This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Magdeline Baramilis | 2024 | 2021 - Master of Commerce - Masters Degree (AQF 9) - UNSW |
| Nicholas Moustacas | 2002 | 1990 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Woollongong ~ 1994 - Certificate of Public Practice - Professional Designations - Chartered Accountants Australia & New Zealand (CAANZ) ~ 2001 - Financial Planning Proper Authority Course - Diploma (AQF 5) - Securities Institute of Australia ~ 2011 - SMSF Specialist Advisors (SSA) - Professional Designations - SMSF Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stefano Duro | 2012 | 2007 - Diplomas of Financial Services (financial planning) - - TAFE NSW ~ 2012 - Bachelor of Financial Advising - - University of Western Sydney |
| Sue-ellen Hogan | 2003 | 2003 - Certificate IV in Financial Planning - Certificate (AQF 1-4) - Kaplan Professional Education (formerly Integratec) |
| Timothy Ching | 2008 | 1998 - Bachelor of Mathematics and Finance - - UTS ~ 2006 - Graduate Diploma of Financial Planning - - FINSIA |