This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brigitta Hembrow-gersey | 2017 | 2014 - Bachelor of Economics - Other - Free University of Bruxelles ~ 2017 - Advanced Master in Economic Science (Economic Analysis and European Policy) - Other - Universite Libre De Bruxelles ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Christine Britt-lewis | 2001 | 2004 - Diploma of Financial Planning - - FPA ~ 2006 - Certified Financial Planner - - FPA ~ 2012 - AEPS Accredited Estate Planning Strategist - - FPA ~ 2013 - SMSF Specialist Advisor (SSA) Accrediation - - SMSF Association |
| Nigel Gower Baker | 2000 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2000 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2005 - Chartered Accountant - Professional Designations - ICAA ~ 2020 - FASEA Exam - Other - FASEA |
| Wayne Billington | 1991 | 1976 - Bachelor of Arts - - Macquarie University ~ 1988 - Diploma in Geoscience - - Macquarie University ~ 2004 - Diploma of Financial Planning - - FPA ~ 2005 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association |