This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Carla Michelle Piggott | 2011 | Bachelor of Commerce (Property & Finance) - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Master of Financial Planning - Curtin University of Technology ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
| Carlo Rigoli | 2010 | Bachelor of Commerce (Financial Planning Major) - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Lee Bradley Martyn | 1988 | Bachelor of Business Degree (Finance, Economics & Accounting) - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma in Applied Finance & Investment - Financial Services Institute of Australasia ~ Graduate of Australian Institute of Company Directors - Australian Institute of Company Directors ~ SMSF Specialist Advisor - Self Managed Superannuation Fund Association |
| Peter Austen Chisholm Eastman | 2006 | Bachelor of Commerce (Double Major Accounting & Finance) - Curtin University of Technology ~ Bachelor of Commerce (Double Major Accounting & Finance) - Curtin University of Technology ~ Chartered Tax Adviser - Tax Institute of Australia ~ Chartered Tax Adviser - Tax Institute of Australia ~ Master of Financial Planning (Distinction) - Curtin University of Technology ~ Master of Financial Planning (Distinction) - Curtin University of Technology ~ SMSF Specialist Advisor - Self Managed Superannuation Fund Association ~ SMSF Specialist Advisor - Self Managed Superannuation Fund Association |
| Rory Martin O'shaughnessy | 2018 | Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan Professional |
| Scott Douglas Stanley | 1993 | Bachelor of Business - Edith Cowan University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ SMSF Specialist Advisor - SMSF Association |