This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services limited to holding a group risk insurance contract issued by a life insurance company registered under section 17 of the Life Insurance Act 1995;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Zol | 2018 | 2009 - Bachelor of Business (Economics & Finance) - - University of Technology Sydney ~ 2018 - Graduate Certificate in Financial Planning - - Kaplan |
| Adam Dimopoulos | 2005 | 1997 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Victorian University of Technology ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2024 - Securities - Other - Personal Financial Services Internal Training |
| Alena Malakhova | 2014 | 1998 - Master of Commerce (Finance with Banking and Economics) - - University of Sydney ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Andrew Bronneberg | 2005 | 2003 - Bachelor Mathematics & Finance (Honours) - Bachelor Honours Degree (AQF 8) - University of Wollongong ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - RG146 Training Australia ~ 2015 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan |
| Andrew John Yeates | 2007 | 2008 - Managed Investments and Shares - - Financial Services Training & Assessment Pty Ltd ~ 2009 - Australian Taxation System and Financial Strategies - - Financial Services Training & Assessment Pty Ltd ~ 2012 - Diploma of Financial Services - - Pinnacle ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education |
| Andrew Mckee | 1988 | 1988 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 1993 - Fellow of the Institute of Actuaries of Australia (FIAA) - - Institute of Actuaries of Australia |
| Andrew William Donaldson | 2005 | 2006 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2009 - CERTIFIED FINANCIAL PLANNER - - FPA |
| Angelo Cardamone | 1996 | 1990 - Bachelor of Business - - RMIT ~ 1999 - Diploma of Financial Planning - - Financial Planning Association ~ 2006 - Self Managed Superannuation Funds - - Tribeca (Kaplan Professional) ~ 2014 - Diploma of Financial Planning (DFP 1 - 4) - - Kaplan Professional |
| Anthony Trieu Nhat LE | 2009 | 2004 - B Applied Finance - - Macquarie University ~ 2009 - Dip Financial Planning - - International Institute of Technology ~ 2012 - M Commerce (Financial Planning) - - University of western Sydney |
| Ayshe Agaoglu | 2017 | 1999 - Bachelor of Business (Accountancy) - - RMIT University ~ 2014 - Dilpoma of Financial Planning - - Integrity Education Group ~ 2016 - Advanced Diploma of Financial Planning - - Integrity Education Group |
| Benjamin James Donald | 2009 | 2007 - Bachelor of Business (Banking and Finance) - - Queensland Univeristy of Technology ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Benny Haiming Huang | 2018 | 2003 - Bachelor of Business - Accounting - - Manukau Institute of Technology ~ 2016 - CPA Australia - - CPA Australia ~ 2017 - Diploma of Financial Planning - - Kaplan |
| Brad Fensom | 2003 | 2007 - Diploma of FP - - Kaplan ~ 2008 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Advanced Diploma Of FP - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Brad Hellestrand | 2005 | 2004 - Graduate Diploma in Financial Planning - - Securities Institute ~ 2008 - Certified Financial Planner - - FPA ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professionalism |
| Bradley Allan Twite | 2003 | 1990 - Bachelor of Business - - Curtin University of Technology ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Deakin Financial Services Group ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - AU Inhouse SMSF Accreditation - Other - AUPFS |
| Bradley John Williams | 2003 | 1998 - Bachelor of Science (Hons) - - The University of Melbourne ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2005 - CFP Education Program - - Deakin University |
| Bradley Ross Mcdonald | 2007 | 2006 - Diploma of Financial Planning - - Finsia ~ 2012 - Adv Dip Financial Services ( FP) - - Kaplan ~ 2013 - DPML Margin Lending - - Pinnacle |
| Brett Richard Holmes | 2012 | 1999 - Bachelor Degree - Commerce - - University of South Africa ~ 2008 - Diploma of Financial Services (Superannuation) - - Association of Superannuation Funds of Australia Limited (ASFA) ~ 2014 - Diploma - Financial Planning - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2024 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Brett Wright | 2008 | 2008 - Regulatory Guide 146 Assessment - - KAPLAN ~ 2008 - Risk Management - Other - Kaplan ~ 2008 - Superannuation and Retirement Planning - Other - Kaplan ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2016 - SMSF Practitioner Program - - SMSF Association |
| Brittany Mueller | 2024 | 2017 - Bachelor of Accounting (Majoring in Financial Planning) - Bachelor Degree (AQF 7) - La Trobe University ~ 2017 - Bachelor of Economics (Majoring in Financial Planning) - Bachelor Degree (AQF 7) - La Trobe University |
| Cameron Gordon Ogle | 2002 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Services Training & Assessment Pty Ltd ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Cameron John Aldus | 2008 | 2005 - Diploma of Business (Banking and Finance) - - TAFE ~ 2011 - Margin Lending and Geared Investments - - KAPLAN ~ 2012 - SMSF Specialist Adviser - - SMSFA ~ 2018 - Bachelor of Commerce (Financial Planning) - - Curtin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professsional |
| Caron Collins | 2015 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Catherine Stewart | 2006 | 1994 - Bachelor of Commerce (Economics and Finance) - - University of Western Sydney ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional ~ 2020 - AU Inhouse SMSF Accreditation - Other - AUPFS |
| Charles Adams | 2011 | 2004 - Bachelor of Agricultural Economics - - University of Sydney ~ 2011 - Graduate Diploma of Financial Planning - - Kaplan |
| Cheng Shen | 2011 | 2010 - Bachelor of Commerce (Finance and International Business) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2010 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New South Wales ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - ADFS(FP): Taxation Planning - - Kaplan Professional |
| Christine Brown | 2002 | 1991 - Bachelor of Business - - Victoria College ~ 1994 - Certified Practising Accountant (CPA) - - CPA Australia ~ 2004 - Diploma of Financial Services - - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Christopher Upton | 2013 | 2005 - Certificate III in Financial Services - Certificate (AQF 1-4) - Institute of Financial Services Inc ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Cindy Excell | 2006 | 1999 - Bachelor of Economics (Accounting) - Bachelor Degree (AQF 7) - Xiamen University ~ 2003 - Masters of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Certified Financial Planner - Professional Designations - FPA |
| Clare Mcinerney | 2015 | 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Clive Damian Alwyn Jenkins | 2006 | 1988 - Bachelor of Arts (Management Science) - Bachelor Degree (AQF 7) - Kent University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca (now Kaplan) ~ 2009 - ASX ALPA Program - Other - Kaplan ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Craig Andrew Mckenzie | 2003 | 2003 - Self Managed Super Funds - Advanced Diploma (AQF 6) - Integratec Training ~ 2005 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Tribeca |
| Damien Alfred Franco | 2004 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FSTA ~ 2012 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - FARSTA |
| Damon Green | 2008 | 2008 - Bachelor Degree - Business - - La Trobe University |
| Daniel Finnigan | 1997 | 1993 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 1994 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2011 - Margin Lending & geared Investments - Other - Kaplan |
| Daniel Louis Trifunovic | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Darryl William Bryce | 1998 | 1997 - Bachelor of Business (Accounting) - - Monash University ~ 2000 - Diploma of Financial Planning - - Deakin University ~ 2006 - ASX Listed Products Accreditation Course - Other - ASX/ Savings Factory ~ 2011 - Margin Lending and Geared Investments - - KAPLAN Professional ~ 2013 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - AAMC Training Group |
| David Joseph Ramsay | 1987 | 2000 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2003 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2010 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - MAA250 - Ethics for Financial Professionals - Bridging Course - Ethics - Deakin University |
| David Roberts | 1986 | 2009 - MBA - - University of Western Australia ~ 2014 - 925 Life Insurance - Knowledge only - - KAPLAN ~ 2014 - 926 Financial Planning - Knowledge only - - KAPLAN ~ 2014 - Advanced Diploma of Financial Services - - Mentor Education ~ 2014 - Fellow, Chartered Financial Practitioner - - Asia Pacific Financial Services Association ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan |
| Dean Loosmore | 2007 | 2004 - Bachelor of Business - - Christian Heritage College ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan (formerly FINSIA) ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Dennis Souksamlane | 2009 | 2005 - Bachelor of Applied Finance/Commerce/Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2008 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2013 - Diploma of Australian Tax Law - - Tax Institute of Australia ~ 2021 - AU Inhouse SMSF Accreditation - Other - AUPFS |
| Derwood John Magill | 2011 | 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2011 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan |
| Diana Watkins-baker | 1998 | 2003 - Diploma of Financial Planning - - Deakin University ~ 2004 - Certificate in Self Managed Super Funds - - Tribeca ~ 2008 - Certified Financial Planner - - FPA ~ 2009 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - TMA ~ 2010 - Certificate in Margin Lending & Geared Investments - - Kaplan |
| Diane Kristine Scott | 2013 | 2012 - Diploma of Financial Planning FNS50610 - Diploma (AQF 5) - Kaplan Australia ~ 2014 - Tier 1 Margin Lending Personal Advice - Other - Kaplan ~ 2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan |
| Domenic Brasacchio | 2004 | 1998 - Bachelor of Commerce - - Deakin University ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2014 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association |
| Domenic Manno | 2010 | 1987 - Diploma of Accounting - - TAFE ~ 1993 - Bachelor of Business (Accounting) - - Curtin University of Technology ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Dominic Nicholas Morello | 2014 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2007 - Graduate Diploma (ICAA) - Graduate Diploma (AQF 8) - Institute of Chartered Accountants in Australia ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Edan Wilson | 2005 | 2005 - Diploma of Financial Services (Finanacial Planning) - - Tribeca (now Kaplan) ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca (now Kaplan) ~ 2010 - ASX ALPA Program - - Kaplan ~ 2010 - Self Managed Superannuation Funds - - Kaplan ~ 2020 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan |
| Elise Jane Anderson | 2015 | 2012 - Bachelor of Commerce (Accounting & Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - RG146 Managed Investments & Securities & Derivatives - Diploma (AQF 5) - Kaplan Australia ~ 2014 - RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Elise Marie Michelmore | 2005 | 1993 - Diploma of Banking and Finance - - Institute of Banking and Finance ~ 2003 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Eugeny Gitlin | 0 | 2003 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology |
| Fiona Elizabeth Origlia | 1989 | 2002 - Bachelor of Arts - Bachelor Degree (AQF 7) - Deakin University ~ 2009 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology |
| Frank Zonaras | 2004 | 1999 - Bachelor of Business - - NSW Institute of Technology ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA Education (Kaplan Professional) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Gabriel Orzoi | 2009 | 2004 - Bachelor of Business and Commerce - - Monash University ~ 2011 - Advanced Diploma of Financial Services - - Kaplan ~ 2013 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan ~ 2019 - Self Managed Superannuation Funds - - Kaplan |
| Geoffrey Alan Ivanac | 2007 | 1984 - Bachelor of Business - - Western Australian Institute of Technology ~ 2005 - Graduate Diploma - Financial Planning - - FINSIA ~ 2007 - Graduate Certificate - Graduate Certificate in Self Managed Superannuation - - Adelaide University ~ 2011 - Fellow Chartered Financial Practitioner - - Mentor Education Group ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan |
| George Tsakiris | 2004 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2006 - Dip. of Financial Services (Financial Planning) - - Tribeca |
| Georgina Willison | 2003 | 1997 - Bachelor of Bus (International Trade) - - Monash University ~ 2003 - Grad Diploma of Applied Finance - - Securities Institute Australia ~ 2006 - Grad Diploma of Financial Planning - - Securities Institute Australia |
| Gerard Lenihan | 1992 | 1979 - Higher National Diploma (HND) Business Studies (with Distinction) - - CDT London UK ~ 1990 - Diploma of Financial Planning (Dip.FP) - - Deakin University ~ 1995 - Certificate in Financial Markets (Sia Aff.) - - Securities Institute of Australia ~ 2009 - Certificate IV Financial Services (Finance/Mortgage Broking) - - TAFE NSW |
| Gerry Farlanga | 1996 | 1992 - Bachelor of Commerce - - University of Western Sydney ~ 2002 - Count Introductory Training Course - - Count Financial ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Glynn Matthew James Pearman | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2021 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional |
| Grant Antony Helm | 2003 | 1991 - BCA - - Victoria University ~ 2004 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2018 - Margin Lending and Geared Investments - - Kaplan Professional |
| Grant Michael Enders | 2001 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2005 - Certified Financial Planner Certification - - Financial Planning Association ~ 2008 - Masters of Business - Personal Financial Planning - - USQ ~ 2012 - Chartered Financial Analyst Program - - CFA Institute |
| Gretchen Ann Scannell | 2008 | 2008 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor ~ 2019 - Self Managed Superannuation Fund Adviser (Personal Advice) - Diploma (AQF 5) - Mentor ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Hamish Graeme Edwards | 2007 | 2008 - Risk Management - Other - Kaplan ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan |
| Helen Lorraine Tasker | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan (formerly FINSIA) ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan |
| Hugh James Sutterby | 2006 | 1987 - Bachelor of Science - Bachelor Degree (AQF 7) - Deakin University ~ 1993 - Graduate Diploma of Computing - Graduate Diploma (AQF 8) - Deakin ~ 2006 - Diploma of Financial Services - Diploma (AQF 5) - Mentor Education ~ 2007 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2010 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan |
| Ian Andrew Crotty | 2001 | 1991 - Bachelor of Commerce - - University of Melbourne ~ 2001 - Diploma of Financial Planning - - Victoria University ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Ian Matthew Wright | 2002 | 1999 - Bachelor of Arts - - University of Technology Sydney ~ 2006 - Graduate Diploma of Financial Planning - - FINSIA ~ 2007 - CFP - - FPA |
| Jack Solly Mcnamara | 2016 | 2014 - Bachelor Commerce (Accounting and Financial Planning) - Bachelor Honours Degree (AQF 8) - Deakin University ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Jackson Dongray | 2014 | 2014 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jacob Reus | 2003 | 2003 - Diploma of Financial Advising - - Kaplan (formerly Securities Institute Australia) ~ 2008 - Master of Financial Planning - - University of the Sunshine Coast ~ 2019 - AU Inhouse SMSF Assessment - - AUPFS |
| Jake Thomas Duivenvoorden | 2021 | 2016 - Bachelor of Accounting (Financial Planning) with Distinction - Bachelor Degree (AQF 7) - CQUniversity ~ 2023 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Janette Margaret Pavey | 2000 | 2004 - Certificate of Management - Other - Deakin University ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan |
| Jason Bradley Ferguson | 2000 | 2005 - Advanced Diploma Of Financial Services - Advanced Diploma (AQF 6) - AMP |
| Jason Danjoux | 2004 | 1997 - Bachelor of Commerce - - University of Wollongong ~ 2004 - Diploma of Financial Planning - - FPA ~ 2007 - Masters of Financial Planning - - University of Sunshine Coast |
| Jason Holder | 1999 | 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2015 - Graduate Diploma of Financial Planning - - Kaplan Higher Education ~ 2016 - Master of Financial Planning - - Kaplan Professional ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps |
| Jason Ian Mclaren | 2015 | 2005 - Advanced Diploma of Financial Services (Superannuation) - Advanced Diploma (AQF 6) - ASFA ~ 2009 - SMSF Specialist Advisor - Other - Self Managed Super Fund Association ~ 2014 - Master of Business (Applied Finance) - Masters Degree (AQF 9) - Queensland University of Technology ~ 2014 - Master of Business (Professional Accounting) - Masters Degree (AQF 9) - Queensland University of Technology ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jason Young Choi | 2006 | 2003 - Bachelor of Commerce - - The University of NSW ~ 2008 - Graduate Diploma of Financial Planning - - FINSIA |
| Jay Belevski | 1999 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2007 - CFP - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2012 - Licensee Accreditation - Listed Securities - Other - MLC ~ 2014 - Graduate Certificate - Management - Graduate Certificate (AQF 8) - University of Technology Sydney |
| Jeremy Hall | 2010 | 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2011 - Margin Lending - - Kaplan ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan ~ 2016 - Master of Financial Planning - - Kaplan ~ 2018 - SMSF Core Course - - DBA Network Pty Ltd |
| Jill Amanda Stiles | 2000 | 1979 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Curtin University (formerly WA Institute of Technology) ~ 2006 - Certificate IV in Financial Services (Finance/ Mortgage Broking) - Certificate (AQF 1-4) - FINSIA ~ 2010 - ASX Listed Products Accreditation Course - Other - LPAC Online ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Joanna Lauren Gullo | 0 | 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of Technology Sydney ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - University of Technology Sydney |
| John Hockey | 2000 | 2002 - Diploma of Financial Planning - - FPA & Securities Institute ~ 2002 - Diploma of Financial Planning - - FPA/Securities Institute ~ 2006 - Diploma of Financial Services - - Tribeca |
| John-paul Righetti | 2018 | 2013 - Diploma of Financial Planning - - Kaplan Education Pty Ltd ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan Education Pty Ltd ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jonathan Robert Mccullagh | 2008 | 2005 - Bachelor of Commerce (Banking and Funds Management) - Bachelor Degree (AQF 7) - Griffith University ~ 2010 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - AU Inhouse Accreditation - Other - AUPFS ~ 2020 - AU Inhouse Assessment - Securities - Other - AUPFS |
| Jonathan Sien Mun WU | 2011 | 2007 - Bachelor of Commerce (Commercial Law and Accounting) - - University of Sydney ~ 2007 - Financial Planner AFP - - FPA ~ 2008 - Diploma of Financial Services - - Kaplan ~ 2011 - CPA - - CPA Australia ~ 2012 - Financial Planning Specialist - - CPA Australia |
| Jordan Patrick Perret | 2023 | 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University |
| Joshua Adam Sweeney | 2017 | 2010 - CLAW5001 & CLAW 6002 - Legal Environment of Business & Corporations Law - Other - University of Sydney ~ 2010 - CLAW6026 - Concepts of Australian Taxation/Taxation Law and Practice - Other - University of Sydney ~ 2010 - Master of Professional Accounting - Bachelor Degree (AQF 7) - University of Sydney ~ 2011 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Kaplan ~ 2016 - Advanced Diploma of Financial Planning (FNS60415) - Advanced Diploma (AQF 6) - Kaplan |
| Julian Edward Carter | 2016 | 2009 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Self Managed Superannuation Funds - Other - PFS Internal Training |
| Kane Robert Leersen | 2016 | 2013 - Bachelor Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - MAA769 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Karen Anne Ryrie | 2003 | 2005 - Diploma in Financial Planning (CFP) - - Deakin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Karen Joy Pauling | 1994 | 1993 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2001 - CPA: CPA 110 - - CPA Australia ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan ~ 2013 - ASX Listed Products Accreditation Course (LPAC) - Other - LPAC Online ~ 2013 - RG146 Tier 1 Specialist Risk Management - Other - International Institute of Technology |
| Kathy Martiniello | 2007 | 1995 - Bachelor of Commerce in Accounting - - University of Canberra ~ 2007 - Graduate Certificate in Financial Planning - - Finsia |
| Keats Brydon | 2014 | 1998 - Bachelor of Economics (Marketing) - - University of Sydney ~ 2014 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2018 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2020 - AU Inhouse Assessment - SMSF - Other - AUPFS ~ 2020 - AU Inhouse Assessment - Securities - Other - AUPFS |
| Kerryn Jane Lancaster | 2003 | 1983 - Diploma of Education - - Melbourne University ~ 2002 - Diploma of Financial Services - - Assessment Education Services |
| Kevin Houghton | 2017 | 2011 - Bachelor of Commerce (Financial Planning & Economics) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Kylie Maree Bloomfield | 2007 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Securities Institute/Finsia ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2019 - AU Inhouse SMSF Assessment - Other - AUPFS |
| Laura Jordan Imanse | 2018 | 2009 - Bachelor of Commerce - - University of Otago ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2019 - Certified Financial Planner - Professional Designations - FPA |
| Luke Stewart Martin | 2004 | 1999 - Bachelor of Commerce (Economics & Marketing) - - Curtin University of Technology ~ 2000 - Foundation DFP - - Financial Planning Associtaion ~ 2011 - RG146 Core Diploma Skills - - Kaplan Professional |
| Mark Andrew Clayton | 2015 | 2005 - Bachelor of Commerce - - University of Sydney ~ 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2015 - CERTIFIED FINANCIAL PLANNER - - FPA |
| Mark David Hodson | 2008 | 1996 - Bachelor of Business - - Swinburne University of Technology ~ 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education / RG146 ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2019 - AU Inhouse Assessment - SMSF - Other - AUPFS ~ 2019 - AU Inhouse Assessment - Securities - Other - AUPFS |
| Martin Hegarty | 2008 | 2002 - Diploma of Management - Diploma (AQF 5) - University of Ballarat ~ 2008 - Diploma of Financial Services (Financial Planning) - - ThreeSixty ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mathew Luke Spencer | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy Pty Ltd ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Self Managed Superannuation Funds - - Kaplan ~ 2012 - Diploma of Financial Services (Finance/ Mortgage Broking) - - Kaplan |
| Matthew Caruso | 2016 | 2007 - Bachelor of Commerce - - La Trobe University ~ 2012 - Graduate Diploma of Chartered Accounting - - The Institute of Chartered Accountants ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan ~ 2018 - Self Managed Superannuation Funds - - Kaplan |
| Melissa Beverley | 2018 | 2017 - Diploma of Financial Planning - - Mentor Education ~ 2020 - AU Inhouse SMSF Accreditation - Other - AUPFS |
| Michael David Dinnes | 2018 | 2012 - Bachelor of Commerce (Finance) - - Bond University ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan |
| Michael Fuller | 2012 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Advanced Financial Planning - Other - Kaplan |
| Michael Patrick Fogarty | 1997 | 1987 - Master of Economics - - Macquarie University ~ 1996 - CERTIFIED FINANCIAL PLANNER - - FPA ~ 1998 - Diploma of Financial Planning - - FPA ~ 2011 - SMSF Specialist Advisor - - SMSF Association |
| Michael Stojanovski | 2009 | 2004 - Bachelor Of Commerce - - Deakin University ~ 2012 - Certified Financial Planner - - FPA |
| Michelle Louise Roberts | 2007 | 1992 - Bachelor of Business (Property) - - RMIT ~ 2008 - Diploma of Financial Services (FP) - - Kaplan ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2012 - Advanced Diploma of Financial Services - - Kaplan |
| Natalie Sellings | 2011 | 2016 - Diploma of Financial Planning - - Integrity Education Group ~ 2017 - Advanced Diploma of Financial Planning - - Integrity Education Group ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Nicola Lok Ting YU | 2017 | 2010 - Bachelor of Commerce - Accounting - - Macquarie University ~ 2014 - CPA Program - Professional Designations - CPA Australia ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Olivia Megan Richards | 2014 | 2005 - Diploma of Financial Planning - - Tribecca ~ 2006 - Advanced Diploma of Financial Planning - - Tribecca ~ 2014 - Bachelor of Business (Financial Planning) - - RMIT ~ 2016 - Self Managed Superannuation Funds - - Kaplan ~ 2017 - Accredited Listed Product Adviser Program - - Kaplan |
| Peter Henri Rambert | 2006 | 2008 - Graduate Diploma of Financial Planning - - Financial Services Institute of Australasia ~ 2011 - Accredited Estate Planning Strategist - - Financial Planning Association of Australia ~ 2011 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2011 - Master of Applied Finance - - Kaplan ~ 2013 - Life Risk Specialist - - Financial Planning Association of Australia |
| Phillip Nicolas Bures | 2017 | 2012 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2012 - Bachelor of Commerce (Finance and Accounting) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Richard Gray Saunders | 1990 | 1997 - Certificate of Superannuation Management - - ASFA and Macquarie University ~ 2000 - Estate Planning and Professional Responsibilities 2000 - Other - Macquarie University, Sydney ~ 2004 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2007 - Investment Planning 2 - - Kaplan |
| Robb William Gould | 0 | 2023 - Bachelor of Commerce - Financial Planning - Bachelor Degree (AQF 7) - University of Wollongong ~ 2024 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Rodney Shurdington | 2000 | 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2020 - AU Inhouse Accreditation - Securities and SMSF - Other - AUPFS ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Romesh Sohan P Perera | 2013 | 2014 - Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2018 - CERTIFICATE IN FINANCIAL PLANNING (CFP) - Professional Designations - FPA ~ 2019 - ETHICS AND PROFESSIONALISM IN FINANCIAL ADVICE - Bridging Course - Ethics - KAPLAN PROFESSIONAL ~ 2019 - SMSF CREDENTIALS - Other - IIT ~ 2021 - FINANCIAL ADVISER EXAM - Other - FASEA |
| Rory James Mitchell | 2016 | 2000 - Bachelor of Business - Accounting - Bachelor Degree (AQF 7) - Edith Cowan University, WA ~ 2010 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2016 - Diploma of Financial Planning - - Integrity Education Group ~ 2016 - Margin Lending - - Integrity Education Group ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan |
| Ross Andrew Johnston | 1995 | 1994 - Certificate in Financial Markets - - Securities Institute of Australia ~ 1998 - Graduate Diploma in Applied Finance and Investment - - Securities Institute of Australia ~ 2000 - Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2003 - Master of Financial Services Law - - Macquarie University |
| Ryan James Hegarty | 2018 | 2016 - Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2022 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Salena Lee Stonehouse | 2015 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sarah O'sullivan | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Scott Antony Mcdonald | 1998 | 2006 - Advanced Diploma of Financial Services (Financial Services) - Advanced Diploma (AQF 6) - Kaplan Professional (formerly Tribeca) ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional (formerly Tribeca) ~ 2017 - Fellow Chartered Financial Practitioner - Professional Designations - AFA |
| Scott Jason Harvey | 2009 | 2000 - Bachelor of Commerce (Accounting and Business Law) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2004 - Graduate Diploma (ICAA) - Graduate Diploma (AQF 8) - ICAA ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2014 - SMSF Specialist Advisor - Professional Designations - SPAA ~ 2014 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional |
| Scott Maurice Bennison | 2003 | 1988 - Accounting Certificate - - TAFE ~ 1997 - Bachelor of Business (Accounting) - - Charles Sturt University ~ 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan (formerly FINSIA) |
| Sean Michael Henselis | 2004 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Financial Planning Pty Ltd ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Shane Anthony Arthur | 2011 | 2011 - Diploma of Financial Services - - Investment Banking Institute (IBI) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Investment Banking Institute (IBI) ~ 2017 - DFP5v2 Tax for Financial Advising - Other - Kaplan ~ 2017 - TASACLv1 Commercial Law - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Simon James Gagliardi | 2006 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Tribeca |
| Simon KA Lung WU | 1993 | 1981 - Bachelor of Arts - - Macquarie University ~ 1985 - Master of Business Administration - - University of Sydney ~ 1994 - Certified Financial Planner - - FPA ~ 1997 - Diploma of Financial Planning - - FPA ~ 1998 - Bachelor of Legal Studies - - Macquarie University |
| Simone Sheridan | 2018 | 2018 - Diploma of Financial Planning - - Kaplan ~ 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Stan Konidaris | 2006 | 1990 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Victoria College ~ 1996 - Professional Year Programme - Other - The Institute of Chartered Accountants ~ 2001 - Financial Planning Proper Authority Course - Other - Securities Institute & Institute of Chartered Accountants ~ 2006 - Securities - Other - FINSIA ~ 2006 - Self Managed Super Funds - Other - Tribeca |
| Stefan James Watson Miller | 2004 | 1997 - Bachelor of Commerce - - Australian National University ~ 2001 - Chartered Accountant - - Chartered Accountants Australia New Zealand ~ 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan (formerly FINSIA) ~ 2010 - Diploma of Finance and Mortgage Broking Management - - South Western Institute |
| Steven Roberts | 2015 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Steven Yongpiau Liaw | 1994 | 1986 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2002 - Master of Business Administration (General Management) - Masters Degree (AQF 9) - Central Queensland University ~ 2009 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Australis College (formerly Intellitrain) ~ 2010 - Chartered Accountant - Professional Designations - Chartered Accountants Australia New Zealand ~ 2012 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional |
| Stuart John Carboon | 2000 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2004 - Diploma of Financial Services (Financial Planning) - - Commonwealth Bank ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2020 - AU Inhouse Assessment - Securities - Other - AUPFS ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Syd David Jackson | 2021 | 2018 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2023 - Certified Financial Planner - Professional Designations - FPA |
| Tahlia Natasha Cardamone | 2012 | 2012 - Bachelor of Commerce (Economics, Finance & Financial Planning) - - Deakin University |
| Tahsin Saricam | 2006 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Certificate IV Finance and Mortgage Broking - Other - Kaplan ~ 2021 - AU Inhouse Securities Accreditation - Other - AUPFS |
| Tania Powick | 1997 | 2002 - Bachelor of Financial Administration - - University of New England ~ 2004 - Self Managed Superannuation Funds - Other - Kaplan ~ 2018 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Thomas Moloney | 2017 | 2014 - Bachelor of Commerce (Int Studies and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2018 - CFP Certification Program - - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan ~ 2021 - AU Inhouse Securities Accreditation - Other - AUPFS |
| Timothy Andrew Bone | 1994 | 1994 - Bachelor Degree - Business - - Queensland University of Technology ~ 1997 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 1998 - Certified Financial Planner - Professional Designations - FPA |
| Timothy Bradley | 2014 | 2014 - Diploma of Financial Planning - - RG146 ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Timothy William Robb | 2011 | 2010 - Bachelor of Commerce (Financial Planning & International Business) - - University of Wollongong ~ 2011 - Core 1 Securities & Managed Investments Accreditation - - Stockbrokers Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2017 - Master of Applied Finance - - Kaplan |
| Tony Tilenni | 1997 | 1979 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2001 - Count Introductory Training Course - - Count Financial ~ 2010 - ASX Listed Products Accreditation Course - Other - LPAC Online ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional |
| Vikki Jayne Manuel | 2001 | 1991 - Bachelor of Business - - University of Southern QLD ~ 1997 - CPA - - CPA ~ 2005 - Graduate Diploma of Applied Investment Finance - - FINSIA ~ 2010 - Advanced Diploma of Financial Planning - - KAPLAN ~ 2016 - Certified Financial Planner - - FPA |
| Viradha Tharaka Leeniyagoda | 2018 | 2011 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2014 - Master of Business (Accounting) - Masters Degree (AQF 9) - University of South Australia ~ 2017 - Diploma of Financial Planning FNS50615 - Diploma (AQF 5) - Kaplan Australia ~ 2018 - RG146 Managed Investments & Securities - Diploma (AQF 5) - Kaplan Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Wade Britnell | 2007 | 1997 - Bachelor of Commerce - Econ, Mktg, Mgmt - Bachelor Degree (AQF 7) - Deakin University ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Three Sixty (GWM Adviser Services) ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2019 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Yvonne Ying EN Chu | 2018 | 2003 - Bachelor of Applied Finance with Bachelor of Commerce (Actuarial Studies) - - Macquarie University ~ 2004 - Diploma of Financial Planning - - FPA |