This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Stanley | 2003 | Bachelor of Business (Accounting) - Victoria University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Chartered Accounting - Chartered Accountants Australia and New Zealand |
| Aidan Darmody | 2016 | Bachelor of Accounting/ Bachelor of Finance - LaTrobe University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional |
| Alison James | 2023 | Masters of Financial Planning - Kaplan Professional |
| Allen Ozdil | 2017 | Bachelor of Finance - La Trobe University ~ Certified Financial Planner - Financial Planning Association |
| Ashley Davidson | 2006 | Bachelor of Business - Swiburne University of Technology ~ Graduate Diploma of Chartered Accounting - Chartered Accountants Australia and New Zealand |
| Benjamin Lethborg | 2018 | Bachelor of Business in Accounting - Swinburne University ~ Diploma of Financial Planning - Kaplan Professional |
| Brad Twentyman | 2005 | Bachelor of Business - Monash University ~ Graduate Diploma of Financial Planning - FINSIA |
| Brendan Peacock | 2016 | Bachelor of Commerce - La Trobe University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional |
| Cameron Thomas Fraser | 2023 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Christopher Read | 1999 | Bachelors of Commerce - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Practicing Accountant - CPA Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Superannuation - The Association of Superannuation Funds of Australia Limited |
| David John Bedford | 2000 | Bachelors of Business - Victoria University ~ Graduate Diploma in Applied Finance & Investment - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Practitioner Member - Securities & Derivatives Industry Association now Stockbrokers & Financial Advisers Association ~ Superannuation Module - specialist knowledge - RMIT/SDIA |
| Dinesh Kumar Vignaswaran | 2011 | Bachelor of Commerce - The University of Melbourne ~ Chartered Financial Analyst - CFA Institute ~ Core 1 - Securities & Managed Investments Accreditation - Deakin ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Janet Gulboyan | 2022 | Bachelor of Commerce - Deakin University ~ Certified Financial Planner - Financial Advice Association of Australia |
| Kellie Davidson | 2003 | Bachelor of Arts/ Bachelor of Economics - La Trobe University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Lauren Radcliffe | 2018 | Bachelor of Commerce (Accounting and Finance) - Monash University ~ Graduate Diploma of Chartered Accounting (CA Program) - Chartered Accountants Australia and New Zealand (CA) ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Marcus Damen | 2004 | Bachelor of Commerce (Accounting and Finance) - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Matthew Campbell | 2017 | Applied Responsible Investment - PRI Academy ~ Bachelors of Business (Accounting) and Bachelor of Accounting / Bachelor of Finance - LaTrobe University ~ Certified Financial Planner - Financial Planning Association of Australia |
| Natasha Kalcic | 2018 | Bachelor of Commerce - Swinburne University of Technology ~ Certificate 4 Mortgage Broking - Kaplan ~ Diploma of Financial Services (Financial Planning) - Mentor |
| Nicholas David Chunte Koa | 2022 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Susanne Dahn | 2003 | Bachelor of Commerce - University of Melbourne ~ Company Directors Course - Australian Institute of Company Directors ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Masters of Business Administration - University of Melbourne |
| Tania Ziogas | 2011 | Bachelor of Business (Accounting) - RMIT University ~ Diploma of Financial Services - Kaplan Professional |
| William Darmawan | 2017 | Bachelor of Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - International Institute of Technology |