This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes limited to:
MDA services;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
underwriting:
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Arthur Garipoli | 2006 | 1986 - Certificate of Business Studies - - Footscray TAFE College ~ 1989 - Bachelor Of Business (Accounting) - - Phillip Institute of Technology ~ 2006 - Diploma of Financial Services - - Financial Services Institute of Australasia ~ 2007 - ADA Level 1 - - Kaplan ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia |
| Luke Laretive | 2010 | 2007 - Bachelor of Commerce Major in Corporate Finance & Marketing - - University of Western Australia ~ 2010 - Margin Lending Accreditation Program - - Kaplan Professional ~ 2010 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia ~ 2011 - Masters in Applied Finance - - Monash University ~ 2014 - Accredited Derivatives Adviser Level 1 & 2 - - Deakin Prime |
| Victoria Schepisi | 2015 | 2005 - Bachelor of Arts (International Studies) Majoring in Economics and International Relations - - Deakin University ~ 2007 - Superannuation Accreditation - - RMIT University ~ 2008 - ASX Responsible Executive - - Kaplan Professional Education ~ 2010 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2016 - Accredited Derivatives Adviser Level 2 - ADA2 - - Stockbrokers Association of Australia |