch University ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2010 - Self Managed Superannuation Funds - - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Keith William Sheppard | 2003 | 2004 - Diploma of Financial Planning - - Deakin University ~ 2006 - Certified Financial Planner Program - - Financial Planning Association of Australia |
| Kelly Greenaway | 2017 | 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - SuperConcepts & ICFS Specialist SMSF Course - Other - Super Concepts ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Leanne Martinez | 2011 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan |
| Lindsay George Evans | 2012 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Margin Lending and Geared Investment - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan |
| Luo YI Lim | 0 | 2012 - Bachelor of Business (Major in Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Malcolm Stewart | 1994 | 1986 - Bachelor of Business (major in accounting and computing studies) - Bachelor Degree (AQF 7) - Western Australia College of Advanced Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Diploma of Financial Planning - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan |
| Mark Newman | 1994 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2015 - Self Managed Superannuation Funds - Other - International Institute of Technology ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Rich | 2000 | 1994 - Bachelor of Business (Double Major in Accounting & Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 1998 - Certified Practicing Accountants Australia Program - Professional Designations - CPA Australia ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2015 - Self Managed Superannuation Funds - Other - International Institute of Technology ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan professional |
| Mark Simon Crowe | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| Matthew Thomas Burton | 2003 | 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2013 - Self Managed Superannuation Funds - - International Institute of Technology ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology |
| Melissa Mary Morris | 2008 | 2011 - Diploma of Financial Planning - - Kaplan Education Pty Ltd ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Michael Denis Williams | 2000 | 1999 - Bachelor of Laws - Bachelor Degree (AQF 7) - James Cook University ~ 1999 - Financial Planning Principles & Practice Course - Other - Securities Institute ~ 2000 - DFP 1, 2, 3, 4, 5, 6, 7 - Other - FPA ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2015 - RG146 Licensing Compliance: Self Managed Super Funds - Other - Financial Education Professionals Pty Ltd |
| Michael Scorer | 2004 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Murray John Fisher | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - The National Finance Institute ~ 2016 - Advanced Diploma of Financial Planning - - Mentor |
| Ninoslav Anthony Matkovic | 2009 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Taxation Planning - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Estate Planning - - Kaplan ~ 2015 - Self Managed Superannuation Funds - - Kaplan |
| Paul Austin Creedon | 2000 | 2003 - Diploma of Financial Advising - - Securities Institute ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Paul Johnson | 1998 | 1996 - Bachelor of Financial Administration - Bachelor Degree (AQF 7) - The University of New England ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited ~ 2020 - Margin Lending - Other - Kaplan |
| Paul Robertson | 2005 | 1999 - Bachelor of Commerce (Economics and Finance) - - Curtin University ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2008 - Advanced Strategies for Self Managed Superannuation - - ThreeSixty ~ 2010 - Margin Lending - - MLC |
| Paul Stephen Williams | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2015 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Peter Michael Monnock | 1969 | 2007 - Entry Level Competencies - - Tribeca ~ 2007 - Risk Management - - Kaplan |
| Robert Ivanovski | 2007 | 1997 - Bachelor of Business (Finance/Banking) - Bachelor Degree (AQF 7) - Charles Stut University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Finsia ~ 2011 - Specialist Knowledge in Self Managed Superannuation Funds - - International Institute of Technology ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Robert John Prince | 1997 | 1992 - Bachelor of Commerce - - Curtin University ~ 1994 - Bachelor of Commerce Finance - - Curtin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan |
| Robert Nixon | 2004 | 1964 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Melbourne University ~ 2005 - RG 146 (PS 146) Compliant in Generic Knowledge, Financial Planning, Superannuation & Life Insurance - - Tribeca Learning Australia ~ 2005 - RG 146 (PS 146) Compliant in Managed Investments, Self Managed Superannuation Funds & Securities - - Tribeca learning Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |
| Russell Owen | 2004 | 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Shane Light | 2006 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Finsia ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2015 - RG146 Licensing Compliance: Self-managed Superannuation Funds - Other - Financial Education Professionals |
| Sharon Tee | 2003 | 1995 - DFP2 - Risk Management & Insurance Planning - Other - FPA ~ 1995 - DFP3 - Investment Planning - Fundamentals - Other - FPA ~ 2002 - CFP - Certified Financial Planner - - Financial Services ~ 2002 - Superannuation & Retirement Planning - Other - Integratec |
| Shelley Janet Fisher | 2001 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - SuperConcepts & ICFS Specialist SMSF Online Course - Other - SuperConcepts |
| Simon Clark Montgomery | 2001 | 2003 - Graduate Diploma of Applied Finance and Investment - - FINSIA ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - Self Managed Superannuation Fund - - Kaplan ~ 2014 - Insurance Risk Management - - Kaplan ~ 2019 - Tier 1 Securities and Managed Investments - - Kaplan |
| Simon Mervyn Croxton | 1998 | 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education |
| Stuart Hillier | 2008 | 2002 - PS 146 Compliance Programme - - Finsia ~ 2011 - Adviser compliance Solution - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2015 - Principles in Self Managed Superannuation Funds - - International Institute of Technology ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stuart Howard Whittle | 1993 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association |
| Svetlana Vrzovski | 1994 | 1992 - Bachelor of Economics - - The University of Western Australia ~ 1999 - Graduate Diploma of Economics - Graduate Diploma (AQF 8) - The University of Western Australia ~ 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2009 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Thuy Anh Thi Nguyen | 2011 | 2006 - Diploma of Business (Banking & Finance) - Other - Victoria University ~ 2008 - Bachelor of Business (Financial Risk Management) - Bachelor Degree (AQF 7) - Victoria University |
| Troy Andrew Williams | 2003 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Master of Financial PLanning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Umair Javed | 2014 | 2013 - Diploma of Financial Services - Diploma (AQF 5) - Integrity Education Group ~ 2016 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Vicki Ann Lamp | 1994 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan |
| Wayne Hitchens | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - RG146 Training Australia ~ 2015 - Self Managed Superannuation Funds - - International Institute of Technology |
| William Charles Bray Cant | 2021 | 2019 - Bachelor of Commerce (Financial Planning & Management) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| William Declan Hackett | 1997 | 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2019 - FPC002b Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |