This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Stanley | 2003 | 1996 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Victoria University ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2008 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Chartered Accountants Australia and New Zealand ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Aidan Darmody | 2016 | 2015 - Bachelor of Accounting/ Bachelor of Finance - Bachelor Degree (AQF 7) - LaTrobe University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alison James | 2023 | 2023 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Allen Ozdil | 2017 | 2016 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ashley Davidson | 2006 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - Swiburne University of Technology ~ 1999 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Chartered Accountants Australia and New Zealand |
| Benjamin Lethborg | 2018 | 2005 - Bachelor of Business in Accounting - Bachelor Degree (AQF 7) - Swinburne University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brad Twentyman | 2005 | 1993 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA |
| Brendan Peacock | 2016 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - La Trobe University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Cameron Thomas Fraser | 2023 | 2016 - Bachelor of Business (Economic & Finance)(Applied) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Christopher Read | 1999 | 2001 - Bachelors of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - Certified Practicing Accountant - Professional Designations - CPA Australia ~ 2015 - Diploma of Superannuation - Diploma (AQF 5) - The Association of Superannuation Funds of Australia Limited ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David John Bedford | 2000 | 1998 - Bachelors of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2001 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2002 - Practitioner Member - Professional Designations - Securities & Derivatives Industry Association now Stockbrokers & Financial Advisers Association ~ 2003 - Superannuation Module - specialist knowledge - Other - RMIT/SDIA ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Dinesh Kumar Vignaswaran | 2011 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2011 - Core 1 - Securities & Managed Investments Accreditation - Diploma (AQF 5) - Deakin ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2014 - Chartered Financial Analyst - Professional Designations - CFA Institute ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Janet Kaplandjian | 2022 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia |
| Kellie Davidson | 2003 | 1996 - Bachelor of Arts/ Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lauren Radcliffe | 2018 | 2004 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Graduate Diploma of Chartered Accounting (CA Program) - Graduate Diploma (AQF 8) - Chartered Accountants Australia and New Zealand (CA) ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Marcus Damen | 2004 | 2000 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Campbell | 2017 | 2016 - Bachelors of Business (Accounting) and Bachelor of Accounting / Bachelor of Finance - Bachelor Degree (AQF 7) - LaTrobe University ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Applied Responsible Investment - Other - PRI Academy |
| Nicholas David Chunte Koa | 2022 | 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Susanne Dahn | 2003 | 1981 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 1987 - Masters of Business Administration - Masters Degree (AQF 9) - University of Melbourne ~ 1998 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2004 - Company Directors Course - Other - Australian Institute of Company Directors |
| Tania Ziogas | 2011 | 2002 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT University ~ 2012 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan Professional |
| William Darmawan | 2017 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2021 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |