This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes limited to:
MDA services;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
underwriting:
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Luke Laretive | 2010 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2010 - Derivatives Accreditation Program - Professional Designations - Deakin Prime ~ 2010 - Margin Lending Accreditation Program - Professional Designations - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia ~ 2011 - Masters in Applied Finance - Masters Degree (AQF 9) - Monash University ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Victoria Schepisi | 2015 | 2005 - Bachelor of Arts (International Studies) - Bachelor Degree (AQF 7) - Deakin University ~ 2007 - Superannuation Accreditation Program - Professional Designations - RMIT University ~ 2008 - ASX/ACH Responsible Executive - Professional Designations - Kaplan Professional ~ 2010 - Margin Lending Accreditation Program - Professional Designations - Deakin Prime ~ 2016 - Derivatives Accreditation Program - Professional Designations - Deakin Prime ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |