This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Andrew Debono | 2015 | Advanced Diploma of Financial Planning - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Applied Finance with Bachelor of Economics (Qualification) - Macquarie University ~ Bachelor of Applied Finance with Bachelor of Economics (Qualification) - Macquarie University ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd |
Anthony Poole | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Business - Insearch (University of Technology Sydney) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional |
Kristian Zuza | 2017 | Bachelor of Business Major in Accounting Major Sub Major in Small Business Accounting - University of Technology Sydney ~ Bachelor of Business Major in Accounting Major Sub Major in Small Business Accounting - University of Technology Sydney ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Margin Lending Specialist - Kaplan ~ Margin Lending Specialist - Kaplan ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Eduction ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Eduction |
Tony LU | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca |