This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amber Thea Dawson | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Curtin University ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Bradley David Bond | 2015 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| David Anthony Parry | 2004 | Advanced Diploma of Financial Planning - Financial Planning Association of Australia ~ Bachelor of business (accounting) - Edith Cowan University ~ Certified Financial Planner - Financial Planning Association ~ Ethics and professionalism in Financial Advice - Kaplan Professional ~ SMSF - Kaplan |
| David Pettit | 2005 | Advanced Diploma of Financial Services (FP) - Kaplan ~ Bachelor Degree - Commerce - University of Otago ~ Diploma of Financial Services (FP) - Tribeca ~ Financial Adviser Exam - ASIC |
| Gareth Anthony Healy | 2006 | Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Tribeca ~ Bachelor of Business double major in Finance and Electronic Commerce - Edith Cowan University ~ Certified Financial Planner Certification - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and professionalism in financial advice - Kaplan Professional |
| Grant Matthew Teakle | 2008 | Diploma of Financial Planning - CPA ~ Self Managed Super Funds - Kaplan |
| Jonathon Martino | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Applied Finance - University of South Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Nancy Vos | 2017 | Bachelor of Commerce - Curtin University ~ Diploma of Financial Planning - KAPLAN |
| Peter L Mcdonald | 1997 | Bachelor of Business (Accounting) - Edith Cowan University (ECU) ~ Diploma of Financial Planning - Deakin University ~ Financial Adviser exam - ASIC ~ Self-Managed Superannuation Funds - Kaplan |