This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Juliet Catherine Archer | 2000 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Financial Planning - Kaplan Professional |
Justin James Hooper | 1999 | Bachelor of Business Science (with Honours) - University of Capetown ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Registered Life Planner - Kinder ~ Trust and Estate Practitioner - STEP |
Nilar Alom Ispahany | 2017 | Bachelor of Commerce (Accounting & Finance) - University of Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Services - Trainee Management Australia ~ SMSF Specialist - University of Adelaide |
Oliver James Lawton | 2023 | Graduate Diploma of Financial Planning - Kaplan Professional ~ SMSF Regulations and Taxation - Kaplan Professional |
Suzanne Johnston | 2015 | Advanced Diploma of Financial Planning - Mentor Education Group ~ Bachelor of Commerce - Macquarie University ~ Cert IV Finance & Mortgage Broking - AAMC Training Group ~ Cert. of Margin Lending & Cert. of SMSF - Kaplan ~ Certified Financial Planner - Financial Planning Association of Australia |
Warren Maxwell Dunne | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - University of Technology ~ Diploma of Fiancial Planning - Kaplan |