This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
David John Marsden | 1994 | Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Planning (DFP) - RMIT and Deakin Universities ~ FASEA Exam - FASEA ~ Margin Lending and Geared Investments - Kaplan ~ Master of Personal Financial Planning (MFinPlan) - University of Southern Queensland |
Henry Robert Mcghee | 2015 | Diploma of Financial Planning (FNS50611) - Kaplan |
Jose Antonio Perez Retamal | 2013 | Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT) ~ MLFNS - Principles of Margin Lending - International Institute of Technology Pty Ltd (IIT) ~ Principles in Self Managed Superannuation Funds - International Institute of Technology Pty Ltd (IIT) |
Kellie Jane Treweek | 2011 | ALPA - Kaplan ~ Advanced Diploma of Financial Services - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
Liam Danson Kirkpatrick | 0 | Graduate Diploma of Financial Planning - Kaplan |
Lochlan Sean Sirett | 0 | Graduate Diploma of Financial Planning - Kaplan |
Stuart John Dinning | 2005 | Diploma of FInancial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Taxation Planning - Kaplan |
Terry Barron | 1987 | CFP - FPA ~ Diploma of Financial Planning - FPA ~ ICFS Specialist for SMSF - Cavendish - University of Adelaide |
Timothy Michael Bolton | 2015 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning FNS50611 - RG146 Training ~ Graduate Certificate of Financial Planning - Griffith University |
Tony Allan Sirett | 1990 | Diploma of Financial Planning - Deakin University ~ Financial Adviser Exam - FASEA |