Ppn Wealth Pty ltd

AFS License Number
459049
Name
Ppn Wealth Pty ltd
ABN/ACN/ARBN
73163571051
Licensee issued
July 28, 2014
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Marc Barry 2015 Batchelor of Commerce - University of Wollongong ~ Chartered Accountant - Institute of Chartered Accountants ~ Graduate Diploma of Financial Planning - Securities Institute
 Adam Nicholson 2008 Bachelor of Business - Victoria University ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professional in Financial Advice - Kaplan ~ Margin Lending - Kaplan ~ Self Managed Super Fund - Kaplan
 Alistair Piercy 1986 Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Superannuation Investments - RMIT
 Gerard Joseph O'shaughnessy 2007 Bachelor of Economics - ANU ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Ethics and Professionalism in Financial Advie - Kaplan ~ Grad Dip Computing - RMIT ~ Grad Diploma in Financial Planning - Securities Institute
 Hayden Health Booth 2015 Batchelor of Business - UTS ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Chartered Accounting - Institute of Chartered Accountants ~ Securities and Managed Investments - Kaplan
 Jonathan Wood 2006 Diploma in Financial Services - Kaplan
 Nicholas Pike 1995 Bachelor of Business(Banking & Finance) - Monash Uni ~ Ethic and Professionalism in Financial Advice - Kaplan ~ RG 146 - UTS
 Stewart John Collingwood 2002 Advanced Diploma of Business Marketing - Swinburne Institute of Technology ~ Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan