This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Henry Robert Mcghee | 2015 | 2015 - Diploma of Financial Planning (FNS50611) - - Kaplan |
| Jose Antonio Perez Retamal | 2013 | 2013 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Advanced Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Principles in Self Managed Superannuation Funds - - International Institute of Technology Pty Ltd (IIT) ~ 2018 - MLFNS - Principles of Margin Lending - Other - International Institute of Technology Pty Ltd (IIT) |
| Liam Danson Kirkpatrick | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Lochlan Sean Sirett | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Stuart John Dinning | 2005 | 2005 - Diploma of FInancial Services (Financial Planning) - - Tribeca ~ 2007 - Self Managed Superannuation Funds - - Kaplan ~ 2009 - Taxation Planning - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Timothy Michael Bolton | 2015 | 2014 - Diploma of Financial Planning FNS50611 - - RG146 Training ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Griffith University |
| Tony Allan Sirett | 1990 | 2003 - Diploma of Financial Planning - - Deakin University ~ 2019 - Financial Adviser Exam - Other - FASEA |