This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Wilson | 2006 | 2007 - Diploma - Financial Planning - - Pinnacle Financial Services Academy ~ 2011 - Self Managed Superannuation Funds & Margin Lending - - Kaplan Professional ~ 2015 - Postgraduate Certificate Applied Finance - - Macquarie University |
| Carmelo Viola | 1999 | 2003 - Advanced Diploma of Financial Planning - - Tribeca ~ 2010 - Certified Financial Planner Certification - - Financial Planning Association of Australia |
| David Scott Mcgill | 2006 | 1986 - Bachelor of Business Majoring in Accounting - - Kuring-gai College of Advanced Education ~ 2002 - Financial Planning Propert Authority - - Institure of Chartered Accountants in Australia |
| Jordan Kennedy | 2008 | 2006 - Bachelor of Business (Accounting) - - University of Western Sydney ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2013 - Diploma of Finance and Mortgage Broking Management - - Finance & Related Services Training Academy ~ 2015 - Graduate Certificate in Entrepreneurship & Innovation - - The University of Adelaide |
| Karlson Tan | 2022 | 2018 - Bachelor of Business (majoring in Finance and Economics) - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN Professional |
| Martin James Fowler | 1999 | 1992 - Bachelor of Business - - University of Technology ~ 1999 - Graduate Diploma in Financial Planning - - Secuties Institute of Australia ~ 2002 - Graduate Diploma in Applied Finance & Investment - Majoring in Investment Management - - Securities Institute of Australia |
| Michael Hart | 2022 | 2019 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Peter Nevill | 2023 | 2011 - Bachelor of Management (Marketing & Commercial Law majors) - Bachelor Degree (AQF 7) - Deakin University ~ 2022 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Praveena Rajanayagam | 2017 | 2014 - B. App Finance - - Macquairie University ~ 2015 - Diploma of Financial Planning - - Kaplan Profssional ~ 2017 - CFP 1- 4 - - The Financial Planning Association of Australia |