This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexandra Anne Payn | 2022 | 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Brett Headrick | 2010 | 1996 - B Bus (Acct) - - QUT ~ 2001 - Grad Dip App Fin & Investment - - SIA ~ 2004 - Specialist Knowledge: Superannuation - - Kaplan ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2010 - Tier 2 - Cash & Deposit Taking - - Kaplan |
| Cole James Wilkinson | 2010 | 2007 - B Business - - QUT ~ 2010 - Financial Planning - - Kaplan ~ 2011 - Securities - - Kaplan ~ 2011 - Superannuation - - Kaplan ~ 2012 - Graduate Certificate in Innovation and Entrepreneurship - Certificate (AQF 1-4) - The University of Adelaide |
| Daniel Partridge | 2006 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - - GWM Adviser Services Limited ~ 2007 - Superannuation and Planning - - FINSIA ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2018 - Maters in Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Daniele DI Girolamo | 2016 | 2011 - Bachelor Of Business (Economics) - - Queensland University of Technology ~ 2015 - DFP4 Securities,Managed Investments and Generic Knowledge - - Kaplan ~ 2016 - DFP 3, Superannuation and Retirement Planning - - Kaplan ~ 2016 - Foundations of Financial Planning A and B, Generic Knowledge (DFP1) - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Edward Fletcher | 2012 | 2005 - Bachelor of Business (Management) - - Queensland University of Technology ~ 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2013 - ADA2 Level 2 - - Kaplan Professional Education |
| Jeremy Jones | 2018 | 2000 - Bachelor of Business (Accountancy)/Bachelor of Laws - Bachelor Degree (AQF 7) - QUT ~ 2003 - Post Graduate Diploma of Chartered Accountancy - Graduate Diploma (AQF 8) - CA ANZ ~ 2012 - Graduate Certificate in Innovation and Entrepreneurship - Certificate (AQF 1-4) - The University of Adelaide ~ 2018 - SUPERANNUATION ADVISER (PERSONAL ADVICE) - - MENTOR EDUCATION |
| Mark Nicholson | 2004 | 1988 - B Bus (Acct) - - QUT ~ 1997 - Grad Dip App Fin & Investment - - SIA |
| Morgan Papi | 2017 | 2013 - Bachelor of Business - - QUT ~ 2016 - RG146 - - Kaplan ~ 2019 - Certified Financial Planner - Other - FPA |
| Nigel Fischer | 2004 | 1991 - B Bus & Acct - - QUT ~ 2004 - Policy Statement 146 - - Quantum ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2010 - Specialist Knowledge: Derivatives - - Kaplan ~ 2010 - Specialist Knowledge: Financial Planning - - Kaplan |
| Norman Thurecht | 2018 | 2014 - TIER 1 SUPERANNUATION - - KAPLAN |
| Rebecca Ann Nipperess | 2022 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith Uni |
| Taylah Jane Saltmarsh | 0 | 2022 - Graduate Diploma in Business - Graduate Diploma (AQF 8) - Queensland University of Technology |
| Tracey Norris | 2004 | 1991 - B Comm - - JCU ~ 2004 - Associate Diploma of Superannuation Management - - Macquarie Uni ~ 2005 - Policy Statement 146 - - Quantum ~ 2006 - Adv Dip Fin Serv (Superannuation) - - Macquarie Uni ~ 2013 - Accredited SMSF Association Specialist Course - Other - CAANZ/UNSW |
| William Thomas O'mahoney | 0 | 2015 - Bachelor of Financial Planning - Bachelor Degree (AQF 7) - Central Queensland University |