This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
provide the following custodial or depository services:
operate investor directed portfolio services (each of which is referred to as the IDPS); and
operate custodial or depository services other than investor directed portfolio services; and
provide traditional trustee company services:
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Robert Mitchell | 2007 | 2000 - Bachelor of Business - - Victoria University ~ 2006 - Diploma of Financial Services - - Tribeca |
| Akiva Kennard | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Alexander Luke Allenby | 2018 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2017 - Diploma of Financial Planning - - Kaplan Education ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan Education |
| Andrew Epplett | 2004 | 2000 - Bachelor of Commerce - - University of Wollongong ~ 2002 - SDIA Accreditation Program - - Deakin University ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Andrew Hiscock | 2007 | 2008 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Certificate IV Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan ~ 2018 - Margin Lending - Certificate (AQF 1-4) - Kaplan ~ 2020 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Andrew John Parker | 2011 | 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2011 - Margin Lending Accrediation Program - Certificate (AQF 1-4) - Deakin Prime ~ 2017 - Bachelor of Business - Bachelor Degree (AQF 7) - Charles Sturt Uni ~ 2017 - SMSF Specialist Advisor - - Self Managed Super Fund Association |
| Andrew Richard Grant Baker | 1998 | 2002 - Bachelor of Business - - Queensland University of Technology ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Anindya Bhattacharjee | 2016 | 2016 - Bachelor of Commerce (Finance) - - University of New South Wales (NSW) ~ 2016 - Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Asha Achuthan | 2005 | 1989 - Bachelor of Commerce (Factory Administration and Costing) - Bachelor Degree (AQF 7) - Bangalore University India ~ 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Benjamin Malkki | 2018 | 2017 - Bachelor of Commerce (Finance & Financial Planning) - - University of Wollongong |
| Bradley Gecelter | 2011 | 2008 - Bachelor Degree - Business - - RMIT ~ 2010 - Advanced Diploma - Financial Planning - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Brian Andrew Alfred King | 2018 | 2017 - Bachelor of Business (Accounting) - - Queensland University of Technology (QUT) ~ 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan ~ 2024 - Graduate Diploma of Finanical Planning - Graduate Diploma (AQF 8) - Kaplan |
| Carolyn Anne O'reilly | 2006 | 1992 - Bachelor of Economics - - University of Queensland ~ 2004 - Graduate Diploma of Applied Finance and Investment - - Securities Institute of Australia ~ 2008 - Diploma of Financial Services - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Chemere Nicole Thor | 2018 | 2006 - Diploma of Financial Planning - - Financial Services Training & Assessment (FSTA) ~ 2008 - Self Managed Superannuation - Certificate (AQF 1-4) - The University of Adelaide ~ 2009 - Advanced Diploma of Financial Planning - - Kaplan Education ~ 2017 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan |
| Christopher Sing Wong | 2016 | 2014 - Bachelor of Commerce (Finance & Financial Planning) - - Deakin University ~ 2017 - Certified Financial Planner Certification Program - - Financial Planner Association of Australia ~ 2019 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2023 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps |
| Christopher Youssef | 2024 | 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Constantine Michael Maglis | 2011 | 2010 - Bachelor of Commerce (Accounting and Finance) - - University of Notre Dame Australia ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Daniel Carlos Tome | 2004 | 1994 - Bachelor of Economics - - York University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Daniel John Gallacher | 2010 | 2010 - Certificate of Self Managed Superannuation Funds - - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Daniel Mark Easton | 2015 | 2010 - Professional Diploma in Stockbroking - - DeakinPrime ~ 2014 - Bachelor of Business (Finance/Economics) - - Charles Sturt University (CSU) ~ 2014 - Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd ~ 2020 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University ~ 2020 - Tier 1 Margin Lending - Personal Advice - Certificate (AQF 1-4) - Kaplan |
| Daniel Swallow | 2016 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2016 - Margin Lending Accreditation Program - - Stockbroker's Association of Australia ~ 2016 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbroker's Association of Australia ~ 2016 - Superannuation and Retirement Planning - - Kaplan Professional ~ 2019 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University |
| Darren Topps | 2018 | 2006 - Bachelor of Arts in Finance, Accounting & Management - Bachelor Degree (AQF 7) - University of Nottingham (UK) ~ 2016 - Diploma of Financial Planning - - Monarch Institute ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2022 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| David John Hurley | 2016 | 2012 - Bachelor of Commerce - - University of Adelaide ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Elizabeth Maree Wheatley | 2001 | 1994 - Bachelor of Commerce - - University of Canberra ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Elysse Marguerite Lorenti | 2010 | 2013 - Advanced Diploma of Financial Planning - - Kaplan ~ 2016 - Graduate Diploma of Financial Planning - - Kaplan ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia |
| Fiona Burton | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Swinburne University of Technology |
| Fotini Mastrogianni | 1998 | 1994 - Bachelor of Economics - - University of Sydney ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2013 - Finance and Mortgage Broking - Certificate (AQF 1-4) - National Finance Institute |
| Grant Philip Treen | 2007 | 2002 - Bachelor of Business - - Edith Cowan University ~ 2004 - Graduate Diploma of Applied Finance and Investment - - Securities Institute ~ 2012 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| James Andrew Okeefe | 2018 | 2007 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jamie Brendon Cockerill | 2005 | 1995 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - FPA ~ 1998 - Bachelor of Business - - Griffith University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jason D'costa | 2015 | 2012 - Bachelor of Commerce - - University of Western Australia ~ 2014 - Diploma of Financial Planning - - Kaplan Professional |
| Jiffry Riyaz | 2011 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional Education |
| Joel Harty | 2012 | 2012 - Bachelor of Commerce (Financial Planning) - - University of Wollongong |
| Kathy Porter | 2008 | 1991 - Certificate of Superannuation Management - Certificate (AQF 1-4) - ASFA ~ 2000 - Diploma of Finanical Planning - Diploma (AQF 5) - FPA ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Keegan Donal O'rourke | 2014 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - La Trobe University ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Certified Financial Planner - - Financial Planning Association (FPA) ~ 2017 - Masters of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional |
| Kiarna Rosandic | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Laura Ann Kelly | 2018 | 2018 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT |
| Leo Tang | 2016 | 2010 - Bachelor of Commerce/Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan |
| Lewis Parras | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Lucy Silvana Salaris | 2005 | 1986 - Bachelor of Arts (Major in Politics Minor and Legal Studies) - - La Trobe University ~ 2005 - Diploma of Financial Services - - Kaplan |
| Luke William Fisher | 2017 | 2013 - Bachelor of Arts (Global) and Bachelor of Commerce (Finance) - - Monash University ~ 2016 - Diploma of Financial Planning - - Kaplan |
| Malissa Tobias | 2001 | 1997 - Bachelor of Business - - Victoria University ~ 2003 - Diploma of Financial Planning - - FPA |
| Marisa Senese | 2004 | 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Evan Vignaroli | 1996 | 1995 - Bachelor of Commerce (Accounting) - - La Trobe University ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2011 - Accredited Estate Planning Strategist - - University Technology Sydney |
| Mark Heffernan | 2010 | 2003 - Bachelor of Commerce - - Deakin University ~ 2010 - Managed Investments - - SDIA ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2017 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University |
| Matthew Langhein | 2022 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN ~ 2022 - Debt Strategies - Certificate (AQF 1-4) - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Matthew Ryan Doyle | 2018 | 2014 - Juris Doctor - - University of Sydney ~ 2015 - Accredited Derivatives Adviser 2 - - Kaplan ~ 2015 - Accredited Derivatives Adviser Level 1 - - Deakin Prime ~ 2017 - Diploma Financial Planning - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Maximilian Van Aanholt | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Meaghan Wylie | 2024 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Nicholas Hanlon | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Nick Patterson | 2014 | 2009 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Macquarie University ~ 2009 - Bachelor of Commerce-Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group |
| Oscar John Lloyd Howard | 2010 | 2005 - Bachelor of Commerce - - University of Melbourne ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Patrick James Abrams | 2014 | 2011 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2014 - Accredited Derivatives Adviser Level 2 - Diploma (AQF 5) - Deakin Prime ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Paul Gerard Mccarthy | 1999 | 1993 - Bachelor of Economics - - University of Newcastle ~ 1999 - Diploma of Financial Planning - - Deakin University / FPA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Peter White | 2004 | 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - Commerical Law - Certificate (AQF 1-4) - Kaplan ~ 2024 - Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan |
| Phillip Andrew Hines | 1989 | 2008 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2011 - Margin Lending Acceditation Program - Certificate (AQF 1-4) - Financial Essentials ~ 2014 - Cavendish & ICFS Specialist, SMSF Course - - The University of Adelaide ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Prabhat Mehla | 2018 | 2014 - Bachelor of Commerce (Accounting) - - Flinders University ~ 2014 - RG146 letter - - Flinders University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Priscilla Osei-ntim | 2018 | 2015 - Diploma in Financial Planning - - NSW TAFE ~ 2016 - Advanced Diploma in Financial Planning - - Mentor Education ~ 2017 - Graduate Certificate in Financial planning - - Griffith University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Prudence Evelyn Homewood | 2016 | 2008 - Bachelor of Exercise Science - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2011 - Advanced Diploma of Accounting - Advanced Diploma (AQF 6) - Chisholm Institute ~ 2015 - Financial Planning Essentials, Superannuation & Retirement Planning, Risk Management - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Rachelle Anne Arranz | 2004 | 2003 - Adanced Diploma in Financial Services - - Kaplan ~ 2003 - Diploma in Financial Markets - - Securities Institute ~ 2016 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Raoul Shemer | 1983 | 2002 - Investment Planning 1 - - Integratec ~ 2013 - Advanced Diploma of Financial Planning - - RG 146 Training Australia ~ 2024 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Rebecca Joan Stacey | 2004 | 1999 - Bachelor of Commerce - - University of Queensland ~ 2004 - Securitor Self Managed Superannuation Strategy Training Programs - Workshops 1 & 2 - Other - efinancial essentials ~ 2011 - Securities and Derivatives - Other - RMIT University |
| Renee Condylis | 2018 | 2017 - Bachelor of Agricultural Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 2017 - Diploma of Financial Planning - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Reymon Makkar | 2008 | 2009 - Diploma of Financial Services - - Mentor Education ~ 2010 - Advanced Diploma of Financial Services - - International Institute of Technology ~ 2017 - Graduate Diploma of Financial Planning - - Kaplan Professional Pty Ltd ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional Pty Ltd |
| Richard Andrew Mcclelland | 2015 | 2003 - Bachelor of Commerce - - University of Wollongong ~ 2009 - Graduate Diploma of Applied Finance - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Kaplan ~ 2016 - Margin Lending - Certificate (AQF 1-4) - Kaplan ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Rosemarie Gurrisi | 2004 | 2004 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Roxanne Gorman | 2003 | 1987 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2008 - Master of Financial Planning - Masters Degree (AQF 9) - University of Sunshine Coast ~ 2010 - Master of Business Administration - Masters Degree (AQF 9) - University of New England ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Ruby Piety Haase | 2006 | 2009 - Bachelor of Commerce - - Macquarie University ~ 2010 - Diploma of Financial Services - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Scott David Hayward | 2018 | 2015 - Diploma of Financial Planning - - Kaplan ~ 2017 - Bachelor Business and Commerce (Major in Finance) - - University of Southern Queensland ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Shikha Arora | 2012 | 1999 - Bachelor of commerce - - Delhi University, India ~ 2012 - Diploma in Financial Planning - - Mentor Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Shiva Vemula | 2010 | 2009 - Bachelor of Commerce (Accounting and Finance) - - Monash University ~ 2009 - Diploma of Financial Services - Diploma (AQF 5) - Monash University |
| Siufan Lee | 2010 | 2005 - Bachelor of Commerce (Economics) - Bachelor Degree (AQF 7) - Curtin University ~ 2006 - Master of Finance - Masters Degree (AQF 9) - Curtin University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2007 - Master of Accounting - Masters Degree (AQF 9) - Curtin University |
| Sophie Dunn | 2023 | 2022 - Graduate Diploma for Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Steven DE Natris | 2012 | 2007 - Bachelor of Commerce - - University of Melbourne ~ 2011 - Graduate Diploma of Applied Finance - - Kaplan ~ 2013 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Tjay Ratnawardana | 2018 | 2014 - Bachelor of Applied Finance (Economics) - Bachelor Degree (AQF 7) - Macquarie University ~ 2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - RG146 Tier 1 Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Western Sydney University |
| Tony Mastromanno | 2000 | 2003 - Diploma in Financial Planning - - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| William Mackay Johnston | 2018 | 2004 - Bachelor of Commerce - - University of New England ~ 2008 - Graduate Diploma of Financial Planning - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Margin Lending Specialist - Certificate (AQF 1-4) - Kaplan |
| Yan (emily) Sun | 2004 | 2001 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2003 - Master of Commerce (Business Information Systems and Finance) - Masters Degree (AQF 9) - University of Sydney ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australia (Finsia) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Other - Cavendish |
| Yanni Mavrikis | 2022 | 2018 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2018 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Finanical Advice - Bridging Course - Ethics - Kaplan |
| ZI GU | 2008 | 2003 - Master of Commerce in Advanced Finance - - The University of New South Wales ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2009 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |