This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron James Della Franca | 2022 | 2020 - Finance & Financial Planning - Bachelor Degree (AQF 7) - Curtin |
| Daniel Farrall | 2007 | 2006 - Stockbrokers Accreditation - - Deakin Prime/SDIA ~ 2007 - Accredited Derivatives Adviser Level 2 - - ASX |
| Norman Robinson | 1997 | 1997 - Bachelor of Commerce - - Curtin University ~ 2000 - Graduate Diploma of Applied Finance & Investment - - SDIA (FINSIA) ~ 2001 - Accredited Derivatives Adviser Level 2 - - ASX |
| Terri Anne Phillips | 1988 | 2002 - Diploma of Financial Advising - - FINSIA ~ 2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Valentina Georgiadis | 2006 | 2001 - Bachelor Commerce - - UWA ~ 2004 - Diploma of Financial Planning - - FPA |