This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
interests in managed investment schemes including:
investor directed portfolio services; and
securities; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
interests in managed investment schemes including:
investor directed portfolio services; and
securities;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Nigel Fischer | 2004 | 1991 - B Bus & Acct - - QUT ~ 2004 - Policy Statement 146 - - Quantum ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2010 - Specialist Knowledge: Derivatives - - Kaplan ~ 2010 - Specialist Knowledge: Financial Planning - - Kaplan |