This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Angelo Patsilivas | 2023 | Bachelor of Business (Financial Planning) - University of South Australia |
| Apostolos Katranis | 2006 | Bachelor Applied Finance - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ Diploma of Finance (Mortgage Broking) - Kaplan Australia ~ Fellow Chartered Financial Practitioners (FChFP) - Association of Financial Advisers (AFA) ~ RG146 Margin Lending - MLC ThreeSixty |
| Bradley Scott Broad | 2018 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Accounting/Finance) - Flinders University ~ Diploma of Financial Planning - Kaplan ~ Tier 1 Margin Lending - Personal Advice - Kaplan |
| Nikola Radoicic | 2016 | Bachelor of Commerce & Applied Finance - University of South Australia ~ Diploma Finance and Mortgage Broking - Kaplan |
| Umberto Catalano | 2021 | Bachelor of Business (Finance) - University of South Australia ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Yanni Alexander Zabanias | 2021 | Bachelor of Business (Finance) - University of South Australia ~ Ethics and Professionalism in Financial Advice - Kaplan |