This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anna Wong | 2008 | 1998 - Bachelor of Commerce - - Macquarie University ~ 2002 - Chartered Accountant - - Institute of Chartered Accountants in Australia ~ 2006 - Graduate Diploma of Financial Planning - - Finsia ~ 2006 - SMSF Specialist Advisor Accreditation - - Self-Managed Super Fund Professionals Association of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Wilson Tjoa | 2011 | 2004 - Bachelor of Commerce - - University of NSW ~ 2007 - Chartered Accountants - - Chartered Accountants in Australia ~ 2010 - Graduate Diploma of Applied Finance - - Kaplan ~ 2010 - Self Managed Super Funds - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |