This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Bernard Kantas | 2002 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Andrew David Wieman | 1999 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2021 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Andrew Gillon | 2002 | 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - FPC002B - Ethics and professionalism in financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ben Savige | 2010 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Finsia ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) |
| Ben Wise | 2009 | 2008 - Self Managed Super Fund Accreditation - Other - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Boris Rikalo | 2016 | 2016 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2020 - 5 unit CFP Certification Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Cedric Simba Benza | 2024 | 2020 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - RMITUniversity ~ 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMITUniversity |
| Darren Paul Eldridge | 2018 | 2012 - Diploma of Business - Diploma (AQF 5) - Victoria University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group |
| Elisa Evelyn Simpson | 2016 | 1994 - Associate Diploma of Business (Accounting) - Diploma (AQF 5) - Holmesglen Institute of TAFE ~ 2010 - Certificate IV in Financial Services - Certificate (AQF 1-4) - Australian and New Zealand Institute of Insurance and Finance ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2013 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jack Trewin Tossol | 2024 | 2017 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2021 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jeremy Taylor | 2004 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Justin Chong | 2016 | 2012 - Bachelor of Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kyle Gary Ross Richmond | 2018 | 2016 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lachlan Roarke Edward Knight | 2023 | 2016 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2019 - Master of Banking and Finance - Masters Degree (AQF 9) - Monash University ~ 2021 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Laurence James Poulter | 2015 | 2011 - Bachelor of Arts in Economic and Social Studies - Bachelor Degree (AQF 7) - The University of Manchester ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Leandro Nogueira Dos Santos Bonin | 2022 | 2007 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Mackenzie Presbyterian University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Insitute ~ 2017 - Master of Business Administration - Masters Degree (AQF 9) - Kaplan Business School Australia ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2021 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lisa Jane Taylor | 2003 | 1993 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca |
| Luke Andrews | 2010 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Intellitrain Pty Ltd ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Mathew Nolan Cassidy | 2003 | 1993 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Murdoch University |
| Michael Ingham | 2005 | 1985 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 1985 - Bachelor of Law - Bachelor Degree (AQF 7) - Monash University ~ 1993 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2001 - Foundation Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty |
| Nathan Tiberi | 2004 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Deakin Financial Services Pty Ltd |
| Patrick Harrison Barry | 2000 | 1997 - Bachelor of Commerce (International Business) - Bachelor Degree (AQF 7) - Curtin University ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - RMIT University |
| Peter Meakin | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Investment Banking Institute (IBI) ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Investment Banking Institute (IBI) ~ 2016 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Deakin University |
| Renato Dicandido | 2011 | 2008 - Advanced Diploma of Business (Marketing) - Advanced Diploma (AQF 6) - Northern Melbourne Institute of TAFE ~ 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd |
| Robert Hand | 2012 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) |
| Ryan James Halliday | 2023 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Taylor Joseph Roger Sharpe | 0 | 2023 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University |
| Tom Clancey | 2018 | 2016 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Tyson Ray Darley | 2022 | 2017 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - La Trobe University ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Wesley Stuart Mann | 2009 | 1990 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Phillip Institute of Technology ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| William Tunbridge | 2018 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2025 - Tax for Financial Advising - Other - Kaplan Professional |