This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anna Wong | 2008 | Bachelor of Commerce - Macquarie University ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Finsia ~ SMSF Specialist Advisor Accreditation - Self-Managed Super Fund Professionals Association of Australia |
| Wilson Tjoa | 2011 | Bachelor of Commerce - University of NSW ~ Chartered Accountants - Chartered Accountants in Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan ~ Self Managed Super Funds - Kaplan |