This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron James Hodges | 2003 | 2001 - Risk Management - - Integratec ~ 2001 - Superannuation and Retirement Planning - - Integratec ~ 2003 - DFP 1-8 - - Deakin FPA ~ 2005 - Certified Financial Planner - - FPA ~ 2013 - ALPA and SMSF - - Kaplan |
| Aayush Sharma | 2024 | 2020 - Bachelor of Accounting (Financial Planning) - Bachelor Degree (AQF 7) - Western Sydney University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Abbi Hanna | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Adam Jeffery Mcmahon | 1998 | 1996 - Bachelor of Economics - - Macquarie University ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 2000 - Certified Financial Planner - - FPA ~ 2014 - SMSF - - Kaplan |
| Adele Jean Martin | 2005 | 2002 - Bachelor of Commerce - - University of Newcastle ~ 2005 - Diploma of Financial Planning - - Deakin University ~ 2010 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - CFP - - FPA ~ 2014 - Self Managed Superannuation Funds - - Kaplan |
| Adil Roshanali Valani | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2019 - Ethics and and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Aleksandar Dimevski | 2012 | 2011 - Bachelor of Commerce (Financial Planning & Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2018 - TASA & TPB Code of Professional Conduct - - Kaplan Professional |
| Alex Holmes | 2022 | 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - USC Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Alysia Jane Laird | 2005 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2011 - Certified Financial Planner - Professional Designations - FPA ~ 2011 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Duncan Bird | 2001 | 1998 - Bachelor of Business (Banking and Finance) - - Monash University ~ 2003 - Advanced Diploma of Financial Planning - - Deakin University ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Finance Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Fujio Greig | 2003 | 2002 - Bachelor Business (Financial Planning) - - Royal Melbourne Institute of Technology (RMIT) ~ 2004 - Certified Financial Planner - - FPA ~ 2012 - Diploma Financial Services (Finance/Mortgage Broking Management) - - Intellitrain ~ 2012 - Margin Lending & Geared Investments and ASX Accredited Listed Products Adviser (ALPA) Program - - Kaplan ~ 2015 - SMSF - - Investment Banking Institute |
| Andrew Geoffrey Oakes | 2002 | 2002 - Bachelor of Commerce - Financial Planning and Investments - Bachelor Degree (AQF 7) - Griffith University ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Andrew Martin Ghea | 1995 | 2005 - Diploma of Financial Planning (DFP1-DFP8) - - FPA ~ 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2005 - Self Managed Superannuation Funds - - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Andrew Paul Hunter | 2018 | 2017 - Graduate Diploma of Financial Planning - - Kaplan |
| Anthony Blake Dyer | 2023 | 2020 - Stockbrokers and Financial Advisers Professional Program - Other - Stockbrokers and Financial Advisers Association ~ 2021 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony Psarakis | 2008 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2011 - Self Managed Super Funds - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University |
| Astrid Katharina Lynch | 2011 | 2010 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2013 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - The Institute of Chartered Accountants in Australia ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Benjamin Anthony Maher | 2023 | 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Bill Merambeliotis | 1994 | 1994 - Bachelor of Business (Accounting & Life Insurance) - - Deakin University ~ 1999 - Certified Financial Planner - - FPA ~ 2010 - Certified Practising Accountant - - CPA Australia ~ 2013 - Executive Education Program - - Columbia University ~ 2016 - Executive Education Program - - University of Cambridge |
| Blake Alexander Wendt | 2018 | 2015 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Western Sydney University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bradley Rogers | 2005 | 2004 - Bachelor of Commerce - - Monash University ~ 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Certified Financial Planner - - FPA ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - - Kaplan Professional |
| Brendan Craig Bartlett | 2004 | 1998 - Bachelor of Commerce - - University of Tasmania ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia (FINSIA) ~ 2008 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments and SMSF - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brenton Marriott | 1986 | 1983 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Education ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Brett Matthew Kretchmer | 2006 | 2002 - Bachelor of Business Degree - - University of Technology Sydney ~ 2006 - Diploma in Financial Services - - FPA ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - CFP - - FPA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brett Patrick Martin | 2007 | 2002 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Certified Financial Planner Program - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Brett Puxty | 2003 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2014 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional |
| Brett William Schatto | 2001 | 2000 - Introduction to Financial Planning - - FPA ~ 2002 - Diploma of Financial Planning 1-4 - - FPA ~ 2003 - Bachelor of Commerce(Corporate Finance) - - The University of Adelaide ~ 2010 - Graduate Diploma in Global Wealth Management - - The University of Adelaide Business School |
| Carmellina Josephine Pisani | 2023 | 2021 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2024 - Accredited Listed Product Adviser Program (ALPA) - Other - Kaplan Education |
| Christopher George Walker | 2017 | 2017 - Bachelor of Commerce Liberal Studies (majoring in Finance, Economics and Psychology) - - The University of Sydney ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Securities & Managed Investments - - Kaplan Professional ~ 2018 - Commercial Law - - Kaplan Professional ~ 2018 - Tax for Financial Advising - - Kaplan Professional |
| Christopher James Neal | 2002 | 2000 - Bachelor of Business (Marketing) - - University of Newcastle ~ 2000 - Bachelor of Economics (Money, Banking, Trade and Finance) - - University of Newcastle ~ 2004 - Diploma of Financial Planning - - Deakin University ~ 2007 - Certified Financial Planner - - FPA ~ 2010 - Margin Lending ang Geared Investments - - Kaplan |
| Colin John Ward | 2002 | 1999 - Bachelor of Business (Accounting & Finance) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2009 - Certificate IV in Financial Services (Finance/Mortgage broking) - Certificate (AQF 1-4) - Traineeship Management Australia ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Concettino Peter Auditore | 2001 | 2010 - Self Managed Superannuation Funds - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Craig Allan Volk | 2008 | 1999 - Graduate Diploma of Business Administration - - Swinburne University of Technology ~ 2006 - Diploma Financial Services - Financial PLanning - - Kaplan ~ 2006 - Diploma of Financial Services Financial Planning - - Tribeca ~ 2012 - ALPA - - Kaplan ~ 2012 - Advanced Diploma Financial Services - Financial PLanning - - Kaplan |
| Craig James Mcpherson | 2014 | 2003 - Foundation DFP - - Deakin University ~ 2006 - Advanced Diploma of Financial Planning - - FPA ~ 2006 - Diploma of Financial Planning - - Deakin University ~ 2010 - Self Managed Super Funds - - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Damian Bruce Fry | 2003 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA Australia ~ 2019 - FPC001B Economics and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Daniel Aaron Mclean | 2024 | 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - La Trobe University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel Carter | 2003 | 2007 - Diploma of Financial Planning (Financial Services) - Diploma (AQF 5) - Kaplan Professional ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Commercial Law - Other - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel Hulme | 2009 | 2006 - Bachelor of Business - - Queensland Univeristy of Technology ~ 2007 - Diploma Of Financial Services ( Financial Planning ) - - Mentor Education ~ 2011 - Advanced Diploma Of Financial Services ( Financial Planning ) - - Mentor Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan |
| Daniel Paul Fogden | 2016 | 2011 - Bachelor of Commerce (Financial Planning) - - University of Wollongong ~ 2011 - Bachelor of Laws - - University of Wollongong ~ 2014 - Graduate Diploma of Legal Practice - - College of Law ~ 2018 - CFP Certification Program - - Financial Planning Association of Australia |
| Darren Domenic La-spina | 2014 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Darren Van DE Moosdyk | 2009 | 2004 - Bachelor of Commerce (Major in Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Advanced Diploma Financial Service (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| David Charles Findlay | 2018 | 2009 - Bachelor of Commerce (Finance) - - University of Southern Queensland ~ 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Securities and Managed Investments - - Kaplan Professional ~ 2018 - Tax for Financial Advising - - Kaplan Professional |
| David John Martin | 1997 | 2002 - DFP8 Financial Plan Construction and Review - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan |
| David John Slovinec | 2008 | 2001 - Bachelor of Business (Marketing) - - Edith Cowan University ~ 2011 - Margin Lending - - Kaplan ~ 2018 - Diploma of Financial Planning - - Kaplan Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Mclean | 2011 | 2011 - Bachelor of Commerce - - Deakin University ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan Professional Education |
| David Stafford Smith | 2002 | 2006 - Advanced Diploma of Financial Services Financial Planning - - AMP with NSW vocational Education and Training Accreditation board ~ 2006 - Diploma of Financial Services Financial Planning - - - AMP with NSW vocational Education and Training Accreditation board ~ 2009 - SMSF Specialist Adviser - - SMSFA ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - ALPA - - Kaplan |
| Derek John Seare | 2007 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - CFP - - Deakin University ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps Pty Ltd ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Diana Kimlee Nocerino | 2008 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Group ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2019 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University |
| Diego Sebastian Gonzalez | 2004 | 2000 - Bachelor of Business - - University of Technology Sydney ~ 2004 - DFP8 Financial Plan Construction and Review - - FPA ~ 2011 - Certified Financial Planner - - FPA |
| Duncan James Derrington | 2008 | 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Queensland ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Elizabeth Anne Anderson | 2015 | 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Kaplan ~ 2014 - Advanced Diploma of Accounting - Advanced Diploma (AQF 6) - Open College of Accounting and Finance ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2019 - Bachelor of Commerce (Business Law) - Bachelor Degree (AQF 7) - Curtin University |
| Elliot Lionel Watson | 2007 | 2007 - Bachelor of Economics - - University of Newcastle ~ 2010 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Financial Services Training Package - Self Managed Superannuation Funds - - Terra Cordis ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Emma Casasola | 2013 | 2011 - Certificate 3 Financial Services (Accounts Clerical) - - TAFE ~ 2013 - Diploma of Financial Planning - - Kaplan ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Faizul Costa | 2008 | 2004 - Bachelor of Business Management (Business Economics) - Bachelor Degree (AQF 7) - The University of Queensland ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ferdy Androu Utan | 2006 | 2008 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Fernando Duran | 2007 | 2002 - Diploma of Commerce - Diploma (AQF 5) - Melbourne Institute of Business & Technology ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Planning ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - MLC Advice Education ~ 2012 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - Cavendish & ICFS Specialist SMSF Course - Diploma (AQF 5) - The University of Adelaide |
| Francis James Coggan | 2018 | 2009 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Frank Cassells | 2009 | 1984 - Bachelor of Commerce - Bachelor Degree (AQF 7) - James Cook University ~ 1989 - Chartered Accountant Program - Professional Designations - Institute of Chartered Accountants Australia |
| Gavin Branford | 2003 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Gavin Edwin Williams | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Aged Care Specialist Adviser - Other - Aged Care Specialists ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan |
| Genevieve Louise DE Szoeke | 2005 | 2005 - Diploma of Financial Services (FP) - - Kaplan ~ 2011 - SMSF - - Kaplan ~ 2012 - Advanced Diploma of Financial Services Financial Planning - - Kaplan ~ 2012 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - ALPA - - Kaplan |
| Geoffrey Burton | 2014 | 2008 - Bachelor of Mathematics and Finance - - University of Wollongong ~ 2008 - Bachelor of Mathematics and Finance - Bachelor Degree (AQF 7) - University of Wollongong ~ 2011 - Foundations of Financial Planning - - Kaplan ~ 2012 - Diploma Financial Services - Diploma (AQF 5) - Kaplan ~ 2012 - Investment Planning 1 - - Kaplan ~ 2012 - Risk Management - - Kaplan ~ 2012 - Superannuation and Retirement Planning - - Kaplan ~ 2014 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - FPC006 Taxation for Financial Planning - Other - Kaplan |
| Gerard Patrick Homan | 2007 | 1998 - Bachelor of Industrial Design - Bachelor Degree (AQF 7) - University of Canberra ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ghenwa Alaeddine | 2011 | 2009 - Bachelor of Banking and International Finance - - Flinders University ~ 2010 - Risk Management - - Kaplan Education Pty Ltd ~ 2011 - Investment Planning 1 - - Kaplan Education Pty Ltd ~ 2011 - Superannuation & Retirement Planning - - Kaplan Education Pty Ltd ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Pty Ltd |
| Gilbert Gordon | 2004 | 1988 - Bachelor of Mathematics with Computer Science and Bachelor of Engineering - - The University of Newcastle ~ 1999 - Certified Financial Planner - - FPA ~ 1999 - Diploma of Financial Planning - - Deakin University ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - Accredited Estate Planning Specialist (AEPS) - - Financial Planning Association of Australia |
| Grant Darren Lange | 1990 | 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 1998 - Certified Financial Planner - - FPA ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2020 - Fellow SMSF Association Specialist Advisor - Professional Designations - Self Managed Super Fund Association |
| Gregory Phillip Hile | 1999 | 1993 - Advanced Certificate in Commerce - - TAFE ~ 2005 - Diploma of Financial Services Financial Planning - - Tribeca ~ 2005 - Investment Planning 1 (Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2006 - Self Managed Super Funds - - Tribeca |
| Haralambos (harry) Flaskas | 2005 | 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Helen Louise Arthur | 2009 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Herbert Dugdale | 2002 | 1992 - Bachelor of Engineering in Civil Engineering - - University of SA ~ 2011 - SMSF - - Kaplan ~ 2012 - ALPA - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Howard Roland Hughes | 1997 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2000 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2008 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional Education |
| Izack Mitchell Fuller | 0 | 2024 - Bachelor of Business and Enterprise - Bachelor Degree (AQF 7) - Southern Cross University |
| Jacob Michael LO Cascio | 2015 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2014 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jacob Siddle | 2004 | 2004 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Adivce - Bridging Course - Ethics - Kaplan Professional |
| James David Marsh | 2011 | 2008 - Diploma Financial Services - - Mentor Education ~ 2014 - Advanced Diploma Financial Services - - Mentor education ~ 2017 - Fellow Chartered Financial Practitioner - - AFA ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| James Ross Falconer | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Self Managed Super Funds - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Certified Financial Planner (CFP) - - FPA |
| Janeen Pamela Sharp | 1999 | 1999 - Diploma of FInancial Planning - - Deakin University ~ 2001 - Certified Financial Planner - - FPA ~ 2010 - Margin Lending and Geared Invesments - - Kaplan ~ 2012 - SMSF - - Kaplan |
| Janelle Gay Kirk | 1995 | 2001 - Certified Financial Planner - Professional Designations - Financial Planning Associatoin ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Jared Charles Nicholas | 2023 | 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jarrad Murphy | 2002 | 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - Flinders University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2007 - Self Managed Superannuation Funds - Diploma (AQF 5) - FINSIA ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jeffrey William English | 1998 | 1995 - Bachelor of Commerce - - USQ ~ 1998 - CPA - - CPA ~ 2002 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2011 - Margin Lending Geared Investments - - Kaplan ~ 2014 - ALPA - - Kaplan |
| John Gregoire | 2001 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Assocation of Australia ~ 2017 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Jolie Margaret Boyce | 2018 | 2004 - Diploma of Financial Planning 1-8 - - FPA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jonathan Schafer | 2009 | 2007 - Bachelor of Commerce/Bachelor of Economics - Bachelor Degree (AQF 7) - University of New Castle ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jonathan Scott Muchmore | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - - Securities Institute ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Finsia ~ 2013 - Self Managed Super Funds - - Kaplan |
| Jose Eli Hernandez | 2009 | 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Advanced Diploma of Financial Services - - Kaplan Professional ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Judy LU Yan | 2001 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Justin James Turtle | 2009 | 2008 - Diploma of Financial Planning - - Mentor Education ~ 2010 - Advanced Diploma Of Financial Planning - - Mentor Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - SMSF - - Mentor ~ 2015 - ALPA - - Kaplan |
| Kate Emily Gleeson | 2024 | 2007 - Bachelor of Commerce (Accounting & Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2022 - Ethic and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Katherine Evelyn Cassells | 2018 | 1989 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2024 - Commercial Law - Other - Kaplan Professional |
| Kathryn Anne Paget | 1994 | 1999 - Certified Financial Planner - - FPA ~ 1999 - Diploma of Financial Planning - - FPA ~ 2011 - SMSF - - Terra Cordis ~ 2014 - ALPA - - Kaplan |
| Kenneth John Wicks | 1997 | 1987 - Bachelor of Business (Accountancy) - - Queensland Univeristy of Technology ~ 2002 - Certified Financial Planner - - FPA ~ 2002 - Diploma of Financial Planning - - Financial Planning Australia ~ 2011 - Self Managed Super Fund accreditation - - Kaplan ~ 2012 - ALPA - - Kaplan |
| Kent George Thomas | 2004 | 1992 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 1998 - Certified Practicing Accountant - - CPA ~ 1998 - Graduate Diploma of Applied Finance and Investment - - Securities Institute of Australia ~ 2013 - Certified Financial Planner - - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kevin Chow | 2018 | 2017 - Bachelor of Commerce (Finance & Information Systems) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Koreen Govender | 2018 | 2013 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Kostas Mavrikios | 2010 | 2007 - Bachelor of Business (Financial Management) - Bachelor Degree (AQF 7) - La Trobe University ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Certified Financial Planner - Professional Designations - FPA |
| Kristy Lee Coulin | 2018 | 2002 - Bachelor of Business - - University of Newcastle Australia ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kylie Goedee | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kym Anne Coleman | 2022 | 2004 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Louella Jorge | 2001 | 2001 - Bachelor of Economics - - Sydney University ~ 2003 - Diploma of Financial Planning - - FPA ~ 2005 - Certified Financial Planner - - FPA ~ 2011 - Self Managed Super Funds - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - - Kaplan Professional |
| Louise Doughty | 2008 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2021 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology |
| Loula Kouzeleas | 1987 | 1984 - Bachelor of Science - Bachelor Degree (AQF 7) - The University of Sydney ~ 1999 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2006 - SMSF Specialist Adviser - Professional Designations - SMSFA ~ 2011 - Margin Lending and Geared Investment - Diploma (AQF 5) - Kaplan Professional |
| Luke Verwey | 2001 | 2000 - Bachelor of Economics - - University of Western Sydney ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2017 - Certified Financial Planner - - Financial Planning Association of Australia |
| Malcolm Robert Brown | 1988 | 2004 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2020 - Ethics and Professionalism In Financial Advice - Bridging Course - Ethics - Kaplan |
| Marcus Charles Carlson | 2016 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2012 - Advanced Diploma of Financial Planning (Financial Services) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mario Bardella | 2009 | 1998 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy |
| Mark Adrian Robinson | 2006 | 1986 - Bachelor of Science in Economics (Honours) - - The University of Hull ~ 2001 - CFP - - FPA ~ 2001 - Diploma of Financial planning (DFP1 - 8) - - Deakin university ~ 2002 - Master of Business Administration (Executive) - - UNSW and Sydney University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca |
| Mark Allan Gunn | 2018 | 2014 - Bachelor of Commerce and Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Mark Anthony Cann | 1995 | 2004 - Advanced Diploma of Financial Services (FP) - - Integratec ~ 2004 - Diploma of Financial Services (Financial Planning) - - Integratec ~ 2016 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2016 - Superconcepts & ICFS Specialist SMSF course - - The University of Adelaide ~ 2018 - Margin Lending - - Monarch Institute |
| Mark John Rossi | 1998 | 1985 - Bachelor of Arts - - James Cook University ~ 1989 - Bachelor of Education - - James Cook University ~ 1997 - Bachelor of Economics - - James Cook University ~ 1998 - Introduction to Financial Planning - - FPA |
| Mark John Smith | 1999 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2024 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mate Kurtin | 0 | 2008 - Graduate Diploma in Global Wealth Management - Graduate Diploma (AQF 8) - The University of Adelaide ~ 2008 - Tax, Estate and Wealth Planning - Graduate Diploma (AQF 8) - The University of Adelaide ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Commercial Law - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew Buttsworth | 2006 | 2002 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Francis Mccarthy | 2001 | 2003 - Diploma of Financial Planning - - Deakin University ~ 2008 - Masters of Financial Planning - - University of the Sunshine Coast ~ 2018 - Certified Financial Planner - - FPA ~ 2019 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education |
| Matthew Robert Clements | 2018 | 2010 - Bachelor of Business (Management, Industrial Relations, and Human Resources Management) - - The University of Newcastle ~ 2010 - Bachelor of Commerce (Finance) - - The University of Newcastle ~ 2013 - Graduate Diploma (ICAA) - - The Institute of Chartered Accountants ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Matthew Simpson-foster | 2013 | 2010 - Diploma of Financial Services (Financial Planning) - - Australian Institute of Financial Services and Accounting (AIFA) ~ 2014 - Advanced Diploma of Financial Services (Financial Planning) - - International Institute of Technology (IIT) ~ 2016 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology ~ 2017 - Principles of Margin Lending - - International Institute of Technology |
| Matthew William Corry | 2014 | 2010 - Bachelor of Business - - University of Technology Sydney ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2015 - ALPA - - Kaplan |
| Maureen Carmel Bursich | 2004 | 1990 - Bachelor of Arts - - Ballarat University ~ 1992 - Diploma of Education - - Australian Catholic University ~ 2003 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2005 - Bachelor of Laws - - Victoria University of Technology ~ 2005 - PS 146 Knowledge assessment - - Tribeca |
| Megan Maree Mcgrath | 2000 | 2003 - Certified Financial Planner - - FPA ~ 2003 - Diploma of Financial Planning ( DFP 1-8) - Diploma (AQF 5) - FPA ~ 2007 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2011 - SMSF Specialist Adviser - Diploma (AQF 5) - SMSFA |
| Melinda Jayne Harmer | 2018 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning (1-6) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Melissa Jayne Sinclair | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Meredith Trew | 2002 | 1993 - Bachelor of International Business - Bachelor Degree (AQF 7) - Griffith University ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Commercial Law - Other - Kaplan Professional |
| Michael David Alexander Smith | 2004 | 2004 - Diploma of Financial Advising - - Securities Institute ~ 2006 - Self Managed Super Funds - - Tribeca ~ 2011 - ASX ALPA Program - - Kaplan ~ 2016 - Tier 1 Margin Lending - - Kaplan |
| Michael George Loizou | 1998 | 1991 - Bachelor of Business - - University of Technology Sydney ~ 2001 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2001 - Financial Planning Specialist - - ICAA |
| Michael John Chettle | 2006 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2008 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional Education ~ 2014 - ASX Listed Products Accreditation Course - Other - LPAC Online ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Michael John Stout | 2003 | 1982 - Bachelor of Economics - - Monash University ~ 1993 - Graduate Diploma of Applied Finance and Investment - - The Securities Institute of Australia ~ 2002 - Diploma of Financial Planning - - FPA ~ 2012 - SMSF - - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Krivonos | 2006 | 1996 - Bachelor of Arts - - Monash University ~ 1997 - Graduate Diploma of Education and Training - - University of Melbourne ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2012 - SMSF - - Kaplan ~ 2014 - ALPA - - Kaplan |
| Michael LE | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2003 - Diploma of Financial Services - Diploma (AQF 5) - Commonwealth Bank ~ 2004 - Bachelor of Business (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney |
| Michael Pelegrino Iacovella | 1996 | 1992 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Queensland Univeristy of Technology ~ 1997 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia (FINSIA) ~ 2005 - Advanced Diploma of Financial services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2011 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Raymond Frewin | 2009 | 2008 - Bachelor of Economics (2007) & Bachelor of Finance (2008) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2009 - Graduate Diploma in Global Wealth Management - Graduate Diploma (AQF 8) - The University of Adelaide ~ 2013 - ASX Accredited Listed Product Adviser Program (ALPA) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael Robert Allen | 1993 | 2007 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Michael Scott Kerr | 1995 | 1995 - Bachelor of Economics - - The University of Queensland ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning (Aust) Pty Ltd ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mina Greiss | 2010 | 2009 - Bachelor of Commerce - - Deakin University ~ 2015 - Certified Financial Planner - - FPA |
| Murray Andrew Harvey | 2001 | 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Murray Wynne | 2003 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2012 - Estate Planning - Diploma (AQF 5) - Mentor Education Group ~ 2012 - Taxation - Diploma (AQF 5) - Mentor Education Group |
| Natalie Flaskas | 2009 | 2008 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2009 - Master of Applied Finance - Masters Degree (AQF 9) - University of Wollongong ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nathan Lawrence Green | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Specialist SMSF Adviser Training Course - - SMSF Strategies Pty Ltd ~ 2015 - Accredited Listed Product Adviser Program (ALPA) - - Kaplan |
| Nathan Ross Baker | 2011 | 2008 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Advanced Diploma - Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Neville John Brunton | 2014 | 2013 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Monarch Institute ~ 2015 - Advanced Diploma of Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Monarch Institute ~ 2015 - Diploma of Financial Planning - SMSF - Diploma (AQF 5) - Monarch Institute ~ 2015 - Retirement Planning - Diploma (AQF 5) - The University of New South Wales ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicholas Kupraiou | 2014 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Tier 1 Margin Lending - Personal Advice - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicholas Robert Cowling | 2005 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advance Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicholas Sheather | 2001 | 1997 - Bachelor of Commerce (major Economics) - Bachelor Degree (AQF 7) - Macquarie University ~ 2001 - Diploma of Financial Planning 1-8 - Diploma (AQF 5) - FPA ~ 2004 - Certified Financial Planner - - FPA ~ 2012 - SMSF Specialist Adviser - Professional Designations - SMSFA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nick Arkoudis | 2009 | 2009 - Graduate Diploma of Applied Finance (Financial Planning) - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicola Angela Weber | 2006 | 2009 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional Education ~ 2010 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional Education ~ 2011 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2016 - Masters of Business Administration - Masters Degree (AQF 9) - Griffith University |
| Nina Marie Mcinnes | 2024 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Noel Kevin Bailey | 1998 | 2002 - Certificate IV Financial Planning - Certificate (AQF 1-4) - Integratec |
| Patrick John Carberry | 1989 | 1983 - Diploma of Accounting - - Canberra College of Technical and Further Education ~ 1996 - Financial Markets - - Securities Institute ~ 1999 - Certified Financial Planner - - FPA ~ 1999 - DFP 1-8 - - FPA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paul Anthony Patrick Murphy | 1992 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - GWM Adviser Services Ltd ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Paul Bursich | 1986 | 1991 - Bachelor of Business (Accounting) - - Victoria University of Technology ~ 2000 - Certified Financial Planner - - FPA ~ 2000 - Financial Plan Construction & Review - - FPA ~ 2012 - SMSF - - Kaplan ~ 2014 - ALPA - - Kaplan |
| Paul Geoffrey Mercer | 2004 | 1997 - Diploma of Superannuation Management - - Macquarie University ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2005 - Certified Financial Planner - Professional Designations - FPA ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Paul John Parsons | 1998 | 2005 - Diploma of Financial Planning - DFP 1- 6 - - FPA and Kaplan |
| Paul Wayne Farrington | 2000 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2004 - Certified Financial Planner Program - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2005 - Certificate in Applied Self-Managed Super Fund Advice - Certificate (AQF 1-4) - Australian Executor Trustees |
| Paul William Fogden | 1988 | 1978 - Bachelor of Commerce (Accounting, Finance & Systems) - - The University of New South Wales ~ 1978 - Bachelor of Commerce - - University of New South Wales ~ 1990 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 1990 - Diploma of Financial Planning - - International Association for Financial Planning (Australia) ~ 2006 - RG146 Assessment - - Kaplan ~ 2016 - Provide Advice in Financial Planning - - Kaplan |
| Paul William Guttridge | 2011 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| Peter Andrew Ornsby | 2007 | 2007 - Diploma of Financial Services - - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Peter John Foley | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - Advanced Diploma of financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investment - Diploma (AQF 5) - Kaplan Professional ~ 2015 - SMSF Level 2 Accreditation - Other - IOOF (Internal Only) |
| Peter John Mccormick | 1994 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) |
| Rachna Chandna | 1999 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2003 - Master of Management (Finance) - Masters Degree (AQF 9) - Macquarie University ~ 2008 - Master of Business Administration - Masters Degree (AQF 9) - Macquarie University ~ 2010 - Certified Financial Planner Program - - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ravi Dayaram Moolchandani | 2014 | 2010 - Master of Commerce (Professional Accounting) - Masters Degree (AQF 9) - University of Ballarat ~ 2014 - Diploma in Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self Managed Super Funds - Diploma (AQF 5) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rebecca Lloyd | 2012 | 2003 - Bachelor of Commerce - - University of Western Sydney ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Reinald Paulo Daguio | 2005 | 2004 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2012 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Renay Elizabeth Richardson | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Rex Whitford | 2001 | 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2012 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast (USC) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Riccardo Fina | 2018 | 2017 - Bachelor of Business (Economics and Finance) - - RMIT University |
| Richard John Stone | 2015 | 2004 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - FPA ~ 2016 - Fellow, Chartered Financial Practitioner - - Asia Pacific Financial Services Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Richard Mark Muszynski | 2000 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2004 - Certificate in Self Managed Superannuation Funds - Diploma (AQF 5) - Tribeca ~ 2011 - DPML Margin Lending - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Richard Rohitesh Pillay | 2011 | 2006 - Bachelor of Economics - - Macquarie University ~ 2008 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - CFP (Certified Financial Planner) - - FPA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rick Foster | 1994 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2005 - Certified Financial Planner - - FPA ~ 2011 - Introduction to Aged Care - - Aged Care Adviser Network ~ 2011 - Margin Lending Accreditation Program - Diploma (AQF 5) - Financial Essentials ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Robert Anthony Reid | 2010 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Finsia ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - MLC Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Robert John DE Lepervanche | 1996 | 1991 - Bachelor of Agricultural Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 2001 - Certified Financial Planner - Professional Designations - FPA ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA |
| Robert Sekulovski | 2000 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca (Kaplan Professional) ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca (Kaplan Professional) ~ 2011 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robert Snell | 1988 | 1983 - Bachelor Of Arts - Bachelor Degree (AQF 7) - UNSW ~ 1999 - Diploma Of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2006 - SMSF Specialist Adviser - Professional Designations - SMSFA ~ 2012 - Margin Lending and Geared investments - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Robert Zobouian | 2015 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Sydney University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education |
| Roger Sousa | 2000 | 2004 - Diploma of Financial Services (Financial Planning - Diploma (AQF 5) - Tribeca ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Rohit Banwarilal Maheshawari | 2007 | 1997 - Bachelor of Commerce - - Dr. B.R Ambedkar University ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2014 - Margin Lending - Certificate (AQF 1-4) - MEntor Education ~ 2019 - CFP Certification Program - Other - Financial Planning Association Of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Commercial Law - Other - Kaplan Professional |
| Rosylea Joan Copp | 2018 | 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Russell Bruce Crozier | 1987 | 2004 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Ryan Cooper | 2011 | 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ryan Muir | 2010 | 2004 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2006 - Bachelor of Laws - Bachelor Honours Degree (AQF 8) - University of Newcastle ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Ryan Zahner | 2015 | 2002 - Diploma of Business (Banking & Finance) - Diploma (AQF 5) - RMIT University ~ 2006 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2015 - Margin Lending Adviser (Personal Advice) - Diploma (AQF 5) - Mentor Education ~ 2015 - Self Managed Superannuation Fund Advisor (Personal Advice) - Diploma (AQF 5) - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education |
| Sally Anne Dixon | 2013 | 2004 - Diploma of Business Management - Diploma (AQF 5) - Cooloola Sunshine Institute of Tafe ~ 2010 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - The National Finance Institute ~ 2013 - Diploma in Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sandra Cartwright | 2000 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Satinder Singh | 2015 | 2014 - Diploma in Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Scott Riddell | 2013 | 2010 - Bachelor of Business (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2013 - DPML Margin Lending - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sean Southwell | 2001 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner - - FPA ~ 2009 - CFP - - Deakin University ~ 2012 - ALPA - - Kaplan ~ 2012 - Cavendish & ICFS Specialist SMSF Course - - Cavendish |
| Selwyn Kishore | 2018 | 2012 - Bachelor of Business and Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Shane Crichton | 2000 | 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Shane Edward Jackson | 2018 | 2014 - Bachelor of Business (Accounting, Banking and Finance) - - Monash University ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Shantel Evans | 2018 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Simon Andrew Reid | 2007 | 2006 - Diploma Financial Services (Financial Planning) - - Tribeca ~ 2007 - Accredited Derivatives Adviser LEVEL ONE - - Kaplan ~ 2012 - Self Managed Super Funds - - Kaplan ~ 2013 - Advanced Diploma Financial Planning - - Kaplan ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan Professional |
| Simon Jerome Hodges | 2000 | 2000 - Bachelor of Economics - - University of New England ~ 2001 - Diploma of Financial Planning - - FPA ~ 2004 - Master of Commerce (Finance with Banking) - - University of Sydney ~ 2006 - Certified Financial Planner - - FPA ~ 2011 - SMSF - - Kaplan |
| Simon Paul Sheffield Young | 1996 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Simone Monica O'hara | 1996 | 2002 - Diploma of Financial Planning - - Financial Plannning Association ~ 2005 - Certified Financial Planner - - FPA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Stephen Baxter | 2010 | 2005 - Bachelor of Finance - - University of Newcastle ~ 2010 - Diploma of Financial Planning (Financial Services) - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Stephen Bruce Lowe | 2003 | 2016 - Diploma of Financial Planning - - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stephen Donald Newman | 2002 | 2002 - DFP 1 - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2002 - DFP 4 - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University - FPA ~ 2003 - Risk Management - Diploma (AQF 5) - Integratec |
| Steven Carl Hampel | 1993 | 1998 - CFP - - FPA ~ 2001 - DFP 1-8 - - FPA ~ 2012 - SMSF - - Kaplan ~ 2014 - ALPA - - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Steven Greenham | 1994 | 2009 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2015 - Self Managed Superannuation Funds - Diploma (AQF 5) - Mentor Education |
| Steven Kupraiou | 2012 | 2011 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Steven Woodford | 2007 | 2008 - Master of Financial Planning - - RMIT University ~ 2014 - Margin Lending - - Mentor Education ~ 2014 - Self Managed Superannuation Funds - - Mentor Education ~ 2015 - Accredited Listed Product Adviser Program - - KAPLAN |
| Stuart Bates | 2001 | 2006 - Diploma Financial Planning - - Deakin University ~ 2008 - Certified Financial Planner - - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stuart Craig Jackson | 1988 | 1979 - Bachelor of Arts - - Monash University ~ 1995 - CFP - - FPA ~ 2005 - ASX Listed Products Accreditation course (Share Valuation and Portfolio construction ) - - Savings Factory ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - SMSF - - Mentor |
| Symonne Ann Ellis | 2015 | 2005 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2018 - Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Tamara Skybyneckyj Klose | 1999 | 2003 - DFP 8 - Financial Plan Construction & Review - - Financial Planning Association of Australia ~ 2005 - PS146 Diploma Skills Assessment - - Tribeca ~ 2006 - SMSF Specialist Advisor - - SMSFA ~ 2007 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Thi MY Ngoc (anna) Tran | 2017 | 2002 - Bachelor of Science (Psychology) - Bachelor Degree (AQF 7) - The University of Sydney ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Investment Banking Institute ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Thomas Mitchell Momsen | 2010 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Timothy D'astoli | 2010 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Diploma (AQF 5) - The University of Adelaide |
| Timothy Gray | 2004 | 2002 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2014 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Todd Francis Tudor-stack | 2017 | 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Tony Linstrom | 2002 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2008 - Certified Financial Planner - Professional Designations - FPA ~ 2013 - Advanced Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tracey Boam | 2003 | 2006 - Advanced Diploma of Financial Services - - ThreeSixty ~ 2010 - Certified Financial Planner Certification Program - - Financial Planning Association of Australia ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Tracey Shamon | 2003 | 2002 - Bachelor of Applied Finance and Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Macquarie University ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2010 - CFP Certification Program - - Financial Planning Assocation of Australia ~ 2011 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Trent Sanfead | 2002 | 2003 - Foundation DFP - - Financial Planning Association of Australia ~ 2004 - Certificate 111 in Mortgage Lending - - AAMC Training Group ~ 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional Education |
| Troy Les Young | 2022 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Vanessa Dicola | 2017 | 2014 - Bachelor of Applied Finance and Bachelor of Management - Graduate Certificate (AQF 8) - University of South Australia ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia (FPA) |
| Vikas Modgil | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2024 - Commercial Law - Other - Kaplan Professional ~ 2024 - Tax for Financial Advising - Other - Kaplan Professional |
| William HA | 2010 | 1999 - Bachelor of Business - - University of Technology Sydney (UTS) ~ 2010 - Diploma of Financial Services - - Kaplan Professional |
| Yaotao Zeng | 2017 | 2011 - Bachelor of Commerce (Accounting) - - The University of Sydney ~ 2012 - Diploma of Financial Planning - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Accredited Listed Product Adviser Program - - Kaplan ~ 2017 - CFP Certification Program - - Financial Planning Association of Australia |