This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexandra Anne Payn | 2022 | Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Brett Headrick | 2010 | B Bus (Acct) - QUT ~ Grad Dip App Fin & Investment - SIA ~ Margin Lending & Geared Investments - Kaplan ~ Specialist Knowledge: Superannuation - Kaplan ~ Tier 2 - Cash & Deposit Taking - Kaplan |
| Cole James Wilkinson | 2010 | B Business - QUT ~ Financial Planning - Kaplan ~ Graduate Certificate in Innovation and Entrepreneurship - The University of Adelaide ~ Securities - Kaplan ~ Superannuation - Kaplan |
| Daniel Partridge | 2006 | Advanced Diploma of Financial Services (Financial Planning) - GWM Adviser Services Limited ~ Margin Lending and Geared Investments - Kaplan Professional ~ Maters in Financial Planning - Griffith University ~ Self Managed Superannuation Funds - Kaplan Professional ~ Superannuation and Planning - FINSIA |
| Daniele DI Girolamo | 2016 | Bachelor Of Business (Economics) - Queensland University of Technology ~ DFP 3, Superannuation and Retirement Planning - Kaplan ~ DFP4 Securities,Managed Investments and Generic Knowledge - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foundations of Financial Planning A and B, Generic Knowledge (DFP1) - Kaplan |
| Edward Fletcher | 2012 | ADA2 Level 2 - Kaplan Professional Education ~ Bachelor of Business (Management) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education |
| Jeremy Jones | 2018 | Bachelor of Business (Accountancy)/Bachelor of Laws - QUT ~ Graduate Certificate in Innovation and Entrepreneurship - The University of Adelaide ~ Post Graduate Diploma of Chartered Accountancy - CA ANZ ~ SUPERANNUATION ADVISER (PERSONAL ADVICE) - MENTOR EDUCATION |
| Mark Nicholson | 2004 | B Bus (Acct) - QUT ~ Grad Dip App Fin & Investment - SIA |
| Morgan Papi | 2017 | Bachelor of Business - QUT ~ Certified Financial Planner - FPA ~ RG146 - Kaplan |
| Nigel Fischer | 2004 | B Bus & Acct - QUT ~ B Bus & Acct - QUT ~ Margin Lending & Geared Investments - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Policy Statement 146 - Quantum ~ Policy Statement 146 - Quantum ~ Specialist Knowledge: Derivatives - Kaplan ~ Specialist Knowledge: Derivatives - Kaplan ~ Specialist Knowledge: Financial Planning - Kaplan ~ Specialist Knowledge: Financial Planning - Kaplan |
| Norman Thurecht | 2018 | TIER 1 SUPERANNUATION - KAPLAN |
| Peter Camenzuli | 2010 | B Bus - QUT ~ Grad Diploma of Applied Finance and Investments - FINSIA ~ Specialist Knowledge: Derivatives - Kaplan ~ Tier 2 - Cash and Deposit Taking - Kaplan |
| Rebecca Ann Nipperess | 2022 | Bachelor of Commerce - Griffith Uni |
| Tracey Norris | 2004 | Accredited SMSF Association Specialist Course - CAANZ/UNSW ~ Adv Dip Fin Serv (Superannuation) - Macquarie Uni ~ Associate Diploma of Superannuation Management - Macquarie Uni ~ B Comm - JCU ~ Policy Statement 146 - Quantum |