This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam VO | 0 | 2016 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New South Wales ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Alexandria Thomaschuetz | 2006 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2023 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional Education ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education ~ 2023 - Taxation for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional Education |
| Donald Maxwell Jeffers | 1980 | 1985 - Certified Investment & Financial Adviser (Distinction) - - Australian Society of Investment & Financial Advisors Ltd ~ 1992 - Senior Associate - - Financial Planning Association ~ 1993 - Certified Financial Planner (Special Entry 'A') - - Financial Planning Association ~ 1995 - Diploma of Financial Planning - - RMIT ~ 2003 - Self Managed Superannuation Fund Adviser Course - - The Strategist Group |
| Jonathan Brent Young | 2018 | 2001 - Bachelor of Commerce (Accounting) - - University of Cape Town ~ 2002 - Postgraduate Diploma in Accounting - - University of Cape Town ~ 2017 - Diploma of Financial Planning - - Monarch Institute ~ 2018 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association ~ 2022 - Taxation for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Justin Ishac | 2017 | 2015 - Bachelor of Economics (Economics and Finance) - - University of New South Wales ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional Education ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional Education |
| Naomi Rosenthal | 2004 | 1995 - Bachelor of Arts (Psychology) - - Macquarie University ~ 2003 - Diploma of Financial Services FNB50199 - - Commonwealth Bank of Australia ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia (SIA) ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia (SIA) ~ 2010 - Masters of Applied Finance (Financial Planning) - - Kaplan Professional ~ 2010 - Masters of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Yosha Steeghs-doorn | 2010 | 2009 - Bachelor of Business (Graduated with Distinction) - - Queensland University of Technology ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds Program - - Kaplan Professional ~ 2013 - Accredited Listed Product Adviser Program - - Kaplan Professional |