This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin M Brockhurst | 1999 | Diploma of Financial Services (Unit 1: Financial Planning) - Kaplan ~ Diploma of Financial Services (Unit 2: Life Insurance) - Kaplan ~ Diploma of Financial Services (Unit 3: Investment Planning) - Mentor Education ~ Diploma of Financial Services (Unit 4: Superannuation) - Mentor Education |
| David Chia | 1985 | Associate Chartered Accountant - New Zealand Society of Accountants ~ Bachelor of Commerce & Administration - Victoria University of Wellington New Zealand ~ Diploma of Financial Planning - FPA (Financial Planning Association of Australia Limited) |